Securities and Exchange Commission v. Nadel et al

Filing 37

DECLARATION of Receiver, Burton W. Wiand re 36 Unopposed MOTION for miscellaneous relief, specifically expansion of the receivership to include Laurel Mountain Preserve, LLC, Laurel Preserve, LLC, Laurel Mountain Preserve Homeowners Association, Inc., and the Marguerite J. Nadel Revocable Trust UAD by Burton W. Wiand. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14)(Morello, Gianluca)

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~ ~ E ~= ~ . Account: Date: Account Type: ALL Symbol: ALL == Activity - Marguerite J Nadel Revocble 08/01/2007 - 02l04/2009 ~ GS Broker: ALL Investment: ALL Journal Code(s): ALL Using Date: TRADE DATE Activity: ALL Put!Call: ALL Strike: ALL Section: ALL Regulatory Body: ALL Blotter: ALL Underlyer CusipflSINfSedol: ALL Undrlyer Symbol: ALL CuslpflSINISedol: ALL Primary Exchange: ALL Executing Exchange: ALL Local Currency: ALL Base Currency: ALL Country of Issue: ALL Trade Date settle Currency: ALL Base CCY Price Base CCY Net Amount! Base CCY Net Notional Value Code Account Number Account Name MARGUERITE J NADEL REVOCABLE P&L Activity Type 0 Quantity Symboll Description Settle Datef Value Date Blotter 0.0000000000 (104.972.69) USD Activity Type Desc Trailer 41L91209 41L91209 MAGUERITE J NADEL REVOCABLE SELL 31-Dec-2007 31-De0-2007 PROFIT AND INDEX TRACKING STOCK LOSS (20,000) QQQQ (10,000) QQQQ 10,000 QQQQ 20,000 QQQQ 17-Aug-2007 22-Aug-2007 46.4900000000 17 -Aug-2007 22-Aug-2007 17 -Aug-2007 22-Aug-2007 17-Aug-2007 22-Aug-2007 27-Aug-2007 30-Aug-2007 929,689.77 USD 99 SELL 41L91209 MARGUERITE J NADEL REVOCABLE SHORT SELL BUY BUY SHORT SELL BUY SHORT SELL BUY SHORT SELL 46.5400000000 45.6000000000 45.6450000000 48.1333000000 27 -Aug-2007 30-Aug-2007 47.8274000000 465,344.88 USD 99 SELL 41L91209 MARGUERITE J NAEL REVOCABLE (456,048.00) USD (912,996.00) USD 99 99 BUY 41L91209 MAGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE BUY 41L91209 41L91209 41L91209 41L91209 (30,000) QQQQ 30,000 QQQQ (30,000) QQQQ 30,000 QQQQ (15,000) QQQQ 1,43,832.91 2B-Aug-2007 31-Aug-2007 2B-Aug-2007 31-Aug-2007 USD 99 SELL 47.6500000000 47.0567000000 (1,434,966.00) USD 1,429,334.13 USD (1,411,845.00) USD 99 99 99 BUY SELL BUY 41L91209 41L91209 MARGUERITE J NADEL REVOCABLE SHORT SELL MAGUERITE J NADEL REVOCABLE 30-Aug-2007 05-ep-2007 30-Aug-2007 05-ep-2007 48.4300000000 48.4500000000 726,366.89 USD 242,222.29 USD 99 99 SELL (5,000) QQQQ (10,000) QQQQ 10,000 QQQQ SELL 41L91209 41L91209 MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE SHORT SELL BUY SHORT SELL BUY BUY SHORT SELL BUY MAGUERITE J NADEL REVOCABLE SHORT SELL 31-Aug-2007 06-Sep-2007 