Performance Pricing, Inc. v. Google Inc. et al

Filing 241

MOTION to Compel Production of Documents by Third Parties Neal Cohen and Vista IP Law Group, LLP by AOL LLC, Google Inc.. (Attachments: # 1 Joint Stipulation Regarding Defendant Google Inc. and AOL LLC's Motion to Compel Production of Documents by Third Parties Neal Cohen and Vista IP Law Group, LLP, # 2 Declaration of Emily C. O'Brien in Support of Motion to Compel, # 3 Exhibit A, # 4 Exhibit B, # 5 Exhibit C, # 6 Exhibit D, # 7 Exhibit E, # 8 Exhibit F, # 9 Exhibit G, # 10 Exhibit H, # 11 Exhibit I, # 12 Exhibit J, # 13 Exhibit K, # 14 Exhibit L, # 15 Exhibit M, # 16 Exhibit N, # 17 Exhibit O, # 18 Exhibit P, # 19 Declaration of Christin Cho in Opposition to Motion to Compel, # 20 Errata 1, # 21 Exhibit 2, # 22 Exhibit 3, # 23 Proposed Order Granting Defendant Google Inc. and AOL LLC's Motion to Compel)(O'Brien, Emily) Modified on 9/25/2009 (sm, ). Modified on 9/25/2009 (sm, ).

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Dockets.Justia.com

^ A088 Rev , f21D7^ St,bnoena in a Civil Casc

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^ss^ted by the

UNITED STATES D^STR^CT COURT
Central District of Performance Pricing, Inc_ California

SUBPOENA IN A CIVIL CASE V.
Google Inc . ; AOL LLC; Microsoft Corp. ; Yahoo ! Znc.; IAC Search ^ Media , Inc_; and A9.com, IneTQ: Neal M. Cohen 2fl40 Main St ,, 9th Floor Irvine, CA 92619 1 YOU ARE COMMANDED to appear in the United States District court at the place, date, and lime specifed below to testify in the above case.
PLACE OF TESTIMONY COURTROOM

Case Nt.tmber: ^ 2:07-cv-432 (LED} (Eastern District of Texas)

DATE AND TIME

^ YOU ARE COMMANDED to appear at the place, date, and time specified below to testify at the taking ofa deposition

PLACE OF DEPOSfTION

DATE AND TIME

X, .

YOU ARE COMlv'ANDED to produce and permit inspection and copying ofthe followingdocuments orobjects at the place, date, and time specifed below (gist documents or objects):

See ATTACHMENT A

PLACE

DATE AND TIME

Quinn Emanuel Urquhart Oliver & Hedges, LLP 665 Figueroa Street, 10th Floor Los An eles, CA 90017

November 6, 2006 10:30 a.m.

i . _^ YOU ARE COMMANDED to permit inspection of the following premises at the date and time specifed below. PR£MlSES DATE AND TIME

Any organization not a party to this suit that is subpoenaed for the taking of a deposition shall designate one or more officers, directors, or managing agents, or other persons who consent to testify on its behalf, and may set forth, for each person designated, the matters on which the person wilt testify. Federal Rule of Civil Procedure 30{b)(5).
[f^UINCs.OFFiCf:,t{'S ,${S'iNp,TUR^ AND T1TL6 (INDICATE !F ATTORNEY FOR PLAINTIFF OR DEFENDANT) I DATE

for ^g le Inc_, AOL LLC, and IAC Search & Media ^ tone ISSUMG 0 tCER'S NAME, ADDRESS AND PHONE NUMBER

^lulZZ1200^

Emily C. O'Erien 50 California St., 22nd Floor, San Francisco, CA 99111, Tel. (4^.5} 875-6323
(See Federal Rulc orGvil Procedure 45 (c), (d), and (c}, an ncxt pagc) t [faclian is pending in district oUier than district of issuance, s[aIt district corder case number. / s .^ H ^ B iT r /^

PAGE

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ev. f 1J07 Sub cena in a Civil Case Pa e 2

PROOEOF SERVICE
BATE Pi^CE

SERVED
SERVEQ ON (PR]NT NAME) MANNER OF SERVICE

SERVEQ BY {PRINT NAME)

TITLE

DECI ARATION OF SERVER
f declare under penalty of perjury under the Laws of the United States of Arrlerica that the foregoing information contained in the Proof of Service is true and correct.

