Securities and Exchange Commission v. Nadel et al

Filing 37

DECLARATION of Receiver, Burton W. Wiand re 36 Unopposed MOTION for miscellaneous relief, specifically expansion of the receivership to include Laurel Mountain Preserve, LLC, Laurel Preserve, LLC, Laurel Mountain Preserve Homeowners Association, Inc., and the Marguerite J. Nadel Revocable Trust UAD by Burton W. Wiand. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14)(Morello, Gianluca)

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~ Northern Trt Northern Trust, N.A. 90 I Venetia Bay Boulevard Venice, Florida 34285-8042 Combined Statement Page 1 of5 Please refer statement inquiries to: Northern Phone Banking (888) 289-6542 outside US & Canada (312) 4444454 or For other banking services Campbell Reynolds (941) 486-4804 MARGUERITE J NADEL REVOCABLE TRUST MARGUERITE J NADEL TTEE UAD 8/1/07 3966 COUNTRY VIEW DR SARASOTA FL 34233-4128 Statement Period 01106109 through 02105109 Type of Account Northern Anchor (Interest Ckg) Account # Ending Balance Northern Anchor Investment . ) :9316 ~G~- /,397 Combined Balance 20,008.63 360,337.58 380,346.21 Interest Disclosure Annual Percentage Yield Earned 0.50% 31 Interest-Bearing Days Interest Earned $8.63 Equal Housing Lender g TNTFL000005 EXHIBIT 12 ~ Nortern Tr Nortern Trust, N.A. 90 I Venetia Bay Boulevard Venice, Florida 34285-8042 MARGUERITE J NADEL REVOCABLE TRUST Combined Statement Page 2 of5 Mutual Fund Portolio Position ** Northern Fund: Number of Shares Share Price Market Value 7-Day Current Yield as of 0210512009 Dividend Income NORTHERN MONEY MARKET FUND 360,337.580 1.000 $360,337.58 0.28% $54.60 ** Performance quoted is past performance and does not guarantee future results. Investment return wil fluctuate so that shares, when redeemed, may be worth more or less than their original cost. Current performance may be lower or higher than that shown here. An investment in Northern Funds is not insured or guaranteed by the FDIC or any other governmental agency. Although the Funds seek to maintain a value of $1.00 per share, it is possible to lose money. Shares of Northern Funds are distributed by Northern Funds Distributors, LLC, not affilated with Northern Trust. NOT FDIC INSURED May lose value No bank guarantee Equal Housing Lender g TNTFL000006 ~ Northern Trst Northern Trust, N.A. 901 Venetia Bay Boulevard Venice, Florida 34285-8042 Combined Statement Page 3 of5 MARGUERITE J NADEL REVOCABLE TRUST Northern Anchor (Interest Ckg) Beginning Balance on January 6, 2009 Checks and Other Items Paid Deposits and Credits Account Number:-'1''- \9316 20,008.49 0.00 329,000.00 8.63 (339,008.49) 10,000.00 ~ Interest Paid Northern Anchor Sweep To Investment (Debit) Northern Anchor Sweep From Investment (Credit) Ending Balance on February 5, 2009 Average Collected Balance 20,008.63 20,322.00 17.12 Interest Paid Year to Date Date Description Amount WIRE IN #214148 BY FWR#0159920RG= MARGUERITE J NADEL REVOCABLE 3966 01.06 Domestic Wire Recvd 179,000.00 150,000.00 Control Number: 08904000000940 01.13 Domestic Wire Recvd Control Number: 08904000001692 WIRE IN #278647 BY FWR#0019310RG= SCOOP CAPITAL LLC Date Description Amount 8.63 02-05 Interest Control Number: 00000000000000 Date Description Amount TRANSFER TO NORTHERN MONEY MARKET FUND 0554915397 01.06 Automatic Transfer 179,008.49 Control Number: 00001010033739 Equal Housing Lender g TNTFL000007 ~ Nortern Trst Northern Trust, N.A. 90 I Venetia Bay Boulevard Venice, Florida 34285-8042 Combined Statement Page 4 of5 MARGUERITE J NADEL REVOCABLE TRUST Northern Anchor (Interest Ckg) ..i Account Number: -"",P' :9316 W Date Description TRANSFER TO NORTHERN MONEY Amount 01.13 Automatic Transfer Control Number: 00001010033739 150,000.00 10,000.00 01-22 Automatic Transfer Control Number: 00001010033739 MARKET FUND~5397 f$ TRANSFER TO NORTHERN MONEY MARKET FUN~~~ 5397 Date Description TRANSFER FROM NQRTHERN MONEY MARKET FUNCc;c.' 5397 o: Amount 01.21 Automatic Transfer Control Number: 00001010033893 10,000.00 Date Balance Date 01-21 01-22 Balance 30,000.00 20,000.00 Date 02-05 Balance 01-06 01-13 20,000.00 20,000.00 20,008.63 Equal Housing Lender g TNTFL000008 ~ Nortern Trt Northern Trust, N.A. 901 Velletia Bay Boulevard Venice; Florida 34285-8042 Combined Statement Page 5 of5 MARGUERITE J NADEL REVOCABLE TRUST ~6 Northern Anchor Investment Beginning Balance on January 6, 2009 Redemptions (Debit) Purchases (Credit) Account Numberii0rv 5397 31,274.49 (10,000.00) 339.063.09 Ending Balance on February 5 , 2009 360,337.58 01-21 Automatic Transfer To Anchor Checking 10,000.00 Date 01-06 01-13 01-22 :: 02.02 Description Amount Automatic Transfer From Anchor Checking Automatic Transfer From Anchor Checking Automatic Transfer From Anchor Checking Dividend Income Dividend Thru01/31109 179,008.49 150,000.00 10,000.00 54.60 Northern Money Market Fund Date Balance Date 01.21 01-22 02.02 Balance 350,282.98 360,282.98 360,337.58 Date 02-05 Balance 01.05 01.06 01.13 31,274.49 210,282.98 360,282.98 360,337.58 NOTICE: FOR FUNDS AVAILABILITY, A "LOCAL CHECK" WILL NOW BE DETERMINED BY ROUTING NUMBERS FOUND AT THE BOnOM OF EACH CHECK THAT BEGIN WITH 06,08,26,28 FOR DEPOSITS MADE AT FLORIDA OFFICES AND THAT BEGIN WITH 11,31,1010.1012. 1019,1030,1031,1039,3010.3012, 3019,3030,3031 & 3039 FOR DEPOSITS MADE AT TEXAS OFFICES. IF YOU HAVE QUESTIONS, PLEASE CONTACT YOUR RELATIONSHIP MANAGER OR CLIENT SERVICES ~ 888-289-6542. Equal Housing Lender g TNTFL000009

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