31-Aug-2007 06-Sep-2007 05-Sep-2007 1O-ep-2007 05-Sep-2007 1O-ep-2007 03-ct-2007 09-ct-2007 48.9650000000 48.6700000000 49.5400000000 48.9567000000 51.7673000000 03-ocl-2007 489,594.51 USD 99 SELL (486,748.00) USD 495,344.42 USD 99 99 99 BUY 41L91209 41L91209 41L91209 41L91209 MARGUERITE J NADEL REVOCABLE (10,000) QQQQ 30,000 QQQQ (30,000) QQQQ 30,000 QQQQ (30,000) QQQQ 30,000 QQQQ (5,00) QQQQ SELL (1,468,845.00) USD 1,552,851.24 USD BUY 99 SELL 09-0ct.2007 11-oct-2007 51.6250000000 41L91209 41L91209 MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE MAGUERITE J NADEL REVOCABLE SELL SHORT SELL BUY SHORT SELL BUY SHORT SELL SHORT SELL SHORT SELL 11-oct-2007 16-ct-2007 16-ct-2007 19-oct-2007 24-ct-2007 (5,000) QQQQ 10,000 QQQQ (20,000) QQQQ 20,000 QQQQ (10,000) QQQQ 19-oct-2007 24-0ct-2007 53.8135000000 52.9100000000 (1,548,894.00) USD 1,614,236.30 USD (1,587,444.00) USD 99 99 99 BUY SELL BUY 41L91209 41L91209 41L91209 54.0600000000 53.8900000000 270,271.86 USD 269,421.88 USD 99 99 SELL SELL 19-0ct-2007 24-ct-2007 24-0ct-2007 29-ocl-2007 24-ct-2007 29-ct.2007 52.4250000000 53.5777000000 (524,298.00) USD 99 BUY 41L91209 41L91209 41L91209 MARGUERITE J NAEL REVOCABLE MARGUERITE J NADEL REVOCABLE 1,071,41.61 53.1400000000 04an-2008 09-an-2008 USD 99 SELL (1,062,896.00) USD 99 BUY 48.6200000000 486,144.56 USD 99 SELL 41L91209 41L91209 Query Date: 5 Feb 2009 9:42:47 AM (10,000) QQQQ (10,000) QQQQ 04an-2008 09-Jan-2008 04-Jan-2008 09-Jan-2008 48.4400000000 48.4468000000 494,344.59 USD 484,412.59 USD 99 99 SELL MAGUERITE J NADEL REVOCABLE SELL Page 1 THIS IS NOT AN OFFICIA STATEMENT. INFORMATION GENERATED HEREIN IS 8ASED UPON THE QUERY FILTERED BY THE CRITERIA SELECTED ABOVE. . Account: Date: Account Type: ALL Symbol: ALL Activity . Marguerite J Nadel Revocable 08/01/2007 - 0210412009 Investment: ALL Journal Code(s): AL Primal) Exchange: ALL Executing Exchange: ALL Countl) of Issue: ALL Trade Date GS Broker: ALL Local Currency: ALL Base Currency: ALL Settle Currency: ALL Base CCY Price Base CCY Net AmounU Base CCY Net Notional Value Code Using Date: TRADE DATE Activity: ALL PuUCall: ALL Section: ALL Regulatol) Body: ALL Underlyer Symbol: ALL CuslpllSIN/Sedol: ALL Underlyer CuslpliSIN/Sedol: ALL Quantity SymboV Description Strike: ALL Activity Type BUY BUY SHORT SELL BUY Blotter. ALL Account Number 41L91209 41L91209 41L91209 41L91209 QQQQ MARGUERITE J NAEL REVOCABLE MARGUERITE J NADEL REVOCABLE Account Name MAGUERITE J NADEL REVOCABLE MAGUERITE J NADEL REVOCABLE MARGUERITE J NAEL REVOCABLE Settle Datel Value Date Blotter Activity Type Desc Trailer 10,000 QQQQ QQQQ QQQQ 04.Jan-2008 09-an-2008 17.Jan-2008 17.Jan-2008 48.3600000000 