Executed on
BATE SIGNATURE OF SERVER

ADpRES50FSERVER

Federal Rufe ofCivil Procedure 45 {c}, (d), and (e), as amended on December I, 2007:
([) PaO7E[7[NGA PEtLSnti SLLIrLT70A Snarnar,^

(t) Avoiding Undue $urdrn or Expense ; Sanctions . A parry or anomcy responsible for issuing and saving a subpoena must take [easgnable steps to avoid imposing undue burden o[ ta^cnse oa a person subject to the subpoena . The issuing court must enforce this duty and impost an appropriate sanction -which may include lost comings and rwsonable anorneys fees - on a party or anomey who fails to wmply. (2) Command to Produce Mazerials err Permit Inspection. {A) Appearance Nat Required . A person cortunanded to produce documents, nor appear in person at Fhe pla « of production or inspection tudess also convnandrd to appear for a depas^tive , hearing, or trial. {B) Objections . A person wmmanded to produce documents or tangible things or to permit inspection may serve ve the party or attorney dcsignatcd in the subpoena a wtincn objection to inspcctiag , copying, testing or sampling any or all of the materials or to inspec[irtg the premiss - or to producing clcc7vnically siortd ivformatign in the farm or fomu requested. The objcctitm muss be saved before the earlier of the tvae specified for compliance or i4 days aNer the subpoena is served . If an objective is mode, the following Hilts apply: (t^ At any time, on nosice to the commanded person, the serving parry may move the issuing court for an order compelling production or inspection. (ii} These acts may be required only as directed in the ceder, and the order must protect a person who is neither a party nor a parry's afSctr from sigtrirrrartt expense resulting from tomplian«, (3) Quashing or Modifying a Subpoena, {q) When Required. On tamely motipn , the issuing cotut must quash a modify s subpoena that: () fails to allow a reasonable time to comply; (ii) requires a pawn who is neither a party ear a partys officer to cave] more than 100 milts from where tlut pasga resides, is employed, or regularly transacts business in person - except that, subjat to Rulc 45(e}(3}(Bxiii), the person may tie commanded to anerd a trial 6t' 7dvcling from any such pla« within the slate where the trial ^ held; (ii) rcquires disclosuxa of privileged or orbs yrvteUCd waver, if no exception o[ waiver appGcs; or {iv) subjecu a person to undue hiadcn. {l3) lYhen Permined. To protect a person subject to or afrerxed 6t' a subpoena, the issuing won may, on motion, quash or modify the subpoena if i[ requires: () dixlosing a trade sacra or other wnfidcntiaE researdr , dcvelopmrnl, or cammacial information; ( ii) disclosing an urvrtaincd txpcrYs opinion err infommGon that dots not dcsrnbe sptciRe azureaus in dispute and resuhs from the expenk study that was not requested by a parry; or (iii) a person who is neither a party nor a party 's officer to incur substantial cxpursc m travel more than E00 milts [ o ancrtd trial (C) Specifying Conditions ffi as Alternative. ] n the eircians[ances described in Rule 45(c^3x8 ), the rant may, instead of quashing or modifying a subpoena , order appwran« yr

(^ shows a substantial rsccd for the te5rimgny or material that cannot be otherwise mtt without undue hardship; and (ii}ensures that the subpoenaed person wi11 b< reasonably compensated. {d) D trrrrs t.M R rsronornc ro w S uvvouti (]) Producing Documents or &]caroaically Stored Information. These procedures apply tq producing documents or rkevvnically stored information: (A) Documents. A person responding to a subpoena to prodv« datatmenls must produce them as they arc kept in the grdinary· course of business qr must prganiar sad label them to correspond [o the categories in the demand. (B) Form for Producing ElectronicaEly Stored ] nfornation NW Specified. ]f a subpoena does not specify a form far producing electronisalty stored information , the person responding must product it in a form yr forms in which it is ordinarily maintained or in a reasonably tssablc form err forms. (C) Electronically Stored ]nfomtarion Produud in Only One Fora . The .pcrsoa responding need no[ produce the same e [ cctronieally stored information in more than one form. {D) Inaccessible Electronically Stored [ nformativn . The person responding need not provide discovery of eleci<onicaliy stared information from sourt;es that the person identifies as not reasonably accessible btcatae of undue burden or cost . On motion to connpcl ditocovery or For a protective order, the person resporttiirtg most show that the information is trot reasonably atcessible because of undue burden or coo. EF that showing is made, the cotrrE may nonedtelcss order discovery from such sources if ehc requesting party shows good cause, cancdaing the limitations of Rule 26(bx2xC). The wort may specify conditions For the discovery. (2) Claiming Privilege or Protection. (A) Information Withheld. A person withholding subpoenaed information undo a claim that it is privileged or subject to protection as trial- preparaeom material must: (i) expressly make dnc claim; and (iZ dcserbe tltenature of the withheld documents, wmmunirations, or tangiLlc things in a manner that, without rcvraleng information itself privrleged or protected, wn7! enable the parties to assess the claim, (B) [nformadon Produced. 1f information produced in response tv a subpoena is subjen to a claim of privilege or of protection as trial-prcpara [ ign material, the person malting dre claim may notify any Parry that received the information of the claim and Ehe basis for it. AAa bring notified, a part' must promptly rerun, sequester, or destroy the spatified infosmazion and any copies it has; must not use or disclose the information until the elavn it resolved; meest take reasonable steps to retrieve the infomration if the parry disclosed it before being notified; and may promptly present tht information to the court iuxla seal for a determination of the claim. The person wbv pmduccd the snfarntatiw trttra preserve the informative unn7 dtc claim is resvlved. ( c)Corrtearrr. The tssumg court may hold nn wnrerap [ a person who, having bcen servtxl, fags without adequate exiauc [o obey the s7ebporna, A ttoapartys failure to obey must be ezcttsed if dtC subpoena ptaporls [o rc^'rc Ettc no nP^' to anted or product at a plate outside the lirmts of

