Securities and Exchange Commission v. Nadel et al
Filing
37
DECLARATION of Receiver, Burton W. Wiand re #36 Unopposed MOTION for miscellaneous relief, specifically expansion of the receivership to include Laurel Mountain Preserve, LLC, Laurel Preserve, LLC, Laurel Mountain Preserve Homeowners Association, Inc., and the Marguerite J. Nadel Revocable Trust UAD by Burton W. Wiand. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14)(Morello, Gianluca)
~ ~ E ~= ~
.
Account:
Date:
Account Type: ALL
Symbol: ALL
==
Activity
- Marguerite J Nadel Revocble
08/01/2007 - 02l04/2009
~
GS Broker: ALL
Investment: ALL
Journal Code(s): ALL
Using Date: TRADE DATE
Activity: ALL
Put!Call: ALL
Strike: ALL
Section: ALL Regulatory Body: ALL Blotter: ALL
Underlyer CusipflSINfSedol: ALL
UndÐrlyer Symbol: ALL CuslpflSINISedol: ALL
Primary Exchange: ALL Executing Exchange: ALL
Local Currency: ALL Base Currency: ALL
Country of Issue: ALL
Trade Date
settle Currency: ALL
Base CCY Price Base CCY Net Amount! Base CCY Net Notional Value Code
Account Number
Account Name
MARGUERITE J NADEL REVOCABLE
P&L
Activity Type
0
Quantity Symboll Description
Settle Datef
Value Date
Blotter
0.0000000000
(104.972.69) USD
Activity Type Desc
Trailer
41L91209 41L91209
MAGUERITE J NADEL REVOCABLE
SELL
31-Dec-2007 31-De0-2007
PROFIT AND
INDEX TRACKING STOCK
LOSS
(20,000) QQQQ (10,000) QQQQ 10,000 QQQQ
20,000 QQQQ
17-Aug-2007 22-Aug-2007
46.4900000000
17 -Aug-2007 22-Aug-2007 17 -Aug-2007 22-Aug-2007
17-Aug-2007 22-Aug-2007
27-Aug-2007 30-Aug-2007
929,689.77 USD
99
SELL
41L91209
MARGUERITE J NADEL REVOCABLE
SHORT SELL BUY BUY SHORT SELL BUY SHORT SELL BUY SHORT SELL
46.5400000000 45.6000000000 45.6450000000 48.1333000000
27 -Aug-2007 30-Aug-2007
47.8274000000
465,344.88 USD
99
SELL
41L91209
MARGUERITE J NAEL REVOCABLE
(456,048.00) USD (912,996.00) USD
99 99
BUY
41L91209
MAGUERITE J NADEL REVOCABLE
MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE
BUY
41L91209 41L91209
41L91209 41L91209
(30,000) QQQQ 30,000 QQQQ (30,000) QQQQ 30,000 QQQQ (15,000) QQQQ
1,43,832.91
2B-Aug-2007 31-Aug-2007
2B-Aug-2007 31-Aug-2007
USD
99
SELL
47.6500000000 47.0567000000
(1,434,966.00) USD 1,429,334.13 USD (1,411,845.00) USD
99 99 99
BUY
SELL
BUY
41L91209 41L91209
MARGUERITE J NADEL REVOCABLE
SHORT SELL
MAGUERITE J NADEL REVOCABLE
30-Aug-2007 05-ep-2007 30-Aug-2007 05-ep-2007
48.4300000000 48.4500000000
726,366.89 USD 242,222.29 USD
99 99
SELL
(5,000) QQQQ
(10,000) QQQQ 10,000 QQQQ
SELL
41L91209
41L91209
MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE
MARGUERITE J NADEL REVOCABLE SHORT SELL BUY SHORT SELL BUY BUY SHORT SELL BUY
MAGUERITE J NADEL REVOCABLE
SHORT SELL