48.2750000000 47.8600000000 (483,648.00) (965,596.00) 1,435,634.03 USD USD USD 99 99 99 BUY 20,000 (30,000) 30,000 04an-2008 09.Jan-2008 14-an-2008 14-an-2008 BUY SELL 47.611000000 24.Jan-2008 29-an-2008 24-an-2008 29-an-2008 41L91209 SELL BUY BUY SHORT SELL BUY SHORT SELL BUY SHORT SELL 41L91209 MARGUERITE J NADEL REVOCABLE (30,000) 252 QQQQ QQQQ QQQQ QQQQ QQQQ QQQQ 44.7533000000 44.2000000000 (1,428,495.00) 1,342,434.46 (11,139.61) USD USD 99 99 USD BUY SELL 99 BUY 41L91209 41L91209 MARGUERITE J NADEL REVOCABLE MAGUERITE J NADEL REVOCABLE MAGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE 29,748 (10,000) 10,000 (10,000) 10,000 24.Jan-2008 29-an-2008 05-Feb-2008 08-Feb-2008 05-Feb-2008 08-Feb-2008 44.3537000000 44.7050000000 43.9050000000 14-Feb-2008 2o-Feb-2008 14-Feb-2008 2o-Feb-2008 26-Feb-2008 29-Feb-2008 28-Feb-2008 04-Mar-2008 (1,319,576.66) 446,997.08 USD USD USD 99 BUY 99 SELL 41L91209 41L91209 41L91209 MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE 44.8650000000 43.9250000000 43.9951000000 44.2933000000 28-Feb-2008 04-Mar-2008 (439,098.00) 448,597.06 (439,298.00) 879,796.32 99 USD USD BUY 99 99 USD SELL QQQQ QQQQ QQQQ QQQQ QQQQ BUY 41L91209 (20,000) (15,000) 5,000 10,000 99 SELL 41L91209 MARGUERITE J NADEL REVOCABLE SHORT SELL BUY BUY BUY SHORT SELL BUY SHORT SELL BUY SHORT SELL BUY SHORT SELL BUY 664,320.19 44.0000000000 28-Feb-2008 04-Mar-2008 USD 99 SELL 41L91209 41L91209 MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE MARGUERITE J NAEL REVOCABLE (220,024.00) USD 99 BUY 43.8613000000 QQQQ 29-Feb-2008 05-Mar-2008 (438,661.00) USD 99 BUY 41L91209 41L91209 41L91209 20,000 (30,000) 30,000 (10,000) 10,000 (20,000) 42.8600000000 QQQQ QQQQ QQQQ QQQQ QQQQ 22.Apr-2008 25-Apr.2008 46.8167000000 22.Apr.2008 23-Apr-2008 23-Apr-2008 28-Apr-2008 (857,296.00) 1,404,349.13 25-Apr-2008 28-Apr-2008 28-Apr-2008 USD USD 99 99 BUY SELL 45.9767000000 46.9400000000 46.3100000000 01-May-200 8 41L91209 41L91209 MAGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE (1,379,445.00) 469,349.37 USD USD USD 99 BUY 99 SELL 41L91209 41L91209 MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE 47.4750000000 (463,148.00) 949,398.68 99 USD BUY 99 SELL 20,000 (30,000) QQQQ QQQQ 3O-Apr-2008 05-May-200 8 47.2700000000 01-May-200 8 06-May-200 8 (945,496.00) USD 99 BUY 41L91209 41L91209 48.3011000000 30,000 QQQQ 1,448,880.89 01-May-200 8 06-May-200 8 USD 99 SELL 48.6300000000 (1,459,044.00) USD 99 BUY Query Date: 5 Feb 2009 9:42:47 AM Page 2 THIS IS NOT AN OFFICIAL STATEMENT. INFORMATION GENERATED HEREIN IS BASED UPON THE QUERY FILTERED BYTHE CRITERIA SELECTED ABOVE. . Account: I Activity - Marguerite J Nadel Revocable Date: 