pr odttt^an uada ^^ conditions if 11te suvin 8 P^Y^

Rule 45 (cx3}(Axii).

EXH^BiT PACE _,^._..

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ATTACIE^MENT A Y. DEI^INIT1ON5
1. The terms "DOCUMENT' and "DOCUMENTS" include " electronically

stored information," "things" and include everything contemplated by Rules 2ti and 34 of the Federal Rules of Civil Procedure. `t'hey include any handwritten, typewritten, printed, or photocopied material, including but not limited to, all correspondence, memoranda, notes of meetings or conversations (personal or telephonic), reports, srm^rrraries, agreements, legal documents, and writings of every description, from which information can be obtained, whether maintained in hard copy or electronic form.

Z.

"YOU" or "YOUR" means Neal M . Cohen. "PERFORMANCE PRICING " means Performance Pricing, Inc., and its

officers, directors, current and former employees, counsel, agents, consultants, representatives, and any other persons acting on behalf of any of the foregoing, and Performance Pricing, lnc.'s affiliates, parents, divisions, joint ventures, licensees, franchisees, assigns, predecessors and successors in interest, and any other legal entities, whether foreign or domestic, that are owned or controlled by Performance Pricing, Inc., and all predecessors and successors in interest to such entities.

A.

"DOVEL & LUNER" means the law fi^ of Dovel & Luner, LLP, and its

partners, associates, currenf and former employees, agents, consultants, representatives, acrd

any other persons acting on behalf ^of any of the foregoing. 5. "PricePiay"means PricePlay.com, and its offcers, directors, current and

former employees, counsel, agents, consultants, representatives, and any other persons acting on behalf of any of the foregoing, and PricePlay.com's affiliates, parents, divisions, joint ventures , Licensees , franchisees , assigns, predecessors and successors in interest , and any other legal entities, whether foreign or domestic, that are owned or controlled by PricePlay.corn and all predecessors and successors in interest to such entities , including without limitation Homegopher , Inc. and Adam Sappo, Inc.
si3mnsrr-ro^_^ ATTACHI1^11NT A

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The term "LAWSUIT" shat! refer to PERFORMANCE PRICING's lawsuit

against Google Inc., AOIJ LLC, Microsoi3 Corp., Yahoo ! Inc., IAC Seazch & Media , Inc., and A9.com, Inc., the amended complaint filed on October 16, 2007, in the U.S. District Court, Eastern District of Texas, Case No_ 2-07CV-432.

"COMMUNICATION," "COMMUNICATE," "COMMUNICATED" or
"COMMUNICATIONS" shall mean, without limitation, any transmission , conveyance or exchange of a ward, statement , fact , thing , idea, DOCUMENT, instruction, information , demand or question by any medium, whether by written , oral or other means , including but not limited to e]ectronic communications and electronic mail ("e-mail"}. 8. 9. "THING" as used herein means any physical object other than a "DOCUMENT:' "PERSON" refers to any individual, corporation, proprietorship, association, joint

venture, company, partnership or other business or legal entity, including gavernnaental bodies and agencies. ! 0. "IDENTIFY," (a) when used with reference to an individual, means to state his/her full

name, his/her job title and employer at the time referred to, his/her last known job title aad employer, and his/her last known residence and business addresses and telephone numbers; (b) when used with reference to a document or thing, means to state the date

the DOCUMENT or THING was created ; the name of the individual who created the DOCUMENT or THING; the type of DOCUMENT or THING ( e.g., letter, memorandum, computer chip, etc.}; the name of the employer or the individual who directed that the DOCUMENT or T'HTNG be created ; the name of the individual from whom the DOCUMENT or THING was obtained; and the name of the individual . who sent and the individual who received the DOCUMENT ar THING; the name of the entity and/or individual having possession of the DOCUMENT or THING; and alI other specifics necessary to identify the DOCUMENT or THING with sufficient particularity to meet the requirements for inclusion in a motion to compel discovery pursuant to Federal Rules of Civil Procedure 26 and 37. If any DOCUMENT or si3orrls^^o3 .^ ^ ATTACITMENT A

