Securities and Exchange Commission v. Nadel et al

Filing 37

DECLARATION of Receiver, Burton W. Wiand re #36 Unopposed MOTION for miscellaneous relief, specifically expansion of the receivership to include Laurel Mountain Preserve, LLC, Laurel Preserve, LLC, Laurel Mountain Preserve Homeowners Association, Inc., and the Marguerite J. Nadel Revocable Trust UAD by Burton W. Wiand. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14)(Morello, Gianluca)

~-.

~

~8!~9!20Ø7 14; 34

12124335366

SHORELINE TRADING

PAGE Ø1/27

A.
'i Jals, Multi~Parles and Custodiariships

Your Introduced ACCQUIM
Requirad

ACCO JNT NAME, NUMaER AND TYPE
Plea

so pi ~vie the Accnt Na ror !h elluni yo lll' opening iM Ihis Ne Alim Applicclin. Pleus .110 Cieck It

~pprpri e bQ~ 10 Indicate Acaunt Typ. See øiYlDUS PIi fir deflnltl of acoi, tyes.

...8: ~U.J.tLl.J.2U?E.b1LlS.!l!.t&.lt?_~$ 1._
. ..-Y/A. LD...---i:.iJ._~-.i.~.a:l-..----.- ....._...___.__...... .'.______.__ __._

Atun Ni me AÇQunl ~unibc (lor lnlemal ua~ Cl~)

Ch Ore Box:
Dlndivdu ii
CJ Tenanti In eam",Ø''
i4AevQQ.1DIQ Trosl

o Òl~~niip' Mlirl Olla ar Birth;

o IRA Til ~JtMI

OJT~
o Oler

o ElIte

$(la( ~tl No. or Mlnii

OIRA.Ro"i

CulDf31,'$ Relation.h1p ID t.lno

.Addiliar Iinfatloii fOll'cioumslleldas Tenants in Cammo:
II)' h_ clQ-eilhO llx lb Iilonuli:unl held Acunt Holdiir N:u:

.. 'T..nll il' comon P/1I18 pr""ll~ elii l1ccnl I'IdBr nIl1 ul' % OIn;p:

~/I/B Owerslii

_% _%

-""
BROKfRAGE ACCOUNT INVESTMeNT OBJEctiVES
IndlClle yo it chitÐ of ÌIent obje bi&e Qn lhe deDnloos of O-pltaJ AppltQi8lori, Balart and Coerv~w: liS definiid

C8nlllllu~ ëinl8 !hili õli'y partcur IiVlI or your I",lmnls genirally wfll aclitve )'ur invrnl obj9CYC.

bllow. PL !ASE NOTE, YOU MUST CHOOSE! ONE. ANIl ÓPl Y ONE, OF THESE THREE IHTMtNT QBJECT. Brver

po

,. i ~iilll AppreclaDf- Aocuri! prtmarily _11 Jgn(Jrm capital appcilion. Aceunt may also lncludi eom~ sho:
feri ilradlng lind m.ign (levrage). You Il' IMling ti asme i highør rik eommeounie 'N1I yo 8lqelit ,.tims ane UIK lIrltand !lllar is no guaranla ihiil ti' Invli8lnls. 'JUler indMdUill\' or in th Aovnl as a whol. wil ii~in sue/ re~ms.
? ~1a 'nVNiiriii - Plese cIk this boll if in seeking capitl Appic1Atn you IMh 10 rmkl
. llpelllllvi InvnD1lnu. engge in çinlsic lIls, incluClil" but not Jlmlt to untll!re c;OR Irdl",
(bolP Itlted and over.lh-cclJlOr). day nclng lind oIMr .lIrt ter t1ding. and Pl.rc&l foreign è_itiill.

oommcili. ful' ~nd no~rini;p~ proi' In&tiil'. You undeniiind ind Iickwliie tl lt

rore9Qing inve.i1S InvolWl" hih degr of rlik and ire IMUlng al' l.blR to bear th AI. nlli( of loIS QI iiriniiipiil
inw_ii in lIull InvGslmnt. If you c1lck lpolaiJlH I~~mlnt l/OV must also chiick CaPii1 Appreçlitlon a5 your Invllent ub~'l.

Q

2. E al8nd - Aauni primerly $ee long.lerm cilllèl ap¡:çil\lia an airnnt Income. Accunt rnY ollso inudll II
limi cd iimouil of iho-iirr Irclng and margn (1IIII'e). You llR: willing li lI&5ume mOCellc to high rick

ÇQ mensnite 'hh yor wipellec retumi and urdel$l8nd that there Ii no guiiranlê tlllrt th invstmnt. eiter
lndi ,jdually Dr In In Acct !lll 8 wlla. \\llllln 8udi relurn.

Q

S. i .-nI - Acnl Primirily BeSko CUminl inOO' and. seooriørlly, moderaiii caiJa IIlodd. You ira

will 11 to "ume law to mWerie riilk cemmenS\rae l'll your Clxpiielll 'l1ums Md undøl'land ihit lIêTe is no
gu" tlnte Ihat the invimll. elir IndlvldUlllY or In \h Aaunr II . whole, wil ~ttìn suct I'lUms.

~y2007

A-2

Intrduod Acount Imllvd App VIl'lon ".0

EXHIBIT

7

'08/09/20ß7 14; 34

12124335366

SHORELINE TRADING

PAGE 11127

B.
iñ uals, MuJtinPartes and Custodianships

Personallnformati(Hl
Required
ACCOUNT HOLDER NUMBER i- (if aølcablal
FJl!l Nae. M.J.

ACeO JNT HOLDER NUMBER 1

~~t,.i\- CJIV DOl,_
Fl~N.ir" M,I

¡8ItNaP

Lø Nimlt
YMs.

r.no. DMi.
oJr.
DIL

MistJß.'i \--

gw,
DSt.

Os..

0*Yl\O II\

I EWlning PIiOl

,
FIJNIlII'41

~_Pii
FiM NUl'tlr

~.

UMIs

Din

Div

Dote,_
b! ar,

I!YMnoPI'~
OlNr Phol'e ¡plÐne ::DOG1I1

R,.IDA c.n:o

~Dr-ç:re;
o~ci~ rv

I OdPhcn(ple... iil

I SaciISe~ly ND: i,...P.UpQ ~'.. llrK Oo\l ri for """J

",ie of Birt
L

Sotll Sleloii NO. (Of Pasort
No, iT' Count of Ilinc)

-

.i~OACTæ .D
'" _" Ip~M 5Ifl ir' case senslFfi

Õlr

..-

Iil At""S$ (pluse Ip lfcu ....tt..)

~T 19 SC-QD ,. /lA e. GJr. c. ø M
Martl : ltatus tlnd CI1'"~tiip;
CJ $Ingii ii Mai d
lI,nlil sttu. lind Citizeniihlp:

OOllr

Numbø ri Delldenli

(i.p1iibie~
U.'i, Rnlien
ir nO! i U.8. dtlin. i.. ~ B
I:Y~$O No

i: $lng~ I: Mlri.a

D01Br

Ni.llbll rI DønlEi
(1'lppUaabl):
Ifnoii U.S. i:. ;'l9yoli.

COInlrv C . Cftlinshlp

~Unll or C/ei~lp

lJ~)

U.$.~eni?

DY(\lO No

i. R.I&Îdlne: Tho addl'ss to be used fDtllK reporting

Lagal Riiisnc.: Tho add~ ID be use for tal( rellrt

1liJ0" ;, (No P.O. boX85. plse)
Addres I in. ,

putu. (No P.O. boxes, Piea.)
Addi un. 1

A4 In8 2

~q(".. (.c''-lo'i'' Vl(ëll l)~\\/~

s: A- ~A S 0 'i ir.'s,eie Cl

-;~'l~3

Alal'S i.i,. ~
Wy

li
t;unl

Pe !8

Counli

V)

PcalC\l1i

MiIHii ~dd&l: V\)l wt to I' any IIllur
earnmi eatlM1& In hari-ol' form, If c1lrrint rrm your

Mliir"' Acnisø W1ll you wish 10 I'Iv IIIl lIccolinl
comniurÇl\i. ii l\py form. If dlff,.N frm YVII
Iegil iddras. PI$GO noll Ihli 1'&1 be your addl' lind
no thit of 8 thir p.ri. -.dIMI Line 1

IlIa. ac :hila. ~ê8ii noti this mUl! b. your adl9S and no thI ' If lI lhi iirt.