31-Aug-2007 06-Sep-2007 31-Aug-2007 06-Sep-2007
05-Sep-2007 1O-ep-2007 05-Sep-2007 1O-ep-2007
03-ct-2007 09-ct-2007
48.9650000000 48.6700000000 49.5400000000 48.9567000000 51.7673000000
03-ocl-2007
489,594.51
USD
99
SELL
(486,748.00) USD
495,344.42 USD
99 99
99
BUY
41L91209 41L91209
41L91209 41L91209
MARGUERITE J NADEL REVOCABLE
(10,000) QQQQ 30,000 QQQQ
(30,000) QQQQ 30,000 QQQQ (30,000) QQQQ 30,000 QQQQ (5,00) QQQQ
SELL
(1,468,845.00) USD 1,552,851.24 USD
BUY
99
SELL
09-0ct.2007
11-oct-2007
51.6250000000
41L91209 41L91209
MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE
MAGUERITE J NADEL REVOCABLE
SELL
SHORT SELL BUY SHORT SELL BUY SHORT SELL SHORT SELL SHORT SELL
11-oct-2007
16-ct-2007 16-ct-2007
19-oct-2007 24-ct-2007
(5,000) QQQQ 10,000 QQQQ
(20,000) QQQQ 20,000 QQQQ (10,000) QQQQ
19-oct-2007 24-0ct-2007
53.8135000000 52.9100000000
(1,548,894.00) USD 1,614,236.30 USD (1,587,444.00) USD
99
99 99
BUY
SELL
BUY
41L91209 41L91209 41L91209
54.0600000000 53.8900000000
270,271.86 USD 269,421.88 USD
99 99
SELL
SELL
19-0ct-2007 24-ct-2007
24-0ct-2007 29-ocl-2007 24-ct-2007 29-ct.2007
52.4250000000 53.5777000000
(524,298.00) USD
99
BUY
41L91209
41L91209 41L91209
MARGUERITE J NAEL REVOCABLE
MARGUERITE J NADEL REVOCABLE
1,071,41.61
53.1400000000
04an-2008 09-an-2008
USD
99
SELL
(1,062,896.00) USD
99
BUY
48.6200000000
486,144.56 USD
99
SELL
41L91209 41L91209
Query Date: 5 Feb 2009 9:42:47 AM
(10,000) QQQQ
(10,000) QQQQ
04an-2008 09-Jan-2008 04-Jan-2008 09-Jan-2008
48.4400000000 48.4468000000
494,344.59 USD 484,412.59 USD
99
99
SELL
MAGUERITE J NADEL REVOCABLE
SELL
Page
1
THIS IS NOT AN OFFICIA STATEMENT. INFORMATION GENERATED HEREIN IS 8ASED UPON THE QUERY FILTERED BY THE CRITERIA SELECTED ABOVE.
.
Account:
Date:
Account Type: ALL
Symbol: ALL
Activity
. Marguerite J Nadel Revocable
08/01/2007 - 0210412009
Investment: ALL
Journal Code(s): AL
Primal) Exchange: ALL Executing Exchange: ALL Countl) of Issue: ALL
Trade Date
GS Broker: ALL Local Currency: ALL Base Currency: ALL
Settle Currency: ALL
Base CCY Price Base CCY Net AmounU Base CCY Net Notional Value Code
Using Date: TRADE DATE
Activity: ALL
PuUCall: ALL
Section: ALL Regulatol) Body: ALL
Underlyer Symbol: ALL CuslpllSIN/Sedol: ALL
Underlyer CuslpliSIN/Sedol: ALL
Quantity SymboV Description
Strike: ALL Activity Type
BUY BUY SHORT SELL BUY
Blotter. ALL
Account
Number
41L91209 41L91209 41L91209
41L91209
QQQQ
MARGUERITE J NAEL REVOCABLE
MARGUERITE J NADEL REVOCABLE
Account Name
MAGUERITE J NADEL REVOCABLE MAGUERITE J NADEL REVOCABLE MARGUERITE J NAEL REVOCABLE
Settle Datel
Value Date
Blotter
Activity Type Desc
Trailer
10,000
QQQQ QQQQ QQQQ
04.Jan-2008
09-an-2008
17.Jan-2008 17.Jan-2008