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THING was, but is no !anger in your possession or subject to your control, state what disposition was made ofit and the reasons for such disposition; and {c} when used in reference #o an event or COMMUNICATION , means to

state the date it occurred, the names and positions of the individuals participating and/or present, the location where it occurred, and a description of the event or the subject matter of the

COMMI.INICATION. ll. "REFLECT," "REFLECTING," "RELATE TO," "REFER TO," "RELATING

T0," and "REFERRING TO" shall mean relating to, rcfemng to, concerning , mentioning, re#lecting, pertaining to, evidencing , involving, describing , discussing eorrrmenting on, embodying , responding to, supporting , contradicting , or constituting (in whole or in part), as the context makes appropriate. 12. "THE `253 PATENT" means U .S. Patent No . b,978,253, entitled " Systems and

Methods for Transacting Business Over a Globa! Communications Network Such as the
Internet," alt underlying patent applications, a!! continuations, continuations-in-part,

divisionals, reissues, and any other patent applications in the `253 patent family. 13.
14.

"USPTO" refers to the United States Patent and Trademark O#ftce.
"PRIOR ART" encompasses , without I7mitation, the subject matter described in

every subdivision of 35 U.S.C. section 1D2 and 35 U.S.C. section 103.

I5.

"FILE HISTORY" refers to the USPTO records of all EOMMUNICATIONS and

all DOCUMENTS and things sent between the USPTO and the patent applicant or the applicant ' s attorneys or agent, in connection with the prosecution of THE `253 PATENT, including without limitation any and all reissue or reexamination proceedings regarding THE `253 PATENT. 16. l 7. masculine. "Include " and "including" shell mean including without limitation. The masculine shall include the feminine , and the feminine shall include the

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l 8. the singular. !^.

The singular form of words shat! include the plural, and the plum! shall include

INSTRUCTIONS
1. !n responding tv this subpoena , you are requested to furnish al! documents or

things in your possession , custody, or control , regardless of whether such dacurnents or things
are possessed directly by you or your employees, attorneys, ar any other person or persons

acting on your behalf. 2. fn producing documents for inspection, you are reques#ed io produce the origina!

of each document together with all non-identical copies and drafts of that document. A copy of a document bearing a comment , notation , or marking of any kind, which is not a part of the original , steal! be considered a separate document. Any draft, preliminary ar superseded version of any document also is to be considered a separate document. 3. All documents that are maintained in electronic form should be produced in

electronic farm even if a. paper copy of the same document was produced.

4. 5.

Documents attached to each other should not be separated. If any requested document or thing cannot be produced in full, please produce it

to the extent possible, indicating what is being withheld and the reason it is being withheld. 6. Yf any requested document is withheld on the grounds of privilege, please provide

the information required by Federa l Rule of Civil Procedure 26(b)(5)(A).
7. Please produce documents and things responsive to these requests as they are

kegt in the usual course of business or, alternatively, organized and labeled to correspond #o each request #a which the documents or things are responsive_

III.

SPECIFIC REQUESTS FOR PRODUCTION
1. Al! DOCUl1+lENTS RELATING TO THE `253 PATENT. ATTACHMENT A 4

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2.

All DOCUMENTS RELATING TO any and all applications for reissue of THE

`253 PATENT. 3. All DOCUIv1ENTS RELATING TO any and aI] requests for reexamination of

THE `2S3 PATENT.
4. All patent applications ( including drafts), and FILE H15TORIES RELATED TO

THE `2S3 PATENT.

5.

Ail DOCUMENTS RELATING TO the conception of any alleged invention

described , disclosed or claimed in THE `253 PATENT_

6.

All DOCUMENTS RELATING TO the reduction to practice of any alleged

invention described, disclosed or claimed in THE `2S3 PATENT. 7. All DOCUMENTS RELATING TO diligence between the dates of conception

and reduction to practice of any alleged invention described , disclosed, or claimed in THE `253 PATENT. $. All DOCUMENTS RELATING TO the first written description , first disclosure,

and best mode of practice of any alleged invention described, disclosed, or claimed in THE `ZS3

PATENT.
9. All COMMUNICATION , including correspondence and memoranda, wish

foreign patent agents or third parties , RELATED TO the prosecution of THE `253 PATENT. 10. All DOCUMENTS RELATING TO the design or development of any alleged

invention described, disclosed, or claimed in THE `2S3 PATENT, including any invention disclosure forms and prototypes. 11. All DOCUMENTS and things before Jane 29, i 999 RELATING TO the

manufacture , use, offer for sale or sale of products urithin the scope or the perceived scope of THE `253 PATENT. 12. Ap DOCUMENTS RELATING TO any U. S. or foreign patents or patent

applications filed prior to Jame 29, 1999 RELATING TO any system(s) for affecting the price of

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a product or service through an activity perforirted by the buyer for determining price or any alleged invention disclosed , described or claimed in THE `253 PATENT.