Addrelln.'
Add_l

-

çiiy

l~li' M,itJ ~., , $/~~A-SOiySlilieFL ~"t'l~O
wiii 2

AlCltC~ ui. 2

Cit

SII"

1'5\81 CO Ie

.

Country

i. S

Po..lOoe

Cc

'n the ivant thai YOl4lre opening a joini icciint among moe than two penion, pløaiii makø copies of
p:gØ$ J 1-1 through C.1 lind cDmplat& th. InfOlticn fo, .a~h additional account holder.

May

2007

B-1

InlndUC AciJnt tl'iv Ap Veraon 04.0

ae/eg/26a7 14:34

12124335366

SHORELINE TRADING

PAGE Ð2127

IL

Personal Informatic!.
Reciuil"sd

Individ Jals. Mufti-Parties and Custodianships

SKurllil relilalSQ/l r.qi.lrii lol to ask abo yv iimployrnnt ~ II you are 8~ witl II brkerJdeeler other t18ii
8roker, y IU must submi alon wi YDur Ne Aiunt Infomillon For. 8 leiter of lIli øppl'IjI (I.... II '407. i.iir) fr in lIut~ L part within your il .luet as ~ur complJlInCl OIlOQr. Pliias IncMe your emlOyer's nam and addre I" well $~ ii10malir n 8S to v.ro to send reuire duplC81i account sltem~ts. If you wnrl In 1h broklge iil7. ytur acirI air.ioi

!¡ii iip.lme 1 urtil we reiv tr 4l71e.

ACCOllNT HOLDER NUMBER 1
CJ I!mploeø

ACCOUNT HOLDER NUMSER 2 (If ippllcable)
i: $hidell

19S01r.EIlPiO
CJ fl~&iH

D Emiilal"
CJ Niiil!ploye

CJ !'Dll!ft øIve

o Seir-Erpbd o Reira

o Stuiint

I!llo~r IIlnMIr II em¡iQ). pli_ Cllii ni nime of yeur emp~r . .nll ti 11ti or tl buinll If ~ IIAI setlrtpJol.
pnildii ihi nimii 01 yiur Mlii li.-inU'tr

Emplø¡... 1....lry If .mpIDi-. p"'... iilo ltl1ml DI )'
8lplOYr al' tI nOM~ 01 \l ~~s. ir \lll ire leir.mølr1.

prde tl. nllß Dfyo bline Ilncf.ndUlIi
i:ol¡Mr

cMpIr

5i; i. F
NalU/l 01 ! uss

1~A-\) i rJCi j Mkt AG- el i
lf

Niwie of Buin_
Pos~nIM18 (I Illf-employe, ple,e praWje ~Il)

POSiir ri (ir M1r-m¡lOed, P10ase plOClO ocupalln)

Aidl8 at ~ Ccn. 11l,. _ Clfl) reti t r-~ IN S1' .

AddlSliit ernl¥r Ieh. 111818 ina lZnlr)

g('rtA-$O'Ni A- '3~'t~b
Cl lin Ipp""blo biAII .. pnklø øn Ølplanaan n it ip",
prooAed " yo II . iii Irnrniiii r5"'11~ inmbe. (!II. brell. lii.r. pi nt. mil. mo-li. fith..JnI.w. Ilat.r~n-Il. bre.r.

.lled 1/ ~u or If .an Imie f1ml rnmbB 'riIM. 1ll1.
Cho øll .p¡l",bi b", aM pId~ Gil ..plèiln ii' thO C¡l~

i,., \l~ ;titor.i~.i~.., _~".)li, 01 ~or PC~on ~iM ~ YO~
10 ~ malel J .xini in pi~n d",çn1i biia.
o IiI"''' IIbCr6f41ftyset~lJes¡¡lCtI*.
o (Ii) An i mplDl!. ..IO"\B person. Dr

ilmr. parn~ iilk. mot.in-p, fsllir,;i"l, iistÐ~I'Ii, Dn:tll-.
in.i:. "wMeriHlI, !l~n..). or othr p!ß "" 5UPparl. yau 10 . rnl.imnt, ii. pel'n d4ICrIl bOli,

ci (i) A _bel 0I ft I!ec.ll_ e.iiling6.
ci (It) ÁD I!plo~. issoiteo p8, 01 Bgsnt oIBny broBT.døl.r

or .nt AS) mllrftrm,

"!l"' or ..ny b~~

orMNA$D mcmbo~nn.
C (m) A seio otoo Of II bellM, SIWlgl.nc 1001i1nlXlll. lI!lrJrce

i: (iii) A & '1IIor~c. Of" l:, .AIlJ' .nd Ioninlt. inllliiiii

oolT ... IlMølmnl copøny. or In_tii Idv nrm. or OWf ¡ 1l1tloMliy iieoi.

capeliy.1n1 Cllipiny. 01 IßliinlliiMlOry fi, 01
"hr IMIIDIl) iCGnt
In Ill ii. Dr. pøl5 in i poiton li infen. 01 whOS

o (I) A P If n '" wMN dll"itll1ml d 811 of II intln rl3øi
In (Il) l 1x. Of. P9l1ln i iin li Inl. or'loii
~ti~li lØ".-etl' or i~ in'iv, or.. Nialad to tl fUncon
al bU) ig or ..~Ing a.curi fo.i' aich lIiia.

lJ (II) A øiian in fl _iiOI dcpert or inl' of li eiiuul\ li~1e
or b~~ng Dr ..Hi~ neuriti.. Ior.-i)' iucl Iint.

acti\IiH clli Dr Irlieci Imrlo. iir _ lel_lo !h fuDtio

n tvl Apr I'nwt(lI.\lire, ;01.$1 10'oI. brotir/dellr . ("li... ,. .llmll PUr¡ brd..i.1 gr li "'.1125 of.n
IlrIOA IIlRliiirillllr).

o (ii) A J)OIl M' ii. dlrai:, ii IesSl10% of . broile
(othr th .rmW PII Il~diillr) or 1l1l25% or nil
etUIy tIt __ .t 1ei!l10% or illnilæriea1er (iir than B

elUlY 1181 (I' '1 "1l$1 \o'A or ~ ll/I.~J$f (OUr \il' a rrm1l

ExplandCl:

e~..ti

IInillBd IN brBrldllIllf?

R.latiON lip to Broko or Its lInli3t:

Rela&onahlp tQ Brar or Its iillatu:

Aiyonn 'rnlIlH ai Biikø arit ilI.i.or

rciatlo 10 . i om~~ or Iil'llor i\ a1~ililK7

o Ylii6a No

A..y"".n.mp~iiBnilrorli..'llllllnor 0 y*O I'o
rllll8 10 in .mplo~ ofBrokB Dr il Blf"nn?

If ¡cu iini 11 IlIii to an øriiB 01 Bni or II atia. wlll II !I name 01 IIi , "l$1

It¡cu.....I&dtD In .mp~eofBI1.rOl ii. .ili", "hi iø l'IJ ßIrn orthll po?
Whii 11"'11 i.nt olyour J1IIthiwt 1hl,.",pl~? (e.g.,

whl .. ii nm 1¡r)I.r r.~o""lilp wiu llll empio' (i.g..
$POB. ib Ing. Clllin. ati)

lpollli. ilbllng, OIulln. .)