48.3600000000 48.2750000000 47.8600000000
(483,648.00) (965,596.00) 1,435,634.03
USD USD USD
99 99 99
BUY
20,000
(30,000) 30,000
04an-2008 09.Jan-2008
14-an-2008 14-an-2008
BUY
SELL
47.611000000
24.Jan-2008 29-an-2008
24-an-2008 29-an-2008
41L91209
SELL
BUY BUY SHORT SELL BUY SHORT SELL BUY SHORT SELL
41L91209
MARGUERITE J NADEL REVOCABLE
(30,000) 252
QQQQ
QQQQ QQQQ QQQQ QQQQ
QQQQ
44.7533000000 44.2000000000
(1,428,495.00) 1,342,434.46
(11,139.61)
USD USD
99 99
USD
BUY
SELL
99
BUY
41L91209 41L91209
MARGUERITE J NADEL REVOCABLE
MAGUERITE J NADEL REVOCABLE MAGUERITE J NADEL REVOCABLE
MARGUERITE J NADEL REVOCABLE
29,748
(10,000) 10,000 (10,000) 10,000
24.Jan-2008 29-an-2008
05-Feb-2008 08-Feb-2008 05-Feb-2008 08-Feb-2008
44.3537000000 44.7050000000 43.9050000000
14-Feb-2008 2o-Feb-2008 14-Feb-2008 2o-Feb-2008
26-Feb-2008 29-Feb-2008 28-Feb-2008 04-Mar-2008
(1,319,576.66) 446,997.08
USD USD USD
99
BUY
99
SELL
41L91209 41L91209
41L91209
MARGUERITE J NADEL REVOCABLE
MARGUERITE J NADEL REVOCABLE
44.8650000000
43.9250000000 43.9951000000 44.2933000000
28-Feb-2008 04-Mar-2008
(439,098.00) 448,597.06 (439,298.00) 879,796.32
99
USD USD
BUY
99
99
USD
SELL
QQQQ QQQQ
QQQQ QQQQ QQQQ
BUY
41L91209
(20,000) (15,000) 5,000 10,000
99
SELL
41L91209
MARGUERITE J NADEL REVOCABLE
SHORT SELL BUY BUY BUY SHORT SELL BUY SHORT SELL BUY SHORT SELL BUY SHORT SELL BUY
664,320.19
44.0000000000
28-Feb-2008 04-Mar-2008
USD
99
SELL
41L91209 41L91209
MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE
MARGUERITE J NAEL REVOCABLE
(220,024.00)
USD
99
BUY
43.8613000000
QQQQ
29-Feb-2008 05-Mar-2008
(438,661.00)
USD
99
BUY
41L91209
41L91209 41L91209
20,000
(30,000) 30,000
(10,000) 10,000 (20,000)
42.8600000000
QQQQ QQQQ
QQQQ QQQQ QQQQ
22.Apr-2008
25-Apr.2008
46.8167000000
22.Apr.2008
23-Apr-2008 23-Apr-2008
28-Apr-2008
(857,296.00) 1,404,349.13
25-Apr-2008
28-Apr-2008 28-Apr-2008
USD USD
99
99
BUY
SELL
45.9767000000 46.9400000000 46.3100000000
01-May-200 8
41L91209 41L91209
MAGUERITE J NADEL REVOCABLE
MARGUERITE J NADEL REVOCABLE
(1,379,445.00) 469,349.37
USD USD USD
99
BUY
99
SELL
41L91209
41L91209
MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE
MARGUERITE J NADEL REVOCABLE
47.4750000000
(463,148.00) 949,398.68
99
USD
BUY
99
SELL
20,000
(30,000)
QQQQ QQQQ
3O-Apr-2008
05-May-200
8
47.2700000000
01-May-200 8 06-May-200
8
(945,496.00)
USD
99
BUY
41L91209 41L91209
48.3011000000
30,000
QQQQ
1,448,880.89
01-May-200 8 06-May-200
8
USD
99
SELL
48.6300000000
(1,459,044.00)
USD
99
BUY
Query Date: 5 Feb 2009 9:42:47 AM
Page
2
THIS IS NOT AN OFFICIAL STATEMENT. INFORMATION GENERATED HEREIN IS BASED UPON THE QUERY FILTERED BYTHE CRITERIA SELECTED ABOVE.
.