1^3.

AlLDOCUMENTS 'RELATING TO any publications , sale; offer - for sale, or

public use prior to .lone 29, 1999 of any systems} for affecting the price of a product or service through an activity performed by the buyer for determining price or any alleged invention disclosed , described , or claimed in THE `253 PATENT. 14. All textbooks, articles , or other sources consulted , gathered, or reviewed in

drafting or prosecuting the patent application for THE `253 PATENT.

15.

Ail DOCUMENTS RELATING TO the prosecution of any U.S. or foreign

patents or patent applications , whether issued, pending or abandoned, that claim priority tv THE `253 PATENT or from which THE '253 PATENT claims priority, including but not limited to PRIOR ART cited in the prosecution of these patents or patent applications and all DOCUMENTS RELATING TO any apposition proceeding in connection with these patent applications. lb. All DOCUMENTS challenging , questioning, analyzing, or otherwise RELATING

TO the patentability, validity, enforceability, or infringement of any alleged invention described, disclosed , or claimed in THE `2S3 PATENT.
17. All DOCUMENTS created or discovered in connection with any PRIOK ART

search and/or RELATING TO any pre- litigation investigation.

1$.

All DOCUMENTS RELATING TO any alleged infringement of THE `253

PATENT`, including, but not limited to , any DOCC3Iv1ENTS concerning or relating to prelitigation investigations RELATED TO the alleged infringement. 19. Ali DOCU^NTS supporting any objective indicia ofnon-obviousness of any

alleged invention described, disclosed or claimed in THE `253 PATENT, including, but not limited to, contentions of comrnercia ! success of the invention and/or products embodying the invention, long-felt but unsolved needs met by those products and/or the invention, failure of

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others to meet these needs, industry recognition of the invention and/or products embodying the invention, and deliberate copying of the invention or Iaudatory statements by accused infringers. 20. All DOCUMENTS RELATING TO or constituting license agreements, draft

license agreements, licensing correspondence, licensing negotiations, or demand letters for any alleged invention described, disclosed or claimed in THE `253 PATENT. 22. Ali DOCUMENTS from any proceeding RELATING TO THE `253 PATENT,

including-without fimitativn--dispute resolutions, contested proceedings, interferences, reexaminations, reissues and charges of infringement.

22.

All DOCUMENTS RELATING TO any analyses ar efforts to design THE `253

PATENT or products or systems embodying the subject matter disclosed or claimed in THE `253 PATENT around other products, systems or patents. 23. All DOCUIvII'NTS recording or RELATED TO the ownership, assigrunent or

conveyance of any interest in THE `253 PATENT. 24. Ail DOCUMENTS RELATING TO PERFORMANCE PRICING 's patent

infringement claims asserted in the LAWSUIT. 25. All DOCUMENTS RELATING TO PERFORMANCE PRICING, PricePlay, or

Wayne Lin, or Acacia Group Technologies.

2b.

All DOCUMENTS RELATING TO any work performed by YOU on behalf of

PERFORMANCE PRIDING, PricePlay, Wayne Lin, or Acacia Group Technologies.

27.

All DOCUMENTS RELATING TO any work performed by YOU for DOVEL &

LUNER RELATING TO PERFORMANCE PRICING, PricePlay, Wayne Lin, Acacia Group
Technologies , THE `253 PATENT, or any system(s) for affecting the price of a prpduct or service through, an activity performed by the buyer for determining price. 28. All DOCUMENTS RELATING TO any contracts or agreements between YOU

and PERFORMANCE PRICING, PricePlay, Wayne Lin, or Acacia Group Tecl^rrologies.

29.

ALL DOCUNII NTS RELATING TO any contracts or agreements between YOU "

and DOVEL & LUNER RELATING TO PERFORMANCE PRICING, PricePlay, Wayne Lin,
51307/I673703.1

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Acacia Group Technologies , 'THE `253 PATENT, or any system(s) far affecting the price of a
product or service through an activity performed by the buyer for determining price.

3Q.

Ail DOCUMENTS received by YOU from PERFORMANCE PRICING,

PricePiay, Wayne Lin or Acacia Croup Technologies.

3 i.