MayiD7

B-2

IlItIoduce Acnt Indlvld Ap Versn 4.0

~6/ßS/2ee7 14; 34

12124335366

SHORELINE TRADING

PAGE 03/27

lL

Personal Informatinn
Requiiid
ACCOUNT HOLDER NUMBER 2 ¡UPlilieAblê)

Indivicuals, Multi.Parties and Custodianships

ACC01INT HOLDER NUMBeR 1
In~st n a Public Comp;ny

Inl...1 in e PuJ:c: Company
o P__ i: here W you ana. clirlct. 10% wrshD.r or po!H;'

CJ Pleis, coec fteI If YO" il ; ditor. 10i $h¡nl\(jèr or poic

milr I ol,çr of II PUbliCI) cia comØill and Indl l!
..i ~i) bilo.

mikJn ol or. ¡lllllctt owd tolll' 8~(/ Indlc& tilt

isymbøl(s) bel(.
i~er $ybol(~:

Tlcll 8Yl(si,
o PI1I8M çhl hl18 If Ylu .. II 5'A .i...hDld.r ri II publcly ..
0C1l lliil'lMicm lie_ cynbc!(i) b8gw.

o Piau meek hers Ifyuu are a 6% IhiraldarDh publk:yowed

coiiny amI Indic. ticl ¡ybc(ii) bilo.

TIcker lymbo(sJ'

"To:er sYI'IlJ(I):

Account Nrl1atlon
DD)\U II 1wl/llu1arlYl~ \n or IlIQ
.1

Account Afll8tlri

PO ~u I' \I1l1~tilt.dt Ol Iltii

IrM It d~ fo any otlr 80unla Brok.. ,

Ii

v.s

11M11m dee fo iiv ciir acun

C

No

at Broker? C Yu
OD you ma18illly IntlNno. Illrscily or
iiill'ly. _ aclll Of IIf lli, W~D 1lie inn5ti..ld.i:..fir tny aIlir
0" ~u hold an ower.hlp InJe of 1Q% Dr

Do YO" n d"naOy InftUlnæ, dlni or

-q -N?
N,i
Nr)

nuk"" in ~nl Ømign$ fo~", other acc,*'s " BtOr'
Do~" h ii lin ..~ Ini 01100/. Dr

Inil the 8Gilona cl8ny pilln wh

lJ

Yea

;
:I

No

iium .1 Bra~ 0 Vii a
mo.. In InGUtr ioenlst Bro iir .h_ In 1O' or mani orthp~1 andlor lo ii

monlnl!,iir_/linIiOk~ or$liro
gf 8ngl , lInl li Brob?
1I10% OJ ,"Or. Df the ¡i aril_
Co )'u n t\ _OI dil'l' Dr
m8/age ..1 IvIl iny othlllI\I ..

"1

y""
Yiia

No

ii~Cl aCCnt ." E1lOl' C Vil 0
Do ~II liw common dlrscm Dr
maMaemenl wit Inyotr llunl at

--

Ilroit

If~ Iir llyorti ab pl.lIM! iî It' aelluni:

'1't~F'
'1S' A

1')'((;
""5YK

'fC-I L

'~

~

0

No

. Brake? lJ y~ lJ
1f)'lfOr aiiQl th .bow. P/81ll1lil the IIlinl:

NO)

t~'~'0 ~lii" 't~rSi5/( :~
Sanlor Pi i11t~1 F!Oi':
Arf 'j e' .~ íilmidlsls fimlly m... (lpOUl. Iihi "'r, I
Siirt Pollk.1 FIVU"':

p:ient. clll L. ~..i",~, lathr~~w. IilWo-irWlI. bfotr..n-.
dIughl'¡, .ia. .on..n-1W 8 ..ni polll 11J1i. 4efnec lis "

/I yg or lin Irli ~mll memllr (~us. br. M1r, ¡i;¡it ch. mi-Irils. flhiinIW. ii.r-In. brothr... dluilliter.
In.i,. $!n..J:).II

IIptil ~ lIl\S .. . o;\ll't QI fl,mw

QInt 01 lOßlr ..nlor ofil ki li oxctlYØ, Itgisiall,

lIln~ 1/, iiltry. nr juk:l ii or B 9lmmam (Yor

"nill oI in Ill _cul legillet. iidmlilslr mIIlIBIV. Q'

Jixlil brncia at . glMmmi (w_ihii aleci Of 1l~ . 1_)1
oI ~ II poø=ii pill. II tclOt eioctl 01 . a04Jm.N-oNl'lUI

llli" io. 8 sø oIøI Df i poiiia psrt, . !Inlor .J(~t1ve

al a Il..n ment-od ~"Ial en. ~rs. buBl08
ci clllt ." '4 fô by Dr fa Ihl ti of auah IndMdI?

for lI8 be of lii Indviual'!

CDlimiliintrle. ooipl'lXn. b~11111 Dr Dlr eri rod bvor

CJ y.. ¡;.No I'Y8&.ple_explliln: i: YesO Na ItVu.p.... iualni

Mary 2007 80 Inlrouoed Aiunllndlvld App V.rcor 4.G

0B/ß9/2ßß7 14: 34

12124335366

SHORELINE TRADING

PAG El4/27

~
SIo
Bmda

Investment Experi~n(:e and Financiallnformatlcin
Required
ACCOUNT HOLDER NUMBER 2 Of 8lJpllGlble)

Indl\llc i;sls. Mult-Partes and Custodianship$

ACCOI 'NT HOLDER NUMBER 1
IiIl Il iy )'r: Gf oxpeliinci do )'QU haw InV411tlnlJ In

. lt. folio ving ty_ af ",curf..7
Type CF S.Ctrity "'.1' of Eiptnanc.
ltn 1 \', 1.6 yn. ji.

1h. fi1l11 ty_ of nclorl.?

How many )'iins of .xpll.~ ~Q VlII".'lnestlng In

T~ of Stcunt y,*i: of EiXpN"'C8

leu 8-10 1D.)'.

IIn 1 yr. 1.5 yr. yr, )'.,

LeD IMD fl.
.0
CJ

o

o
lJ

o
Cl

Ii
i5

SIQI.

o

Ilori.

o o

i:

D
CJ

o

How mallJ yura of ..ip..i.1' do yàl haw ÎnvøUng In

tho foia tlng aps 5lllii?

How m*ny !i*" otexP'eno do yo ii1n_.ting iro the foowing oø61' stllgIS?

Opioni Strtegy
Laa

Years cf ElIpeñllce
6-10
10+ ji. ~.1'1 yr.

Optlon$ Shes

VNrs of Expirtence

,.. yis.

'/.

itin 1~.
Cowred Writin¡

1.8

6.10
103 ,".

l(+
yr..

Y".

COI' V ri~A
tI~ii Op tons

0

Sp..adlng Slll..

0 0
11

fl

~ ~
CJ

0 0
i: i:

0 0

IWRg OpliS

c
0

~In âtria,.
Ut'er WfKlng

0 0 0
Cl

0 0
Cl

0 0 0
CJ

(J

()
Cl

UnixsAK Wfl1ng

ci

(l

Mnwlli ieOl. frm All SOOrC8& In U.S. DDllitSl; Exllli

AnnuellnÇOR frll All Sources In U.$. Dal\l~: £xudG

Income fr 1m SPOUH or Jolnliicaunt holdr. TAX RAn (%)

inçimo frm OPOlJ' or joint èCunl holder. TAX RATE 1.%)

L~ . i..JL..... ......._-1_ I.lL % I L $--~--_._-_.~~ i--,~
Liquid Ni i. Warhln U.S. Dol"~; Eiii;i:ii the vaue of YClIir
I'lidlinOl . I'rlvi P.rillil and arhat U1lquid IIlaati.
LiquId ,.1 WCI In U.S. DoIlr; Exclude 1fe'lialu of

llini;, priwle IlrtfBhiii lind ot i1Ii\/Õ\ 1J~!jli.

your

Q__K: A-.. A., J: A A.i .._
Toiel Ne Wor In U.S. Dall "'!!tt minu& 1011 Jl8llltes

ll

$--_._--,---~-- J

T.I Nel Wch In U.S. Dgll~: Anbs nilnus t9181 q;i~iillil"

eicuding !h v.lue of yii. prmery nieienoe.

ex~"i 010 value of your prif1iy niølenæ.