Account:
I
Activity
- Marguerite J Nadel Revocable
Date:
08/01/2007 - 02/04/2009
Account Type: ALL
Investment: ALL
Symbol: ALL
Journal Code(s): ALL
GS Broker: ALL
Using Date: TRAE DATE
Activit: ALL
Put/Call: ALL
Section: ALL Regulatory Body: ALL
Underlyer Symbol: ALL Cuslp/lSIN/Seol: ALL
Underlyer Cuslp/lSIN/Sedol: ALL
Primary Exchange: ALL Executing Exchange: ALL
Local Currency: ALL Base Currency: ALL
Settle Currency: ALL
Strike: ALL Activity Type
SHORT SELL
Blotter: ALL
Country of Issue: ALL
Trade Date
Account Number
Account Name
MARGUERITE J NADEL REVOCABLE
Quantity Symbol! Description
(25,000)
OQQO OQQO
02-May-200 8
Sette Datel Value Date
07-May-200 8
Base CCY Price Base CCY Net Amount/ Base CCY
Net Notional Value Code
48.8991000000
07-May-200
Blotter
1,222,350.65
USD
Activity Type Desc
99
Trailer
41L91209 41L91209
SELL
MAGUERITE J NAEL REVOCABLE
MARGUERITE J NADEL REVOCABLE
SHORT SELL
BUY
25,000
(20,000)
02-May-200
8
48.8240000000
8
(1,220,720.00)
09oMay-200 8 09oMay-200 8
19oMay-200 8 19oMay-200 8
USD
99
14oMay-200 8
BUY
41L91209
0000
OQQO
OQQO
48.3310000000
14-May-200 8
966,518.59
48.1850000000
22-May-200
8
USD
99
SELL
41L91209
41L91209
(30,000)
MARGUERITE J NADEL REVOCABLE
MARGUERITE J NADEL REVOCABLE SHORT SELL SHORT SELL
MARGUERITE J NADEL REOCABLE
BUY
20,000
(963,796.00)
USD
99
BUY
50.0477000000
22-May-200 8
19-May-200 8
1,501,278.59
USD
99
SELL
41L91209
(5,000)
OQQO
50.0604000000
22-May-200
8
250,276.60
49.9114000000
27-May-200 30-May-200
USD
99 (1,747,067.00)
USD
SELL
41L91209
MARGUERITE J NADEL REVOCABLE
MARGUERITE J NADEL REVOCABLE SHORT SELL
BUY
35,000
(5,000)
0000
OQQO
OQQO OQQO
99
BUY
41L91209
48.6900000000
8 8
243,424.64
USD
99
SELL
41L91209 41L91209 41L91209 41L91209
MARGUERITE J NADEL REVOCABLE BUY SHORT SELL BUY
MARGUERITE J NAEL REVOCABLE
MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE
BUY SHORT SELL
BUY
5,000
(10,000) 4,400
02-Jun-2008 05.un-2008 09-un-2008 12-Jun-2008
OQQO
48.9800000000 48.7349000000
11-Jun-2008
5,600
(244,924.00) 487,298.27
USD USD
99 99
BUY
SELL
ASIOF
06/09108
16-Jun.2008
0000
(15,000) 15,000 (25,000)
OQQO OQQO
l1-Jun-2008
16-un-2008
19-un-2008 24-un-2008
47.8200000000 47.8132000000
48.0417000000
(210,429.12)
(267,780.80) 720,549.46
USD USD
USD
99
BUY
99 99
BUY
41L91209
41L91209
MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE
MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE
MAGUERITE J NADEL REVOCABLE
SELL SELL SELL
BUY BUY DIV SHORT SELL
SELL
2O-un-2008 25.un-2008
OQQO
(2,800) (2,200) 10,000
47.5867000000
41L91209 41L91209 41L91209 41L91209 41L91209
MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE
MARGUERITE J NADEL REVOCABLE
0000 0000
OQQO
MAGUERITE J NADEL REVOCABLE
20,000
0
OQQO
29-ul-2008 29-ul-2008 29-ul.2008 29-ul-2008 29-ul-2008
OQQO
01-Aug-2008 01-Aug-2008
45.2822000000 45.2700000000
01-Aug-2008 01-Aug-2008
01-Aug-2008
(713,872.50) 1,131,928.66
USD USD
99
99
BUY
SELL
126,741.85
USD
99
SELL
45.2700000000 44.6800000000 44.6425000000
31-Jul-2008 (25,000)
99,582.88
(446,848.00) (892,946.00)
31-Jul-2008
USD
USD USD
99 99 99
SELL
BUY
BUY
41L91209
0.0000000000
(516.15)
USD
OUALIFIED DIVIDEND
NC DIV ON 000000015000 SHARES
41L91209
Ouery Date: 5 Feb 2009 9:42:47 AM
0000
04Aug-2008 07 -Aug-2008
44.6180000000
1,115,323.75
USD
99
SELL
Page
3
THIS IS NOT AN OFFICIA STATEMENT. INFORMATION GENERATED HEREIN IS BASED UPON THE QUERY FILTERED BYTHE CRITERIA SELECTED ABOVE.