All DOCUMENTS received by YOU from DOVEL & LUNER RELATING TO

PERFORMANCE PRICING, PricePlay, Wayne Lin, Acacia Group Technologies, THE `253
PATENT, or any system(s) for affecting the price of a product or service through an activity performed by the buyer for determining price. 32. A!I DOCUMENTS sent by YOU to PERFORMANCE PRICING, PricePiay,

Wayne Lin, or Acacia Group Technologies.

33.

Ali DOCUMENTS sent by YOU to DOVEL & LUNER RELATING TO

PERFORMANCE PRICING, Pricel?lay, Wayne Lin, Acacia Group Technologies, THE `253
PATENT, or any system(s) for affecting the price of a product or service through an activity performed by the buyer for deiernlining price.

34.:. - All DOCUMENTS generated in connection with any work performed by YOU,
YOUR employees, partners, agents or assigns, on behalf of PERFORMANCE PRICING, PricePlay, Wayne Lin, or Acacia Group Technologies. 35. All DOCUMENTS generated in connection with any work performed by YOU,

YOUR employees, partners, agents or assigns, on behalf of DOVEL & LUNER RELATING TO PERFORMANCE PRICING, PricePlay, Wayne Lin, Acacia Group Technologies, THE `253 PATENT, or any system(s) for affecting the price of a product or service through an activity performed by the buyez for determining price.

36.

All billing records, including invoices, generated in connection with any work

performed by YOU, YOUR employees, partners, agents, or assigns, on behalf of AERFORMANCE PRICING, PricePiay , Wayne Lin, or Acacia Group Technologies. 37. All billing records, including invoices , generated in connection with any work

performed by YOU, YOUR employees, partners, agents, oz assigns, on behalfof DOVEL &
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LUNER RELATING TO PERFORMANCE PRICING, PricePlay , Wayne Lin, Acacia Group
Technologies , THE `253 PATENT, or any system{s) for afTecting the price of a product or

service through an activity performed by the buyer for determining price.

38.

All COMMUNICATIONS RELATING TO PERFORMANCE PRICING,

PricePlay, Wayne Lin, or Acacia-Group Technologies.

39.

Al! DOCUMENTS RELATING TO any products or systems of

PERFORMANCE PRICING, PricePlay or Wayne Lin that RELATE TO THE `253 PATENT,
including without limitation any marketing materials , brochures, proposals , presentations, or technical materials.

44.

All DOCUMENTS RELATING TO any PERFORMANCE PRICING, PricePlay

or Wayne Lin system(s) far affecting the price of a product or service through an activity

performed by the buyer for deterrining price, including without lirnitation any marketing
materials, brochures, proposals , presentations , or technical materials.

4I .

AlI DOCUMENTS RELATING TO any eompottents of PERFORMANCE

PRICING's, PricePlay 's or Wayne Lin's system(s) for affecting the price of a product or service through an activity performed by the buyer for determining price.

42.

All COMMUNICATIONS with attorneys or agents of any of the following:

PERFORMANCE PRICING, PricePlay, Wayne Lin or Acacia Group Technologies relating to THE `253 PATENT.

43.

Al! COMh^JNICATIONS with DOVEL & LUNER RELATING TO

PERFORMANCE PRICING, PricePiay, Wayne Lin, Acacia Group Technologies , THE `253
PATENT , or any system(s) for affecting the price of a product or service through an activity
performed by the buyer for determining price.

44.

All notes or minutes from any meetings or telephone conferences with

PERFORMANCE PRICING, FricePlay , Wayne Lin or Acacia Group Technologies or in which

PERFORMANCE PRICING, PricePlay , Wayne Lin or Acacia Group Technologies were discussed s^^rr^r^^ .^ ATTACHMENT A

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45.

All notes or minutes from any meetings or telephone conferences with DOVEL &

LUNER RELATING TO PERFORMANCE PRICING, PricePlay , Wayne Lin, Acacia Group Technologies , THE `253 PATENT, or any system(s) far affecting the price of a product or service through ai3 activity performed by the buyer for determining pace. 46. All DOCUMENTS RELATING TO YOUR retention of any intellectual property

RELATING TO any of the work performed for or in connection with P1;RF0RM.A.NC1 PRICING, PricePlay, Wayne Line or Acacia Group Technologies. 47. All DOCUMENTS RELATING TO YOUR retention of any intellectual property

RELATING TO PERI=ORMANC2 PRICING, PrieePlay, Wayne Lin, Acacia Group
Technologies , THE `253 PATENT, or any system(s) for affecting the price of a product or service through an activity performed by the buyer for determining price.

48.