Q . _ ... rL -i.J, -. 11 .s... .- _
P.. pi ovdi the sorci ii your wullh (check ell appßClbl. bo.'):

I I $---'-_-J_-_._-:::J
pi.... priOvldil ùi loui' ÐfyourwalÙ' loh&ck aU

applicale bo):

CJ

Alill~ri,
Empli ymen

CJ 1.liwait Stllemuni
i;Reel Emle

0
CJ

I\ll1nytvlC

0

liPli)ont

0

InPtri inc

ci
D

AoU/irCl bOl\l'R1&

~~1I neJ\
o oor

S.ie or IlUlJIIN

0 Inllnc 0 Inlltrnl
o Otr:

0 Ul'lISleml 0 RelitØl i: I\~Qnt~il 0 aile of bYllneaa

If yor i; Un: of InWl.iabl. Fundi (fo thl. "cont) I.

~I._UN&'

d",rinl HlR' 'J" aau"" of _It" lb. plq"

dltnHro you lOiirw of_lth .bow, pI..

If your !lur" oflnve"'bl. Fundi (fw thl. .çi;i;nt Ie

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0-1

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0e/~9/2087 14: 34

12124335366

SHORELINE TRADII'

PAG OS/27

D.
iñluals, Multi-Partes and Cust(l(lianshipa

Account Services Informathni
optioñãi

DISCL CSUfm TO issueRS i It.c1 oni or boh boxes btlow if ~u do NO con5lnt to tl ~at dlAcloiu,.. PitH'
Dlsi:as ... 10 lisl,.rs In oerlln drcmslnce, C1eallng fIrm Is l!ulrd to dlsclo:io tQ an Issuer lh name. sdlfren, aiid

~l.rton ~ j\3 a.slaTl wto lire bollal 0W1S of lht Issur's securllca unless lt cutomer oIec, If you obec 10 81,rl/

disu e, P~lISl åiiilt box btlaw

Q 1/1 Ve OBJECT to dliioiu~ 10 l$Srs.

.-

DiICI051! m Nan-U.S. Tuition Aucxl... UnfoS$ you obje. Clearing finn 1T)I disdr,se çeln lnfoml(ln iibr;t ~ II
I'on.S taxø1Îcn eutliiiies frm tlll to tim in an effrt to R:ucc )'r iMhholingo la lr8bilil on certIn ng-U.s. IOUIll inciiii '8nls. The Infolion dlaoloii lTU)I ÇQlIisl 01. lM51 othe thi,", YQl,r ""me. .ddrn, taii idenlçeti numb"r. laIC dt!ll cii. end til qu8Iily cif'" ,ub fQRigr !Ncuri¡"s) yi1, rniiy hold, Additily, i,".' yo o~ you e¡... '):

caopo ~ v.tl ai' raQ~ br iiddilionil Int..Uon or dDlllion .ix YQu ii)'. Non-U.S. Taxøtí Aulhly ea..ing.:O
veri tJ eDglblllty rer il I'duCQ w1lloldlng ra. If ~ øb;ec, pkie¡e cli: 111 box below:

ci 11\ i" OB,sliCT to d1lc:OS19 to non-U.s. taxii!lon :IlJholdll, lMe adnO\~e th by obJedlng III may sLlbJlicI
m IlflDuilv88 tQ higher wihholdIng talC libiit on çortln noi...S. lCUro inllme payments.

WEBS TE ACCESS
Pleøai t iec the 'Q~n;pr8te bo ~Iow to Indlcall if

yo wanl aoon to 5roker's Dr Clewng Flr's websllo tl Y1ew ywr aoi;ouri

¡ilfòrmti 1n end if you went to g~ .udl .oo~s tQ a lhil' pert, You must pro\' an u. irlmtin reqsl below In ~er fer

Bny thirc Ilrt, Inc:clng iln~ agent far whom ~u hlve pn:1dcQ iiu\eirili~m punt 10 Pirl F on P'iie F-', 10 1I00!i to l~iesot

$6lcg

o 11\ i. I\by niull ilcc 10 Biokaa Qr ~lotin9 r:itm" webiiil on beelf afrn)'inlv .00 miloUl 1I1il!nt eo Ih.t

wi' may vie my/our &CCll lnionnliQI\ ind dO'lcs it ta !hil .xtnl Ilch 8CC ia Bvailble. In iidditon 10 other
ii pll4ble agrent and auppiiimentt 11M fo 1ilU. iiii aciiiclgi tht i/w ii rod and 8111"1o shiel ~ the

lEI ,i;IQ Servloi Suppl8l, wN has Impornt Inmlil Nlgaidlng onlln YIng of accul' InfoMlll. lAVe ul demind ihiil any rnollllN pllC on iti of myJour Iig11nti. no or :anytlmo horeft. ID IIsw ie..lhii ill )l'l't
ii d Murs accunts snail ha nD lliation on the iin!', IldUii or Ilppiirenl sulhrl.
Nime

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68/69/20e7 l~; 34

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SHORLINE TRADING

PAG 136/27

D.
im uals, Multi-Parties and CustodianShips

Account Services Information
Optional

DUPL CATE STATEMENTS
If you w iud llk duplica stiamenls relaUng to l"I,r i¡çrunl lien! lD SOllllOni 01$8, such IS yor aiii,r' or IlIr. PIIIS~

pl'òe". InfoUo rcqlJled bcl7,
Name

NM
ReiaaonsllllllO k:nl

RQI~"'n.i Ip 10 m

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Add"".t n. 2
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If you we ii like clupte slaumiøts deltvd elewonlÇlllY wtn auch deliry il avtilablii, IlIKe preldolh o-rlllldaroM flr
the pe "(s) you WDld like to reçeVl dupliçate 81mlnI below.

i E...ii .di 1f. (pi.i.. Ipi ø Cl IlIltiw)

I :Eomeii øddi tl''u ~~ Ir/l8 _1t)

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0a/89/2ea7 14; 34

12124335366

SHORELHE TRADING

PAGE 14/27

'i uals, Multi.Parties and Custodíanships Optional
MARC ¡IN ACCOUNT AND OPTION TRNSACnONS
Clearins Firm 10 ptrcluo sar1s or tl mÐle &lher purcases) and the abUit 10 enge in ~n tnnsliCllons.

E, Brokerage Account Infomi8ti(!£

Please. heo the bOlfll:¡ below to Irilale that yo w;iri the iibiit 11: UM margn (I,e.. 1te iibUil to bomi ffney Iim 8111;e(;

1l IN '. wa 10 b. .ibl. i. DOI fe InVllmntl Of cir puipoi;i in connll'ilo.. with my/oW' iiiioount and holly
r aJl ily for a margin ac:vounl. In addmon 10 othr appicibl s!J8menls lind supplsme 5Gt fonh hein, 11w agrii to isb:le by1l1 Maln Supplment Ðy clcklng ibi boii, 1!W r,ti18IGni thall/we ha ~ceivo an iud lind undiil'nd ~

. en:/co M;irgn Ris tisco~r. SlIment and li In~ Ch~A$ DI$ Stiemnt In the Account Agree8nl I li
ac :nowll1 l":ii Clnring Fin may UC, nih1io1cae Dr trn&f Bai:rilløs anø ctAe Ilpart he In myfoi.r m8f~rn

n iaan9ln lh margin acc, Il~, lind any tluciry actng on my/our bohall, iigrii Ihat ih i. l' ippileabliilaw. rule .
Qr ~\Ill1liOn IIQt would ßmll Cleart Firm'ii or 81'1If', abUii to exerdse thIr rlgl'ln ooneolQl with thø MaP'ln AccOlnl.
(Nit tpplicbl. for IR 1M ÇUDdn IICCOUntll,)