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Account:
Date:
Activity
- Marguerite J Nadel Revocable
08/01/2007 - 02104/2009
AccountType: ALL
Using Date: TRADE DATE
Investment: ALL
Symbol: ALL
Journal Code(s): ALL
GS Broker: ALL
Activit: ALL
Put/Call: ALL Strike: ALL
Underiyer CuslpliSIN/Sedol: ALL
Section: ALL Regulatory Body: ALL Bloller: ALL
Underiyer Symbol: ALL
Cuslp/lSIN/Seol: ALL
Primary Exchange: ALL Executing Exchange: ALL
Local Currency: ALL Base Currency: ALL
Country of Issue: ALL
Trade Date
Sellie Currency: ALL
Account Number
Account Name
MAGUERITE J NAEL REVOCABLE
WTC
Activity Type
Quantity Symboll Description
Sellie Datel Value Date
Base CCY Price Base CCY Net Amount/ Base CCY
Net Notional Value Code
0.0000000000
(12.00)
USD
Bloller
Activity Type Desc
Trailer
41L95519
26-Nov-2007 26-Nov-2007
WIRE
WIRE CHARGE
TRASFER
0.0000000000
667.00
USD
CHARGE
41L95519
41L95519
MARGUERITE J NADEL REVOCABLE
MI MI P&L MI MI MI
3D-Nov-2007 3D-Nov-2007 31-Dec2007 31-Dee-2007 31-Dee-2007 31-Dee-2007 31-Jan-2008 31-Jan-2008 29-Feb-2008 29-Feb.2008 31-Mar-2008 31-Mar-2008
MARGIN INTEREST
10/31-11129 CREDIT INTEREST FROM ACCOUNT 41L9
MAGUERITE J NAEL REVOCABLE
MARGUERITE J NADEL REVOCABLE
0.0000000000 0.0000000000 0.0000000000 0.0000000000
0.0000000000
01-Apr-2008 01-Apr-2008
552.94
104,972.69
USD
USD
MARGIN INTEREST
11/30-1210 CREDIT INTEREST FROM ACCOUNT 41L9
41L95519
41L95519 41L95519 41L95519 41L95519 41L95519
MARGUERITE J NADEL REVOCABLE
PROFIT AND
ACCT#
41L91209
LOSS
MAGUERITE J NADEL REVOCABLE MARGUERITE J NAEL REVOCABLE MAGUERITE J NADEL REVOCABLE
MARGUERITE J NAEL REVOCABLE
WTC FWO
424.02
30.79
19.75 01-Apr-2008
01-Apr-2008
USD
USD
MARGIN INTEREST
12131.(1130 CREDIT INTEREST FROM
ACCOUNT 41 L9
MARGIN INTEREST
01/31.(218 CREDIT INTEREST FROM ACCOUNT 41L9
USD
MAGIN
0.0000000000
0.0000000000
(69,848.61)
(12.00)
USD
02l29.(3130 CREDIT INTEREST FROM
INTEREST
ACCOUNT 41 L9
FUNDS WIRED NORTHERN T-MARGUERlTE J NADEL OUT
USD
WIRE
WIRE CHAGE
TRASFER
02-Jul.2008
02-Jul-2008
CHARGE
41L95519
41L95519
MARGUERITE J NADEL REVOCABLE
MARGUERITE J NAEL REVOCABLE
WTC
FWO
02-Jul-2008
0.0000000000
(50,000.00)
USD
FUNDS WIRED NORTHERN T.MAGUERITE J NADEL OUT
02-Jul.2008
0.0000000000
(12.00)
USD
WIRE
WIRE CHARGE
TRASFER
02-8e¡r2008 02-Se¡r2008
CHARGE
41L95519 41L95519
MARGUERITE J NADEL REVOCABLE
MARGUERITE J NAEL REVOCABLE
FWO WTC
0.0000000000
02-Se¡r2008 02-Se¡r2008
(53,350.00)
USD
FUNDS WIRED NORTHERN T-MARGUERITE J NADEL OUT
0.0000000000
(12.00)
USD
WIRE TRANSFER CHARGE
MI 3D-Se¡r2008 3D-Se¡r2008
WIRE CHARGE
41L95519
MARGUERITE J NADEL REVOCABLE
0.0000000000
15.61
USD
MARGIN INTEREST
08/29.(9129 CREDIT INTEREST
Query Date: 5 Feb 2009 9:42:47 AM
Page
6
THIS IS NOT AN OFFICIA STATEMENT. INFORMATION GENERATED HEREIN IS 8ASED UPON THE QUERY FILTERED 8YTHE CRITERIA SELECTED ABOVE.
