Securities and Exchange Commission v. Nadel et al

Filing 37

DECLARATION of Receiver, Burton W. Wiand re #36 Unopposed MOTION for miscellaneous relief, specifically expansion of the receivership to include Laurel Mountain Preserve, LLC, Laurel Preserve, LLC, Laurel Mountain Preserve Homeowners Association, Inc., and the Marguerite J. Nadel Revocable Trust UAD by Burton W. Wiand. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14)(Morello, Gianluca)

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~ Northern Trst Northern Trust, N.A. 901 Venetia Bay Boulevard Combined Statement Page 1 of5 Please refer statement inquiries to: Northern Phone Banking (888) 289-6542 outside US & Canada (312) 44-4454 Venice, Florida 34285-8042 or For other bankng services Campbell Reynolds (941) 486-4804 MARGUEIDTE J NADEL REVOCABLE TRUST MARGUEIDTE J NADEL TTEE DAD 8/1/07 3966 COUNTRY VIEW DR SARSOTA FL 34233-4128 Statement Period 08/06/07 through 09/05/07 Type of Account Northern Anchor (Interest Ckg) Account # Ending Balance 20,040.01 30,773.58 Northern Anchor Investment rf :9316 9l' 5397 ~~ Combined Balance 50,813.59 Interest Disclosure Annual Percentage Yield Earned 2.38% 31 Interest-Bearing Days Interest Earned $40.01 Member FDIC TNTFL000027 Equal Housing Lender 1§ EXHIBIT 10 ~ Northern Trst Northern Trust, N.A. 901 Venetia Bay Boulevard Venice, Florida 34285-8042 Combined Statement Page 2 of5 MAGUEIDTE J NADEL REVOCABLE TRUST Mutual Fund Portolio Position ** Northern Fund: Number of Shares Share Price Market Value 7 -Day Current Yield as of 09/05/2007 Dividend Income NORTHERN MONEY MARKET FUND 30,773.580 1.000 $30,773.58 4.91% $633.65 ** Performance quoted is past performance and does not guarantee future results. Investment return wil fluctuate so that shares, when redeemed, may be worth more or less than their original cost. Current performance may be lower or higher than that shown here. An investment in Northern Funds is not insured or guaranteed by the FDIC or any other governmental agency. Although the Funds seek to maintain a value of $1.00 per share, it is possible to lose money. Shares of Northern Funds are distributed by Northern Funds Distributors, LLC, not affilated with Northern Trust. NOT FDIC INSURD May lose value No bank guarantee Member FDIC TNTFL000028 Equal Housing Lender 1§ ~ Northern Trst Northern Trust, N.A. Combined Statement Page 3 of5 901 Venetia Bay Boulevard Venice, Florida 34285-8042 MARGUEIDTE J NADEL REVOCABLE TRUST Northern Anchor (Interest Ckg) Beginning Balance on August 6, 2007 Checks and Other Items Paid Deposits and Credits Account o Number:t.(.-ot- ,,2 :9316 500,179.18 (450,039.25) 0.00 40.01 (480,179.18) 450,039.25 20,040.01 Interest Paid Northern Anchor Sweep To Investment (Debit) Northern Anchor Sweep From Investment (Credit) Ending Balance on September 5, 2007 Average Collected Balance 19,999.00 Interest Paid Year to Date 219.19 Date 08-14 Description Pre-Authorized ACH Amount DELUXE CHECK CHECKIACC. 17.25 070814 Control Number: 108990256207873 08-15 Domestic Wire Control Number: 999000815122839 Control Number: 999000815122839 GOLDMAN SACHS EXECUTION AND CLEARIN DOMESTIC WIRE 450,000.00 22.00 08-15 Service Fee For: Date Description Amount 40.01 09-05 Interest Control Number: 00000000000000 Date Description TRANSFER TO NORTHERN MONEY Amount 08-06 Automatic Transfer Control Number: 00001010033739 480,179.18 MARKET FUND 5397 (lO~P Member FDIC TNTFL000029 Equal Housing Lender 1§ ~ Northern Trst Northern Trust, N.A. Combined Statement Page 4 of5 901 Venetia Bay Boulevard Venice, Florida 34285-8042 MAGUEIDTE J NADEL REVOCABLE TRUST QJ Northern Anchor (Interest Ckg) Account Number:£~ '9316 Date Description TRANSFER FROM NORTHERN MONEY Amount 08-14 Automatic Transfer Control Number: 00001010033893 17.25 MARKET FUND ~# 5397 f.~ø' TRANSFER FROM NQRTHERN MONEY MARKET FUND Ø'c.G 5397 08-15 Automatic Transfer Control Number: 00001010033893 450,000.00 22.00 08-16 Automatic Transfer Control Number: 00001010033893 TRANSFER FROM N..RTHERN MONEY ~ MARKET FUND fis. 15397 ~ Date 08-06 08-14 Balance 20,000.00 20,000.00 Date Balance 19,978.00 20,000.00 Date Balance 20,040.01 08-15 08-16 09-05 Member FDIC TNTFL000030 Equal Housing Lender 1§ ~ Northern Trst Northern Trust, N.A. 901 Venetia Bay Boulevard Venice, Florida 34285-8042 Combined Statement Page 5 of5 MARGUEIDTE J NADEL REVOCABLE TRUST Northern Anchor Investment Beginning Balance on August 6, 2007 Redemptions (Debit) Purchases (Credit) Account Number: gi;V'r(, .5397 0.00 71 (450,039.25) 480,812.83 30,773.58 Ending Balance on September 5 , 2007 Date 08-14 08-15 08-16 Description Amount Automatic Transfer To Anchor Checking Automatic Transfer To Anchor Checking Automatic Transfer To Anchor Checking 17.25 450,000.00 22.00 Date 08-06 ;: 09-04 Description Amount Automatic Transfer From Anchor Checking Dividend Income Dividend Thru 08/31/07 480,179.18 633.65 Northern Money Market Fund Date 08-05 08-06 08-14 Balance 0.00 480,179.18 480,161.93 Date Balance Date Balance 30,773.58 08-15 08-16 09-04 30,161.93 30,139.93 30,773.58 09-05 NOTICE: FOR FUNDS AVAILABLlTY, A "LOCAL CHECK" WILL NOW BE DETERMINED BY ROUTING NUMBERS FOUND AT THE BOTTOM OF EACH CHECK THAT BEGIN WITH 10, 30, 1240-1243, 3240-3243, 0920, 0921, 0929, 2920, 2921, 2929 FOR DEPOSITS MADE AT A COLORADO OFFICE. IF YOU HAVE ANY QUESTIONS, CONTACT YOUR RELATIONSHIP MANAGER OR CLIENT SERVICES AT (888)289-6542. TNTFL000031 Member FDIC Equal Housing Lender 1§

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