II lOnt in iiecrdance wlit ite IilIchii Il'rouCld Açcount AirøeMenl I/I. ackedg. end 8Qn nÐflhr ~~er. ' eb Gring ~imi nor lhlr na$p~ øf~illi.. haw pll'Jd.d acMoe ~eting II the tax coenQl6 o1lh Marvin Aouri By

o IN .. want to bo able tø eoga9' in CIon tnsaclloll In i;rinacon wit my/wr lIClnt Il'd herby .ppfi (01 WI
OF :10" lIGGOün!. In Bddition 10 ot9l appible lIi,"rnn~ and Cupplments sR\ lo Iiiiniin. ltw agre tl 'bid by ':.ø

WI nave 1e~ and reic!iinc! unllnd Ihe I,nQ;'8d 0, tiDn DllIoøutll Siameiu In tJ Acl Agnill and lIa current oce options diloalJ domenW il1luding :h.
Or lion Supplement By ehckng !his boll, rfW rep~~t ~Il If

rr terial en tl rtsks or buyin and sellng lie& optn, and the exerc; end Ø8demelt or liste optianii, If l/w wani to en l'liB ìn. unvtrø ópUon traniiiolons. II.. rej)l'nt thelllwii haYe an alVL/ol InI' OIf S100,ooO end 8 net werth
ov ir S~o,ooo or suel' othr mlnlrnm al'~ri, .. may ~ reil9 by Iiroker Qr Clearng F;ml.

~ '" plio lQ usa !h roircng opt!ns rlmlej88:

c
o

Covered CsIJ W!1ing

t:
Q

Sprndlng e.U, end Pli (lIot appßi:IlICi for IRA Dr =ililt1 acounts)

PurBin9 c.ris ilnd PUIS

Unoo~red Ca. and Pu WrlIng (Not .PP'Qbl. for IRA or Clstodl:in

w .. Illan 10 tre tt follong opllon p~odti&:

Aii:curt¡ If itislícx I; Ched, yo\, niia .ia dltt SpolatM IrMli undlSr 1te InvelSb'ent ObjeCl sll ii pige A-i!)

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ORD E'18 PLACED BY OTHERS

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DoIM"" ør in. T ...II

1_'~SlAi.
N

IdentifiatIon Number and CertlficatJon

Request 'for Taxpayer

GiV8 ftllm to the

.
ii

Name fa . ~DWn on ~ l/'llrn lJ Nlumj

S.nd to thii IRS

reUtlGter. bo noi

Mk l Gv~ l n: :í. ¡(ltDGL RE lfOCMl-c iR LJS r- Ul AI 0 8f 7-/2.0"z. 81l1n~ Ram... It clilT flm ii.
Chec Sf ~prli. ~x; Intllvi"'ual o $o. PfC!Or
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L~ ecODl ll nimbelS) I'rø IGptan

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Ti xpayer IdentcatIon Number (TN)

,

Entll yor 1m Ir tn. 1Iliprorl~ box. 'The TIN pro\led mi niich the nama givtn on Un. , 10 avoid

bap wlnold ig. For IndMdual. ihs I. yoiir sociA "curll numoor (S$NJ. How..... for ;i reildiill
~lien, ~ole propif lIOr, or OI~rdiid lItity. _ tie Part t inMonl on page 3. For oth., enlll. It Is

your employe id Intlßililio nurner 1E1N). If you do not h;\l a numb, se How tr get a 11M on pie a.

Not.. lIthe o(:c int is in mor thD One name, &é the ehal' on pagCl " frir ll¡Jidjnes en who

t:iID 1M11, -~ l I' + J..ll..
I Ei1i1Df1l1n1l ""~
~DAc.íeD
or

~ i li

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~ rtc:atioi'
Unàer penaltes i f perjury. I cE!ll thi:

number to l!ntir,

1. Tt numbe i Jiwri on tN. lom i.. my corrt lUpayir idtlftcilon I"ber (Qr r am waiting for. nvmblr to be lS&uGd to me). Mod

:

:/, I am 'l Ilb; lO to b!cJap wihholdin becouse: (II i am lIlmpt fro I)kup wll"holdlnii. Ilf (b) I hlla not bø nofllled by the Illfl'l
~evani. Sel\ ee (IRS) that I am sub/et to baekup wlthcidlr 11 . reult of II fallul' to repo ali iitet or ~ldll, or (e) 1ha II~S has

notfied ma l/ it I am nri Iongèr aubjeci to blll1kup wihholding. ci
3. I am i. U.S, P IlSori Ønch,id'\ II U.S. rellanl .lln~

Sir U'llll nion .. ( ¿/Of ~/J. .. I~ / 3 0 7 __ Hegn $lru ft , I 011. g
Purpos& of Form .. An indivdual wti~ is 8 cItizen Dr resident of the Urlted
A peron who is reuired to file an Info~tion retum with the states,

p~\lldeYOurcoctTTI\'(Sllll~~ __
For morag. llle 'O øa1d. acisitin or llmei 04 tiuri Pl'pert. Clni;ellltlon 01 debt, coutlona to lin 1"(lvltlVall"tl1JTen~ amingiiment ORAl and ~rily. i:snts i)lher ihll kileae and dMdends, you ar m't I'wrW 10 sign tl Cfliçatlon. but yOu miJSõt

ClIl1irieon inKl 1lnli. YOU I'Il (;/D our liw :l ab if )'U hiii Qe noified by th IRS lIat yi; itO cun.lly tiUbjet1 to blCl(p wiholding be., æ YOIl have ,anDd to rapo elllntereiii end divlden on your tax reurn iror I1I lIt.1t trri, 110m 2 tloe "tot søpl.

IRS, must obtlr your comi tapa~r identifcation number . A parnerhip. corporatiQn. copany, Dr liiatiç,n
(T) to report, ~ ir example. Income paid 10 you, real 9stta crated or organiz~i, In th United States Dr undér .the laws

transsctrons. mc 19a9. irierest )/u paid, acquisiion or of the United Slali. or

abandonmenl of SeçUl"d propel'y. cancellatIon ot debt. Or _ Any estate (other than B foreign estee) or trut, SUI
oontribVllcns yoi I made to an IRA. . RegulatIons llE!tlons 30'. 1701-6(a) And 7(i1) '01 addllonar
U.S. PeO... Us l Form W-9 only If yeti are a U.S. pern lnforrnatior.

(including- :l '-.k l!~t alien), 10 provide your corrt TIN to tllii Si:clal rula 'or p¡rtnhlpe Partnerships tlai conduot a
persn reullstin ~ it lte reuiiter) and, when applicable, to; trde or busines in the United St;tes ere generally reqlJire

w¡itjng '01 a niin 'ber to be 18àUB, inme fr lich busines. Fr,rlher, in cein c.ses wher a
2, Ceify that' 'OU ar 001 subjec to backup Withnoldlng or Form W.9 høs not ~ Il~eived, a partn(lr.hip ii J'iuiiiid to

1. Certfy thai hè TIN YOLI Bre givng is cot (or you ar to pay a Wltholdinii ta on any for.lgn partnll' sha~ of

U.S, exempt ~y ie. parner in a partl'uiir;hfp conducing B tradii or biiinø:ss In the
In 3 above, r1 a :ipllcble, you are also oerifing tht a6 a United States proi:e Fom W.ø to thø parnerhip lJ)
U ,S. person, you, allocable sh~ Of iiny partelShlp ineome establìsh your u.s. status und avoid wlthhOlq1ng on your

3. CJ . ' ition" 'pre$um. tnat Ifa parner iii ¡ foreIgn if YOu ire and pay the is a ann ex8l, . from bai:kup withholdin YOu are a withholding ta, Th.rêfor. pmon, a U.s. peron that

from a ~.S. trde or b~51"eæ IS not subject to the $hiu of parterhip IriOle.
wlttiholding ta 01 fOteign partn..;' 8har of eff.ctlvey

cor,nectiic! ¡nco l.' TI' persn who glvtl For W-9 to the pøn9lhip for
request ynur TIN, you ml,t us. the requester's fonn if it Is wilhholdi~g on It Qnoel, sh of net income frm. thii
iub3tantially liìm/ir to this Form W.9 Partersip COnducting a trde or burnes In the Unr;ed

Note. If a requee er give you a form other than Form W-9 10 purpo~ of esabliShing its U.S. st!llts ~nci l\oiding

ar:or federal tax I iurpOM. you ar Cool!lpered a person If VO . The U.S. owner of a dllregarded enti and not thê sntityr

. States Is In the fOnowlnii C8:
Ci. fi. 1!Ø1X

For w-& ~ft.~

68/e9/26B7 14: 34

1212~335366

SHOELINE TRADING

PAGE 16/27

REOCAi: i:ROST AGEMNT
GRATOtl:
TRUSTES:

MAGUETE J. NAEL

MARin J. NAIUi

DATE OF AGREEMNT:

~ud.i

i 2007

E. JOEN LOPEZ i ESQ.

NO~.'rON, ~SLE, LOPEZ & SKOKOS, P .A.
iai9 Na~n Street, Suite 610 .