.
Account Type: ALL
Activity
Account: Marguerite J Nadel Revocble
Date: 08/0112007 - 02104/2009
Investment: ALL
Symbol: ALL
Journal Code(s): ALL
Primary Exchange: ALL Executing Exchange: ALL
GS Broker: ALL Local Currency: ALL Base Currency: ALL
Settle Currency: ALL
Using Dale: TRAE DATE
Activit: ALL
Section: ALL Regulatory Body: ALL
Underiyer Symbol: ALL CuslpllSINISedol: ALL
Underiyer CuslpllSINISedol: ALL
PuUCall: ALL Strike: ALL
Blotter: ALL
Activity Type
MI MI
Country of Issue: ALL
Trade Date
Account Number
Account Name
MARGUERITE J NADEL REVOCABLE
MARGUERITE J NADEL REVOCABLE
Quantity Symboll Description
Settle Dalel
Value Date
Base CCY Price Base CCY Net AmounU Base CCY Net Notional Value Code
Blotter
0.0000000000
0.0000000000
50.00 USD
(495.77) USD
Activity Type Desc
Trailer
41L95519
41L95519
31-0cl-2008 31-0ct-2008 31-0ct-2008 31-0ct-2008 28-Nov-2008 28-Nov-2008
MARGIN INTEREST
09130.10130 CREDIT INTEREST
MAGIN
0.0000000000
(59.73) USD
10/02-10130 DEBIT INTEREST
INTEREST
41L95519
MAGUERITE J NADEL REVOCABLE
SBP
SHORT STOCK
SHORT PRM. EXP QQQQ 11/08
PREMIUM
INTEREST EXPENSE
41L95519
MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE
P&L
31-Dec-2008 31.Dec-2008 31-Dec2008 31-Dec-2008
0.0000000000
(98,004.28) USD
0.0000000000
(145.59) USD
PROFIT AND
ACCT# 41L91209
LOSS
41L95519
SBP
SHORT STOCK
SHORT PRM. EXP QQQQ 12108
PREMIUM
INTEREST EXPENSE
41L95519
MARGUERITE J NADEL REVOCABLE
MARGUERITE J NADEL REVOCABLE
FWO WTC
06-an-2009 06-an-2009 06-an-2009 06-an-2009
0.0000000000 0.0000000000
(179,000.00) USD
(12.00) USD
FUNDS WIRED OUT
NORTHERN T-MAGUERITE J NADEL
41L95519
WIRE
WIRE CHARGE
TRASFER
CHARGE
Total Buys:
Total Sells:
852,000
(852,000)
o
o o o o
(38,77,439.59)
38,784,489.13
0.00 0.00 0.00 0.00
Total Receives:
Total Delivers:
Cost Basis Adj.:
Cross Currency:
Total Other:
(7,253.41)
NelTotal:
796.13
Query Date: 5 Feb 2009 9:42:47 AM
Page 7
THIS IS NOT AN OFFICIAL STATEMENT. INFORMATION GENERATED HEREIN IS BASED UPON THE QUERY FILTERED BYTHE CRITERIA SELECTED ABOVE.
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