All DOCUMENTS that RELATE TO any other lawyers in addition to YOU that

participated in the prosecution of THE `253 PATENT. 49. All COMMUNICATIONS with any lawyers in addition to YOU that participated

in the prosecution of THE `253 PATENT. 50. All DOCUMENTS sent by YOU to any other lawyers that participated in the

prosecution of THE `253 PATENT.
Sl. AlI DOCUMENTS received by·YOU from any other lawyers tha# participated in

the prosecution of THE `253 PATENT. 52. All DOCUMENTS REFERRING or RELATING to THE LAWSUIT_

SE3ff1l15737113.1

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Case 2.07-cv-00432-LED ^ Document 15-1

Filed '!011612007

Page 1 of 6

]iN THE UNIT1rD STATES DISTRICT COURT 1FOR THE EASTERN DISTRYCT OR TEAS MAILSDALI, D)fVIS10N PERFORMANCI=PRICING, INC., a Texas corporation; Plaintiff; vs. GOGGLE INC., a Delaware carporatio^; AOL LLC, a Delaware limited liability company; MICROSOFT CORPORATION, a Washington corporation ; YAHOO! INC., a Delaware corporation; lAC SEARCH & MEDIA., INC., a Delaware corporation; A4.COM, INC., a Delaware corporation; ^Defendanis.

CASE NO. 2:07-cv-132 (LED) .I^rp Trial Demanded

AII7ENDED COMI'LA]NT FOR PATENT INp'R)iNGEMENT
Performance Pricing, Inc. ("Performance Pricing") sues t:YOOgIe Inc., AOL LI.C, Microsoft Corporation, Yahoo! Inc., iAC Search & Media, inc., and A9.corr^ Inc., (collectively "Defendants") and, on information and belief; alleges as follows:

Fnti-oduction Plaintiff Performance Pricing is the exclr^sive licensee with al] substantial rights is the invention described and claimed in I3nited States Patent No. 6,978,253 entitled "Systems and Methods far Transacting Business Over a Global Communications Network such as the Internet" (the "`253 patent }. Defendants have used, and continue to use, Plaintiff Performance Pricings patented technology in methods and systems that they make, use, sell: and offer to sell, without Plainti$'s permission. Plaintiff` seeks damages for patens infringement and

EXHIBIT PAGE ^ ^

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Case 2:07-cv-04432-E_ED

Documen# 16-1

Filed #0!1612047

Page 2 of 6

an injunction preventing Defendants from making , using , selling, or offering to sell the technology claimed by the Patent without Plaintiff' s permission.

Jurisdiction and Venue . 2. This is an action for patent infringement arising under the patent Iaws of

the United States, 35 U.S.C. §§ 271 and 2$1, et seq. The Court has origins ! jurisdiction over this patent infringement action under 2$ U.S.C. § l33$(a}. 3. Within this judicial district each of the Defendants has committed acts and

continues to commit acts that give rise to this actioq including using, selling, and offering to sell products, methods, and systems that infringe the claims of the `253 patent. Moreover, each of the Defendants regularly does substantial business in #his judicial district. Venue is proper in this district pursuant to 28 U.S.C. § 1391(b} and § 1400.

Pla intift' Performance Pricing 4. Perfarmauce Pricing, lnc. is a Texas corporation having a principal place

of business in Austin, Texas.

Defndants 5. Upon information and belief, Google Inc. is a Delaware corporation

having its principal place of business in Mountain View, California ("Google'}. Google is registered to do business as a foreign far-pro#iit corporation in the state of Texas. Google's foreign corporation registration lists Corporation Service Company D13A CSC as its registered agent for service of process.

E^N1B^T WAGE ^^

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Case 2:07-cv-00432-Lf=D

Document 16-1

Filed 1 011 612 00 7

Page 3 of 6

6.

Upon information and belief, AOL, LLC is a Delaware Eimited liability

company having its principal place of business in Dulles, Virginia {"AOL"). AOL is registered to do business as a foreign limited fiabiiity company in the state of Texas. AOL's foreign corporation registration lists Corporation Service Company I313A CSC as i#s registered agent for service of process. 7. Upon information and belief; Microsoft Corporation is a Washington

corporation having its principal place ofbusiness in Redmond , Washington {"Microsoft"). Microsoft is registered to do business as a foreign for-profit corpora^on in the state of Texas. Microsoft ' s foreign corporation registration lists Corporation Service Company as its registered agent for service of process. &. Upon information and belief, Yahoo! Inc. is a Delaware corporation

having i ts principal place of business in Sunnyvale , California {"Yahoo"). Yahoo is registered to do business as a foreign for profit corporation in the state of Texas. Yahoo' s foreign corporation registration lists CT Corporation System as its registered agent for service of process. 4. Upon information and belief; IAC Search & Media, Inc., is a Delaware - -

corporation having its principal place of business in Oakland , California ("lAC"). IAC is registered to do business as a foreign far profit corporation in the state of Texas . IAC's foreign corporation registration lists National Registered Agents , Inc. as its registered agent for service of process. I13. Upon information and belieiy A9.com, Inc., is a Delaware corporation

having its principal place of business in Palo Alto, California ("A9.com"),

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Case 2:fl7-cv-00432-E. ED

Document 16-1

Filed 10!1812007

Page 4 of 6

b'irst Claim for Patent TnTrin^eruent (infringement of the `2S3 iratent) ! 1. Plaintiff incorporates by reference each of the allegations in paragraphs 1

through 10 above and further alleges as follows: 12. The United States Patent and Trademark Office issued the `2S3 patent on