08/01/2007 - 02/04/2009 Account Type: ALL Investment: ALL Symbol: ALL Journal Code(s): ALL GS Broker: ALL Using Date: TRAE DATE Activit: ALL Put/Call: ALL Section: ALL Regulatory Body: ALL Underlyer Symbol: ALL Cuslp/lSIN/Seol: ALL Underlyer Cuslp/lSIN/Sedol: ALL Primary Exchange: ALL Executing Exchange: ALL Local Currency: ALL Base Currency: ALL Settle Currency: ALL Strike: ALL Activity Type SHORT SELL Blotter: ALL Country of Issue: ALL Trade Date Account Number Account Name MARGUERITE J NADEL REVOCABLE Quantity Symbol! Description (25,000) OQQO OQQO 02-May-200 8 Sette Datel Value Date 07-May-200 8 Base CCY Price Base CCY Net Amount/ Base CCY Net Notional Value Code 48.8991000000 07-May-200 Blotter 1,222,350.65 USD Activity Type Desc 99 Trailer 41L91209 41L91209 SELL MAGUERITE J NAEL REVOCABLE MARGUERITE J NADEL REVOCABLE SHORT SELL BUY 25,000 (20,000) 02-May-200 8 48.8240000000 8 (1,220,720.00) 09oMay-200 8 09oMay-200 8 19oMay-200 8 19oMay-200 8 USD 99 14oMay-200 8 BUY 41L91209 0000 OQQO OQQO 48.3310000000 14-May-200 8 966,518.59 48.1850000000 22-May-200 8 USD 99 SELL 41L91209 41L91209 (30,000) MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE SHORT SELL SHORT SELL MARGUERITE J NADEL REOCABLE BUY 20,000 (963,796.00) USD 99 BUY 50.0477000000 22-May-200 8 19-May-200 8 1,501,278.59 USD 99 SELL 41L91209 (5,000) OQQO 50.0604000000 22-May-200 8 250,276.60 49.9114000000 27-May-200 30-May-200 USD 99 (1,747,067.00) USD SELL 41L91209 MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE SHORT SELL BUY 35,000 (5,000) 0000 OQQO OQQO OQQO 99 BUY 41L91209 48.6900000000 8 8 243,424.64 USD 99 SELL 41L91209 41L91209 41L91209 41L91209 MARGUERITE J NADEL REVOCABLE BUY SHORT SELL BUY MARGUERITE J NAEL REVOCABLE MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE BUY SHORT SELL BUY 5,000 (10,000) 4,400 02-Jun-2008 05.un-2008 09-un-2008 12-Jun-2008 OQQO 48.9800000000 48.7349000000 11-Jun-2008 5,600 (244,924.00) 487,298.27 USD USD 99 99 BUY SELL ASIOF 06/09108 16-Jun.2008 0000 (15,000) 15,000 (25,000) OQQO OQQO l1-Jun-2008 16-un-2008 19-un-2008 24-un-2008 47.8200000000 47.8132000000 48.0417000000 (210,429.12) (267,780.80) 720,549.46 USD USD USD 99 BUY 99 99 BUY 41L91209 41L91209 MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE MAGUERITE J NADEL REVOCABLE SELL SELL SELL BUY BUY DIV SHORT SELL SELL 2O-un-2008 25.un-2008 OQQO (2,800) (2,200) 10,000 47.5867000000 41L91209 41L91209 41L91209 41L91209 41L91209 MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE 0000 0000 OQQO MAGUERITE J NADEL REVOCABLE 20,000 0 OQQO 29-ul-2008 29-ul-2008 29-ul.2008 29-ul-2008 29-ul-2008 OQQO 01-Aug-2008 01-Aug-2008 45.2822000000 45.2700000000 01-Aug-2008 