Securities and Exchange Commission v. Nadel et al
Filing
37
DECLARATION of Receiver, Burton W. Wiand re #36 Unopposed MOTION for miscellaneous relief, specifically expansion of the receivership to include Laurel Mountain Preserve, LLC, Laurel Preserve, LLC, Laurel Mountain Preserve Homeowners Association, Inc., and the Marguerite J. Nadel Revocable Trust UAD by Burton W. Wiand. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14)(Morello, Gianluca)
~ Northern Trst
Northern Trust, N.A.
901 Venetia Bay Boulevard
Combined Statement
Page 1 of5
Please refer statement inquiries to:
Northern Phone Banking (888) 289-6542 outside US & Canada (312) 44-4454
Venice, Florida 34285-8042
or
For other bankng services
Campbell Reynolds
(941) 486-4804
MARGUEIDTE J NADEL REVOCABLE TRUST MARGUEIDTE J NADEL TTEE DAD 8/1/07 3966 COUNTRY VIEW DR
SARSOTA FL 34233-4128
Statement Period
08/06/07 through 09/05/07
Type of Account
Northern Anchor (Interest Ckg)
Account #
Ending Balance
20,040.01 30,773.58
Northern Anchor Investment
rf :9316
9l' 5397 ~~ Combined Balance
50,813.59
Interest Disclosure
Annual Percentage Yield Earned
2.38%
31
Interest-Bearing Days Interest Earned
$40.01
Member FDIC
TNTFL000027 Equal Housing Lender 1§
EXHIBIT 10
~ Northern Trst
Northern Trust, N.A. 901 Venetia Bay Boulevard Venice, Florida 34285-8042
Combined Statement
Page 2 of5
MAGUEIDTE J NADEL REVOCABLE TRUST
Mutual Fund Portolio Position **
Northern Fund: Number of Shares
Share Price
Market Value 7 -Day Current Yield as of 09/05/2007 Dividend Income
NORTHERN MONEY MARKET FUND 30,773.580 1.000 $30,773.58 4.91% $633.65
** Performance quoted is past performance and does not guarantee future results. Investment return wil fluctuate so that shares, when redeemed, may be worth more or less than their original cost. Current
performance may be lower or higher than that shown here. An investment in Northern Funds is not insured or guaranteed by the FDIC or any other governmental agency. Although the Funds seek to maintain a value of $1.00 per share, it is possible to lose money. Shares of Northern Funds are distributed by Northern Funds
Distributors, LLC, not affilated with Northern Trust.
NOT FDIC INSURD
May lose value
No bank guarantee
Member FDIC
TNTFL000028 Equal Housing Lender 1§
~ Northern Trst
Northern Trust, N.A.
Combined Statement
Page 3 of5
901 Venetia Bay Boulevard Venice, Florida 34285-8042
MARGUEIDTE J NADEL REVOCABLE TRUST
Northern Anchor (Interest Ckg)
Beginning Balance on August 6, 2007
Checks and Other Items Paid Deposits and Credits
Account
o Number:t.(.-ot-
,,2
:9316
500,179.18
(450,039.25) 0.00 40.01 (480,179.18) 450,039.25
20,040.01
Interest Paid
Northern Anchor Sweep To Investment (Debit) Northern Anchor Sweep From Investment (Credit)
Ending Balance on September 5, 2007
Average Collected Balance
19,999.00
Interest Paid Year to Date
219.19
Date
08-14
Description
Pre-Authorized ACH
Amount
DELUXE CHECK CHECKIACC.
17.25
070814
Control Number: 108990256207873
08-15 Domestic Wire
Control Number: 999000815122839 Control Number: 999000815122839
GOLDMAN SACHS EXECUTION AND CLEARIN
DOMESTIC WIRE
450,000.00
22.00
08-15 Service Fee For:
Date
Description
Amount
40.01
09-05 Interest
Control Number: 00000000000000
Date
Description
TRANSFER TO NORTHERN MONEY
Amount
08-06 Automatic Transfer
Control Number: 00001010033739
480,179.18
MARKET FUND 5397
(lO~P
Member FDIC
TNTFL000029 Equal Housing Lender 1§
~ Northern Trst
Northern Trust, N.A.
Combined Statement
Page 4 of5
901 Venetia Bay Boulevard Venice, Florida 34285-8042
MAGUEIDTE J NADEL REVOCABLE TRUST
QJ
Northern Anchor (Interest Ckg)
Account Number:£~ '9316
Date
Description
TRANSFER FROM NORTHERN MONEY
Amount
08-14 Automatic Transfer
Control Number: 00001010033893
17.25
MARKET FUND ~# 5397
f.~ø' TRANSFER FROM NQRTHERN MONEY MARKET FUND Ø'c.G 5397
08-15 Automatic Transfer
Control Number: 00001010033893
450,000.00
22.00
08-16 Automatic Transfer
Control Number: 00001010033893
TRANSFER FROM N..RTHERN MONEY
~
MARKET FUND fis. 15397
~
Date
08-06 08-14
Balance
20,000.00 20,000.00
Date
Balance
19,978.00 20,000.00
Date
Balance
20,040.01
08-15 08-16
09-05
Member FDIC
TNTFL000030 Equal Housing Lender 1§
~ Northern Trst
Northern Trust, N.A. 901 Venetia Bay Boulevard Venice, Florida 34285-8042
Combined Statement
Page 5 of5
MARGUEIDTE J NADEL REVOCABLE TRUST
Northern Anchor Investment
Beginning Balance on August 6, 2007
Redemptions (Debit) Purchases (Credit)
Account Number: gi;V'r(, .5397
0.00
71
(450,039.25) 480,812.83
30,773.58
Ending Balance on September 5 , 2007
Date
08-14 08-15 08-16
Description
Amount
Automatic Transfer To Anchor Checking Automatic Transfer To Anchor Checking Automatic Transfer To Anchor Checking
17.25 450,000.00 22.00
Date
08-06
;: 09-04
Description
Amount
Automatic Transfer From Anchor Checking Dividend Income
Dividend Thru 08/31/07
480,179.18 633.65
Northern Money Market Fund
Date
08-05 08-06 08-14
Balance
0.00 480,179.18 480,161.93
Date
Balance
Date
Balance
30,773.58
08-15 08-16 09-04
30,161.93 30,139.93 30,773.58
09-05
NOTICE: FOR FUNDS AVAILABLlTY, A "LOCAL CHECK" WILL NOW BE DETERMINED BY ROUTING NUMBERS FOUND AT THE BOTTOM OF EACH CHECK THAT BEGIN WITH
10, 30, 1240-1243, 3240-3243, 0920, 0921, 0929, 2920, 2921, 2929
FOR DEPOSITS MADE AT A COLORADO OFFICE. IF YOU HAVE ANY QUESTIONS, CONTACT YOUR RELATIONSHIP MANAGER OR CLIENT SERVICES AT (888)289-6542.
TNTFL000031
Member FDIC
Equal Housing Lender 1§
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