December 20, 2005. Attached as Exhibit A is what is believed to be a copy of the tent of the `253 patent. Plaintiff Performance Pricing is the exclusive licensee with substan#ially alI rights to the `253 patent, including the rights to pursue and collect damages for any inf ingement of the patent and to obtain injunctive relief to stop infringement. 13. Without a license or permission from plaintitl; Defendants Google, AOL,

Microsoft, Yahoo, IAC, and A9.com have infringed the `253 patent and, unless enjoined, will continue to do so, by making, using, providing, selling, and offering for safe products, methods, and systems that infringe the claims of the `253 patent including, without limitation, the products, methods, and systems of Google's AdWords, AOL's Search Marketplace, Microsoft's adCenter, Yahoo's Search Marketing, lAC's Ask Sponsored Listings, and A9.com's Ciickriver

Ads.
i4. Plaintiffhas been damaged by Defendants' infringement of the `253 patent

and wilt suffer additional irreparable damage and impairment of the value of its patent rights unless Defendants are enjoined from continuing to infringe the `253 patent. 15. Plaintiff is entitled to recover damages from the Defendants to compensate

it for the infringement!b. Plaintiffdemands trial by jury of all issues relating to this claim.

4

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Gase 2:Q7-cv-0Q432-LEES

[]oeurnenf 16-1

Filed 70!16120(}7

Page 5 of 6

WHEREFpRE, Plaintiffprays forjudgment as foElows: . A. A decree preliminarily and permanently enjoining Defendants, Eheir officers,

directors, enoployees, agents, and all parsons in active concert with there, from infringing, and contributing to or inducing others to infringe, the `253 Patent; B. C. Compensatory damages far Defendants' infringement of the `253 Patent; Costs of suit and attorneys ' fees on the basis that this patent infringement case is

exceptional; D. E. Pre-judgment interest; and For such other relief as justice requires. Respectfully submitted,

Dated : October lb, 2007

$y:

Isl N. Claire Abernathy _,.,_^,, S. Calvin Capshaw. State Bar No. 03783900 Email: rcapshaw[a7,mailbmc.com EEizabeth L. DeRieux State Bar No. 05770585 Email: ederieuxt'a mailbmc.coru ^ N_ Claire Abernathy State Bar No. 24053063 Ismail: cabernathy^7Y,mailbmc^m ,a Brown McCarroll, L.1.P. I I27 Judson Road, Suite 224 Longview, TX 75601 Telephone: (403} 236-9800 Facsimile : (903} 236-8787

5

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Case 2:07-cw00432-LI=D

Dacumen# 16-'E

Filed 10196!2(}07

Page 8 of 6

Robert M. Parker

State Bar No. 15498000
Email rm arker bat ler.com Robert Christopher Bunt Slate Bar No. 00787155 Email: rcbunt(a^vbatyfer.com Charles Ainsworth State Bar No. 007$3521 Email: charlevCa^,nbatyler.corn Parker, Bunt & Ainsworth, P.C. l40 last Ferguson, Ste. 1114 Tyler, TX 75702 Telephone: (903} 53 l-3535 Facsimile: [phone] Gregory S. Dave] CA State Bar No. 135387 E-mail: mil; _ davellaw;com Sean Luner CA State Bar No. 155443 E-mail : sean (a^dovellaw,^om Christin K. Cho CA State Bar No. 238173 );-mail: hristin ovellaw.com Dove] &Luner, LI.F 201 Santa Monica Blvd., Suite 600 Santa Monica, CA 90401 Telephone: [phone] Facsimile : (310} 657-?069 ATTORNEYS FOR PLAINTCFF PERFORMANCE PRICING, TNC.

CERTIFICATE O)a' SER'SnCE
I hereby certify that the following counsel of record who are deemed to have consented to electronic service are being served this 16^' day of October, 2007, with a copy of this documerrt via the Court's CM/1;CF system per Local Rule CV-5{a)(3). Any other counsel of record will be served by electronic mail, farsi^aile transmission andlor first class mail on this same date. Ls/ N. Claire Abernathy

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