01-Aug-2008 01-Aug-2008 (713,872.50) 1,131,928.66 USD USD 99 99 BUY SELL 126,741.85 USD 99 SELL 45.2700000000 44.6800000000 44.6425000000 31-Jul-2008 (25,000) 99,582.88 (446,848.00) (892,946.00) 31-Jul-2008 USD USD USD 99 99 99 SELL BUY BUY 41L91209 0.0000000000 (516.15) USD OUALIFIED DIVIDEND NC DIV ON 000000015000 SHARES 41L91209 Ouery Date: 5 Feb 2009 9:42:47 AM 0000 04Aug-2008 07 -Aug-2008 44.6180000000 1,115,323.75 USD 99 SELL Page 3 THIS IS NOT AN OFFICIA STATEMENT. 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Account: Date: Activity - Marguerite J Nadel Revocable 08/01/2007 - 02104/2009 AccountType: ALL Using Date: TRADE DATE Investment: ALL Symbol: ALL Journal Code(s): ALL GS Broker: ALL Activit: ALL Put/Call: ALL Strike: ALL Underiyer CuslpliSIN/Sedol: ALL Section: ALL Regulatory Body: ALL Bloller: ALL Underiyer Symbol: ALL Cuslp/lSIN/Seol: ALL Primary Exchange: ALL Executing Exchange: ALL Local Currency: ALL Base Currency: ALL Country of Issue: ALL Trade Date Sellie Currency: ALL Account Number Account Name MAGUERITE J NAEL REVOCABLE WTC Activity Type Quantity Symboll Description Sellie Datel Value Date Base CCY Price Base CCY Net Amount/ Base CCY Net Notional Value Code 0.0000000000 (12.00) USD Bloller Activity Type Desc Trailer 41L95519 26-Nov-2007 26-Nov-2007 WIRE WIRE CHARGE TRASFER 0.0000000000 667.00 USD CHARGE 41L95519 41L95519 MARGUERITE J NADEL REVOCABLE MI MI P&L MI MI MI 3D-Nov-2007 3D-Nov-2007 31-Dec2007 31-Dee-2007 31-Dee-2007 31-Dee-2007 31-Jan-2008 31-Jan-2008 29-Feb-2008 29-Feb.2008 31-Mar-2008 31-Mar-2008 MARGIN INTEREST 10/31-11129 CREDIT INTEREST FROM ACCOUNT 41L9 MAGUERITE J NAEL REVOCABLE MARGUERITE J NADEL REVOCABLE 0.0000000000 0.0000000000 0.0000000000 0.0000000000 0.0000000000 01-Apr-2008 01-Apr-2008 552.94 104,972.69 USD USD MARGIN INTEREST 11/30-1210 CREDIT INTEREST FROM ACCOUNT 41L9 41L95519 41L95519 41L95519 41L95519 41L95519 41L95519 MARGUERITE J NADEL REVOCABLE PROFIT AND ACCT# 41L91209 LOSS MAGUERITE J NADEL REVOCABLE MARGUERITE J NAEL REVOCABLE MAGUERITE J NADEL REVOCABLE MARGUERITE J NAEL REVOCABLE WTC FWO 424.02 30.79 19.75 01-Apr-2008 01-Apr-2008 USD USD MARGIN INTEREST 12131.(1130 CREDIT INTEREST FROM ACCOUNT 41 L9 MARGIN INTEREST 01/31.(218 CREDIT INTEREST FROM ACCOUNT 41L9 USD MAGIN 0.0000000000 0.0000000000 (69,848.61) (12.00) USD 02l29.