Sarasota, ~ 34236 ( 941 I 954- 4 691
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TABLE OF CONTENS

ARTII:!E 1. - :rntroduct.ion . . , . . . . . . . . . . . .

i

ARTII~I.E :2. . Revocation . . . . . . . . . - . . . . . . . 1

ARTI'~L;S 3. - Trustee . . . . . . . . . . . . . . . . . . 2

ARTIt:IiE 4.
ARTI,:Ul: 5.

- Granter i s Family
_ G~~ntor r s Lifetime

. . . .. . .. .. . ~

3

. l .. .. ... .. . ..

3

ARTI ~LE 6. - Beneficiary Provisions

3

ARTI ~LE 7.

_ Litigation Involving Trust

.. .. .. . .. ,

4.
4

AR'II ;LE 8.

- Administrative Provisions

.. .. .. .. . t . l ..

ART! ~LE 9. - Definitions. . . . . . . . . . .

7

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REvocai¡B TRUST AGREEM

resilient of the Stat.e of Florida, hereinafter referred. t.o a. the
"Grautor" i having ce.tain assets ~s eet foi:th on Schedule nAil attanhedr transfers all such assets to the trustee in trust 011 the

MAGUERITS J. NAEL, a citizen of the United States and a

foll,lwinS terms and condi tiona:

ART!CLE 1. - Introduction

asseLs as the Grantor may transfer to tlle trustee r or whicl:, the
Granl:or i s estate / and any other assets substituted therefor Or added thereto. If a.n addition is made by will, th.e trutee e;hall
trus1:ee shall reoeive and. accept from other sources i includin~r the

The trust assets shall con6ist of the foregoing and such ()ther

acceilt the ~tatement of the personal representativa that the assets
t~e trustee is entitled without inquiring into the personal
repri:sentative's administration or a.ceou.nting. This trust may be

deli"ered to t.he trustee constitute all of the property to lrThich

refe;~red to as t~IMAGtJF.RITE J. NADEL REVOCALE TRUST UNDER

AGP.EBMENT DATED .I~¿l"wt:L, 2007. II
ARTICLE 2. . Revocation

a.t. a:iy time without anyone i s consent and without providing' any reason. Revocation shall be by notice in writing to the trustee
spec:.fying the date of revoca.tion.

2.1) The Grantor reserves the right to revoke this agreement.

agreoment at any time, in whole or in part r wi thout anyone i s

2.2) The Grantor reserves the right to al ~er or amend this

consimt, except that. this agreement sha.ll not be amended to
incX'uasë the duties or responsibilities of a¡iy trustee then. se;rving wi th"ut such truseee i s consent.

2. :.) The rights herein reserved to tlie Grantor to revoki~ and

by t:ie Grant.or alone and not Joy any othe. person, includi.ng an at".o::ney-in-fact or court appointed guardian. Notwithstandin9 the fore~roing, an attorney-in-fa.ct may withdraw funds tram the 'c.rust
Granl:o:r i 5 lineal desoendants 80 long as the t:rstee deems the '3'itts
to bn in the best interests of the Grantor.
L +ia~'li 001635'4.ÐOCll)

amencl this agreement are declared to be personal rights exerci.:iBble

::or ~he purpose of making gifts on l:ehal! of the Grantor to the

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~TICLE 3. - Trustee
~ .1) The trustee o! this trust shall be the Grantor, If tae Grantc'r shall bècome 1nca~acitated or die or for any reason ceaße to Sê ~e as truetElEl, Grantor appoints Grantor i s spouse i ARTHUR

NAELi as a.lternate or successor trustee hereunder. If the Grantor's spouee shaii refuse or fai.l to qualify or for any reasi,n
sucCèllsor by merger of otherwise, as secorìd alteniate or succ:esst;)r
trustt~e .

cea.se to SèrJè a.s trustee i Grantor appoints MICHA ZUCKE, or i 1:8

" .2) Any trustee may resign at any time by written notice to each lieneficiary then entitled to receive or have the benefit of the iILcome from the trust. If any trustee acting or appointec 1:0 act h41reunder shall refuse or fail to qualify or fer any reason

wlllixL9 and able to serve, the beneficiary or a majority in interE:st of the b.eineficiaries then entitled to receive or have the
henef:,t Qf the income from the trust ma.y appoint a l¡lUCCeSSor

cease to serve as trustee, an no trustee in paragraph 3.1 abe: :is trustEie.

~ . 3 ) Except as p:tvided in paragraph 2. 3 r the guardian i,r
COnSeiyator of the estate of a beneficiary under legal disability, or the parente or suriving parent of a minor beneficiary for whose estate no gurdian has been appointed, may act for such beneficiary in ma¡;ing any appointment and giving direction under this t:rst,

the originally named trustee. No successor trustee shall l:)e
incomE: from the trust, a successor trustee may accept the acc:c1u::it

~ .4) Every successor txuBtee shall have all the powers given

persoi ally liable for any act or omissi.on of any predecessor. \fJith

the approval of the beneficiary or a. majority in interest of the bènef:,ciaries than entitled to receive or have tne oenetit of the
Tende)ed and the property received as a full and complete dischar;e to th(, predecessor trustee without ìncurring any lialil;ity for so

doin~.

~ .5) No trustee wherever acting shall be required to £';ive
bond c r surety or be appoint~ by or account for the administration

of æ,y txist to any cOurt. No statute with respect to
under¡iroductiva property shall apply to any trust undèr t.his
agreen ,ent: .

~ .6) Thè trutee may have du.ties and responsibilities in adõitj on to those gescribed in this agreemet. I! a trustee has

any questions concerning such fiduciary duties ~¿d
respor.si:bilities, tne trustee should obta.in legal advice.
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ARTICLE 4. . Grantor' s Family

The name of the Grantor's SpOUSE! is ARTHU N1iEL. The Gr¡;Il:.or
ha.s t;wo children now living, namely: GEOFFRE~. QUISENEERRY and ALEXJ..lJRA QUISENBERRY.

ARTICLE 5. - payments on Grantor r i Death
Upon Grantor i s dea.th, the trustee shall pay to the t;ist!ö!e of

Novenber 3, 2004, an amount of money equal to the proportic:1n,ite
sha::E! of" Grantor valUE! of the Grantor

the -iGUEP~!TE J. NADEL REVOCABLE TRUST t under agreement è.a-:ed

1 s estate tax liability (both fede.ral and st.a:.e) based on the value of s taxable estate. For exampler if the i!E:Si!ts the aeeetg in th.ioi t:ret in proportion tei the i
in this trust total 10% of the Grantor'i; total taxable estate, the

trustee shall pay to t.he trustee of the MAGUERITE J. NADEL
REVOC:ALE TROSt' 10% of the Gra.ntor's total estate tax liabili.ty,

ARTIC~E 6. - Beneficia~' Provisions

6.1) The trustee may PilY so much or all o'f the income and.

principal of the trust to anyone or more of the Grant.or' 6
desct:ndants from time to time living, in equl or unequal porti-:ns and c.t such times as the trustee deems best, considering- the nEieds,

othei' income and mea.ns of support, and best interl!sts of the
benej:iciaries, individually a.nd as a group

i and any çit:ier

iiicotLe not pa.id shall l:e aeìed. to principaL. upon the dea.th .o~: the Grant,or, the trustee shall distribute the bala.nce of the tru!:t to the Cæar-tor' B children, in equal shares, per stirpes.

circiimstancas and factors which the tru~tee deems pertinent. Any

. 6.2) Ea.ch share ereated tor a living child shall be
distJ'ibuted to such child¡ outright and. free of trust. Each eihare

ç:rea.t.ed for the descendants of a deceased child ¡¡hall be

disti'íbuted per stirpes to f¡uch ò.escenda.-its, subj ect to
posgionement of possession as provided below,
6.3) Ea.ch sha.re of this trust which is distributa.ble tC) a

year.i shall immediately vest in the descendantr but the trus'tee aha.l:. .retain possession of the share as ël separate trU.!t to be

descE:nda.nt of a dl!ceiased child \ltho ha.s not reached the a~e cif 35
appl~' for the use and benefit. of the l;eneficiary such portic1n of

mana~'ed and distributêd as follows: The trustee shall pay to or

the inçome or principa.l of the trust as the trustee, in the

haa.lt,hr maintenance, support a.nd educat.ion of the benefici.a.:ryi . takir ,g into consideration all other assets and income known by the
( 4185- ii 00163574.oceiil
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truet,ee's sole discretion, shall deem neces$a.ry to provide Íoi: the

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trust ee to be available to the beneficiary for such purposes. Any

benef icia:i atta.ining 25 yea.rs of age, the trustee sha;ii distrj,biite
fift) percent (50%) of the then principal of the trust to the benet idary outright and free of trust. Upon the benefj,ciar)
attaining 35 years of age, the trustee shall distribute tl'1B balance

inC!on e not distributad shall be added to p;dncipal. Upon the

of tI. e trust to the beneficiary outright and free of t=ust _ If the
bene:t iciary shall die before attaining a.ny re~esl;ed dietribution

age, upon the deat.h of the beneiiciary, the principal and iil'lY

undü tributed net income sha.ii be distributed to the lini!al

descEndants of the beneficiary, if any, per stirpes, or if there is no l:.neal descendant of the benéficiary then l:.ving, then tc ¡~he Grantor's then living lineal descendantsi ~er stirpes, subject to post¡ onenient of possession as provided below, excëpt tha.t e~~ch

whom a share of the Family Trust is then held hereuner shall be
addee, to that share.

port.: on otberwisa distributable to a descendant of the Granto:i' for
ARTICLE 7. - Litigation Involving Trust

and l'estame:it are pecple the Granto= loved. appreciated and

The beneficiaries under this agreement and Grantor

i s Last Will

Grant or i s Last Will and Testament is not as the Grantor intendeid or

trust ed. It anyone of them genuinely believes this agreeme~t or

that the trustee or personal representative is not a.dministe:ring the trust cr estate properly. or, for any other reason feels that

litis'a.tion involving the trust or estate should be pursued, if,

havi:i.g commenced litigation, such beneficiary is unsuccess,fiil, meaning he or she has not benefiteã the trust or estate, then tnat bent ieiary' s s~re of the trust shall be the first u~ed to pa~r the

prevë.iliig litigant i s attorney's feès and costs. This will e.void
petit icnerldevisee.

some of the penalty th~t th~ other beneficiariëa might othei-w,ise
incul as a result of the well-meaning efforts of 'Che

ARTICLE a. . Administrative Provisions

unåei' this agreement unless contrary to more sp!!cific provii1ions
else\''here p:tovided.
8 , :2) If income or discretionary amounts of princi?a.l bE:come,

8.1) The provisions which follow shall apply to each tor-1St

payar le to a minor or to a person under legal disability or to a

persc n not ,adjUdicated incomtent but who, by rea.aon of iiinells or
men~21 or physical disability, is in the opinion of the trU3tee

unaJ e properly to manage his OJ: her affairs. then such incotlie or prine ipa.l shall be paid or expended only in such of tbe follciwins
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ways as the trustee deems best: (a.) to the bèi:eficiary dir-ec.tly¡

cui;tcidian for t.he beneficiar ur..er a Uniform TransferS or Gifts to
MinoJ's Act¡ (d) by the trustee directly for .the benefit of ~he
benej 1ciary¡ or (e) to an adult rela.tive or friend in reimburSE!m~mt for ë:1iOunts properly advanced for the benefit of the benefici.ary.

(b) ~.o the legally appointed guardian of tlie benefieia.ryr (c) t,~ a

8,3) The interêsts of :bneficiaríes, other than the Grantor t in p::incipal or income ebal1 not he si.j ect to i:b.e claims of any
CJ;ed: .tor, any spoi.se for aiimony or support, or others, or to :.egal procflss, and may not be volunt.a:rily or involuntarily aliBnate:d or
enCUT ibered .

8.4) Except as otherwise provided, income :received aftei: the last income payment date and undistriputed at the terrinatic1n of
any :_nterest shall, together with any accrued income, be paid by

the trustee as inèome to the persons entitled to the n,ext

succnseive interest in t.he propo:itions in which they take that

inte::est. .

a .5) For convenience of administration or investment, and for the ,'eduction of fees, the trust~e may hold the several truts as a c:ommcin fund, dividing the income proportionately among them, a!Jsign

undi.rided inte:rests to the several t.rusts, and ma.ke : oint

inv~!ltment8 of the funds belonging to them. Furthei.ïlOré, the

trus\:ee may merge any trust established hereunder with any trust

pene:!iciai:y or beneficiaries and their :respective interests under
. notw:.thstanding the fact tha.t the a.dministrçi,;ive provisions oj: the
various trusts and the trustees may be different.
e.6) The trustee shall hold, manage, care for and protect the true1: property and shall have the following powers and except to

estaJilished :by the Grantor, or any other person, provided the
the trusts to be merged are substantially the same and

the oxtent inconsistent herewith, those now or hereatte~ corif(~rred by law:

A) To sell, mortgage, purchase or grant or ilccruire persiinal, held in thi s trust, at public or private sale, and at a
opti! inS to purchase and convey any Eiecuri ty or property r real or

time and price and upon terms and conditions (including credil~) as

granl~ed to a trustee under §737.402 and Chapter 738 of the l"lc,rida
StatHtes and evei'Y power gral'lted to a personal representativè iirder

the 1:rustee may determine. The trustee shall also have every power

§733 612 ot the Florida statutes and all power and auth()rity

coñt;Hined. in any deed conveying real property into this trui:t as that power o:r authority applies to ctt real property. The tr:istee is aHthorized. to open and maintain an account or accounts fOi~ the
¡ 41S5.11 00163574.DOCil)

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purc:iase a.nd sale of securities, whether in cash 0:: on margin, and

to h)ld securities in the name of a nomi~éè.

pecu:i.iary or fractional share gUt by distributing cash or specific prop' ~rty, real or personal, or in univided i;rt.erests i or part:.y in

B) To make distributions in satisfaction of ,~y

cash and partly in property, and to do so wi thout regard tc the

inco"ne tax basis of specific property allocatèd to any benefic!iary or a iy share and without making pro rata distributions of spec:fic

asse;.S. The trustee is authorized, but not required, to' make equi :able adjustments for differing financial effects of tax

nino c . with no ¡egal guardian, ~ather t~an deferring that
to M Lnors Ac:t.

elec ;ions or distributions. If ~y distribution is to be made to a
dist ;ibution, the trustee may (~ut need not) make this distrLbiition

to a parent of the minor as custodian under the Florida Tram¡fers

C) To retain legal counsel to furniSh legal advice to
the trustee on all ma.tters .elating to administration of this
trus:., prepa.ration of any tax returns required, or 5iettlement of
Gran:or's estate. The trustee is specifically aut h.or i zed