(3130 CREDIT INTEREST FROM INTEREST ACCOUNT 41 L9 FUNDS WIRED NORTHERN T-MARGUERlTE J NADEL OUT USD WIRE WIRE CHAGE TRASFER 02-Jul.2008 02-Jul-2008 CHARGE 41L95519 41L95519 MARGUERITE J NADEL REVOCABLE MARGUERITE J NAEL REVOCABLE WTC FWO 02-Jul-2008 0.0000000000 (50,000.00) USD FUNDS WIRED NORTHERN T.MAGUERITE J NADEL OUT 02-Jul.2008 0.0000000000 (12.00) USD WIRE WIRE CHARGE TRASFER 02-8er2008 02-Ser2008 CHARGE 41L95519 41L95519 MARGUERITE J NADEL REVOCABLE MARGUERITE J NAEL REVOCABLE FWO WTC 0.0000000000 02-Ser2008 02-Ser2008 (53,350.00) USD FUNDS WIRED NORTHERN T-MARGUERITE J NADEL OUT 0.0000000000 (12.00) USD WIRE TRANSFER CHARGE MI 3D-Ser2008 3D-Ser2008 WIRE CHARGE 41L95519 MARGUERITE J NADEL REVOCABLE 0.0000000000 15.61 USD MARGIN INTEREST 08/29.(9129 CREDIT INTEREST Query Date: 5 Feb 2009 9:42:47 AM Page 6 THIS IS NOT AN OFFICIA STATEMENT. INFORMATION GENERATED HEREIN IS 8ASED UPON THE QUERY FILTERED 8YTHE CRITERIA SELECTED ABOVE. . Account Type: ALL Activity Account: Marguerite J Nadel Revocble Date: 08/0112007 - 02104/2009 Investment: ALL Symbol: ALL Journal Code(s): ALL Primary Exchange: ALL Executing Exchange: ALL GS Broker: ALL Local Currency: ALL Base Currency: ALL Settle Currency: ALL Using Dale: TRAE DATE Activit: ALL Section: ALL Regulatory Body: ALL Underiyer Symbol: ALL CuslpllSINISedol: ALL Underiyer CuslpllSINISedol: ALL PuUCall: ALL Strike: ALL Blotter: ALL Activity Type MI MI Country of Issue: ALL Trade Date Account Number Account Name MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE Quantity Symboll Description Settle Dalel Value Date Base CCY Price Base CCY Net AmounU Base CCY Net Notional Value Code Blotter 0.0000000000 0.0000000000 50.00 USD (495.77) USD Activity Type Desc Trailer 41L95519 41L95519 31-0cl-2008 31-0ct-2008 31-0ct-2008 31-0ct-2008 28-Nov-2008 28-Nov-2008 MARGIN INTEREST 09130.10130 CREDIT INTEREST MAGIN 0.0000000000 (59.73) USD 10/02-10130 DEBIT INTEREST INTEREST 41L95519 MAGUERITE J NADEL REVOCABLE SBP SHORT STOCK SHORT PRM. EXP QQQQ 11/08 PREMIUM INTEREST EXPENSE 41L95519 MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE P&L 31-Dec-2008 31.Dec-2008 31-Dec2008 31-Dec-2008 0.0000000000 (98,004.28) USD 0.0000000000 (145.59) USD PROFIT AND ACCT# 41L91209 LOSS 41L95519 SBP SHORT STOCK SHORT PRM. EXP QQQQ 12108 PREMIUM INTEREST EXPENSE 41L95519 MARGUERITE J NADEL REVOCABLE MARGUERITE J NADEL REVOCABLE FWO WTC 06-an-2009 06-an-2009 06-an-2009 06-an-2009 0.0000000000 0.0000000000 (179,000.00) USD (12.00) USD FUNDS WIRED OUT NORTHERN T-MAGUERITE J NADEL 41L95519 WIRE WIRE CHARGE TRASFER CHARGE Total Buys: Total Sells: 852,000 (852,000) o o o o o (38,77,439.59) 38,784,489.13 0.00 0.00 0.00 0.00 Total Receives: Total Delivers: Cost Basis Adj.: Cross Currency: Total Other: (7,253.41) NelTotal: 796.13 Query Date: 5 Feb 2009 9:42:47 AM Page 7 THIS IS NOT AN OFFICIAL STATEMENT. INFORMATION GENERATED HEREIN IS BASED UPON THE QUERY FILTERED BYTHE CRITERIA SELECTED ABOVE.

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