, wi1:hout

cour: approval. to pay fees to the attorney tor these servlcf!s in
an a nount presumed reasonable for an individual sole trustee iinder the provisions of Florida Sta.tute §737, 2041 (4) for an att()rney

retained to advise thetrui¡tee genera.lly concerning the trus1~1i!i i Ii
reas :)nable .

duti ~s in the ini tia.l trust aClistration, or to cont;ra.ct wi t::i the

attot:ney réga.rding fees on any other basis i:he trustee deems
a .7) Grantor. directs tha.t any dist:ributions, bequesU and devises in this agreement shall be construed under tbe rules of cons truction relating to devise~ under a will as found in Part VI
733. !3 oS (abatement) i '733. 806

of Ch.a.pter 73'2, Florida Statutes, and thè provisions of sec':.ions

subs;quent marriage, birth, etc,), Chapter 739 (disçla~nerli

(advancements) i 732.507 (effect of

731. 20l (general definitions), 733.809' (right cf reta.iner) a.nd 733,912 (improper distributicn) shall similarly apply.

8.8) After the death or inea.paci ty of the Grantor r the
trusl;ee shall render an account of its receipts and disbursements

manil3'ement and protection of the trust. The trustee. t S re':Ju1ar compensat.ion shall :Oe cha.rged against ini:ome during Gra.nt-or' 8 lifet.íme and¡ t:tieraafter, half against ineome and half ag,,.i.nst
pri:o::ipal, except that the

at least anually to each adult heneficiary, as defined in Fla. Stat. §737 .303. The trustee shaii be entitled to reasonable fees and ~haii be reimbursed for all re5sonable expenses incurreò in the

trustee shall have full diacretii:m at any :ime or times to chrgé a larger portion or all against income.
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B . 9) A trustee i in its ciiscretion, may terminate and

dist::ibute any trust hereunder if the trustee determines tl'iat. the

acconplishment of the p'.irposes of the t:iust. The trustee i;ih;ill tarm:,na.te and forthwith distribute any trust crea.ted hereby, or by exeri:ise of a power of appointment hereunder, and still held 360 year;; a.f1:er the date of this agreement. Distribution unde'r this
para~rraph slill be made to the persons then entitled to receive or

cost of continuance thereof will substantially in~air

r~ve the benefit of the income tram the t~et in. the proporti~1S in
which they are entitled thereto, or if their interests are

inde:;ini te i 1:hen in equal shares.

8.10) Notwithstanding any law to the contrarY',i s de~athi ìf a.ny
bene::iciary sha.ll die within 30 days after the Grantor

such beneficiary shall be deemed to have predecea:;ed G:rantoi~ for all purposes under thie ag:reement.

Stati~ of Florida.

8.11) This agreement shall be ~onstried under the laws o:E the

JL~TICLE 9. - Definitions

Whenever used in this agreement i ~nlase the conte)Ct of any passage thereof requires othe:rise:

A) The term Ii trustee 11 means t:r::l' :ees appointed hereini a.s well
SUCCI~seorB .
B) The term .1

the singular or multiple
as thair s\1l;stitutee and

education" shall be construed to mear. all

leve,_s of e.ducation in the customary Bensei includìng private tuto:~ials and professional and adva.nced education, and a.lso
apir._t\lal education, musical instruction and ph.ysical eduea'::ion, incl'iding surmer camps fo:r minor beneficiaries.

C) Tbe term tthealthri shall be construed. to include medical, dentõll, hospital, dru9 and nursing costs, a.s well as a.ll expi!n.ses
of invalidism and costs of medically prescribed equipment and

travi~l.

s'Jpport" shall meari the D) The terms "maintenancerr and II main':enance a.nd support of the income hene!iciaries in accord,8.nce

with their accustomed manner of living.

E) Legaiiy adopted children shall be deemed to be na~ural
c.hililren af their a.doptive parenta, providing they were ad,:i~.ted
( 41as.ii 001'1574.DOeil)

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priot to a.ttaining t.he 'age of 21 years J and terms of kinship or descE nt used herein shall be construed accordingly.

F) The sing~iar includee the pl~ral and the plural includes

the E ingulai: .

G) The terms "incapacita.ted'l and "incapacityll shall mea:; the
mente ,1 or phye ical inabi Ii ty of the Grantor. indi viduall y i to

manas's the affaire of the Grantor pruò.ently J or the menta:L or physj cal inability of an individual trustee (including the Grantor as t:~uetee) to manage the affairs of the trust prudently. Such inca¡,acity of the Grantor, individuaiiy, or an individual trustee (incJuding the Grantor as trustee) shall be determined by a court of competent jurisdiction or cértified in writing by two medi(:al
doct~ r~ to the then serving ~rustee, or if the Grantor, as trustee,

is i:'lcapacitat.ed, to the named succeS$or trustee. One medical

doct,ir shaii be the doctor currently serving the incapacitated
G:iant,or or t:rustee if the:re is one so serving.

IN WITNESS
ins t) 'umen t on

Grantor a.nd trustee has signed tJ'lis
, 2007.

sign! id and dêclared by r-GUERITE J. NADEL as her revocable t.::ust
agreEimen~ in our presence ami that we, in her presence and in the

We certify tha.t the àbove instrument was on the date thi;ireof

J. ~K~ s .,~'
,

pres~ince of each other have signed our names as witnesses thei~etoi
beliE1ving her to be of sound mind at the t.ime of signing.

residing at Sarasotar :'lc~rida
residing at Sarasota, Florida

~,., '.
.r; ...... ¿
i ~~B~.ll ~0153574,Dociil

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L~"'P"-i':Zií :f4t~,

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S'IATE OF FLORIDA COUN Y OF SARASOTA:

Wei MARGUERITE J. l:ADEr., KAB5N R. SHORt and
__ SI17ANNE M.YODiR ' the Grantor and trustee, and the
witnesses; respectively, whose names are signed to the foregoing

instiurnent, having been sworn, declared to the undersigned officer
that the Grantor .and trustee, in the presence of witnesses, signed the :.nstrument as he.r ¡"Elvocable trust, that she signed, and that each of the witnesses, in the presence of the Grantor a~d trustee
a.nd :.n the presence of each other, signed the revocable. trust a.15 a

witnE:ss.

iW2=wW. Gr ~~¿G~
Wit7~ /' Ii
)'I/.d (~. !l- :-/-..,...r-';~ .
.A,: ~.~....~.r wi.t;te.s.-~Æ~..lA:::_./ í./ ...

SUBSCRIBED AN SWORN TO BEFORE 1"6 by MAGUERITE: J.
Gran:.or and trustee, who is (Not.ry choose one) r.-.i
know

personally
produced and by
_' a

NADEL. the

'1 to me, or t - I who has as: identificatio:ir

_ 'CASe.. R. Sfio;: , a. witness, and SUZANNE M,YODER to me, witness, whO are ( oeary choose one) (x.) personally known as

or ¡ _1 who have prod ed identification, on

-,2~
ota.ry publi.c

Commission Expiration
THIS INSTRUMENT PREPARED EY:
E. J ~HN ~OPEZ i ESQ.

A !1¡~""~\ Sarah R. # D0456571 Norton, Hammersley, Lopez & Skokos, P . '~.. 1;1 CCl~mlsion Wakèfielel lB1S Main Streeti suite ~io ".1,'Il,l.- SXPII'S August 7. 2009 "' ..l\..r.r..,'..... adi.

Sarasota, FL 342J6 Tei~~hone; [phone]

( 4i8! .11 00163574 .Doc,i~

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//--SCHEDULE: '1 A"

TO

REVOCU¡i2 TRUST AGREEMENT
OF

M.~GUERITE J. NAEL

$10.00

: ~:i5-~~ aC£~,i7~,=OJ:.