Mirror Worlds, LLC v. Apple, Inc.

Filing 150

CLAIM CONSTRUCTION BRIEF filed by Apple, Inc.. (Attachments: #1 Affidavit, #2 Exhibit A, #3 Exhibit B, #4 Exhibit C - Part 1, #5 Exhibit C - Part 2, #6 Exhibit C - Part 3, #7 Exhibit C - Part 4, #8 Exhibit C - Part 5, #9 Exhibit C - Part 6, #10 Exhibit C - Part 7, #11 Exhibit C - Part 8, #12 Exhibit D, #13 Exhibit E, #14 Exhibit F, #15 Exhibit G - Part 1, #16 Exhibit G - Part 2, #17 Exhibit G - Part 3, #18 Exhibit G - Part 4, #19 Exhibit G - Part 5, #20 Exhibit H)(Cherensky, Steven)

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Mirror Worlds, LLC v. Apple, Inc. Doc. 150 Att. 19 30 31 32 33 34 means for displaying a graphical iconic representation of a collection of said first plurality of documents; means for displaying a first indicia of a first document of said collection by selecting a first position from said graphical iconic representation, wherein said first position on said graphical iconic representation is capable of being at anyone of a plurality of locations on said graphical iconic representation and wherein said selecting from said graphical iconic representation comprises positioning a cursoron said graphical iconic representation; and means for displaying.in series a second indicia of a second document and a third indicia of a third document by positioning said cursor first on a second position on said graphical iconic representation next on a third position on said graphical iconic representation. 35 36 37 38 39 40 41 42 43 44 45 Is. (New) An apparatusas in claim 7 }wherein said indicia is displayed adjacent to said graphical iconic representation of said collection. 46 47 48 49 50 '\ ~ yJ. (New) An apparatus as in claimyI wherein during said displaying in series said second indicia and said third indicia, said graphical iconic representation is concurrently displayed. ~ ~. (New) An apparatus as in claim ~ wherein said second indicia is displayed 1 51 52 53 54 adjacent to said graphical iconic representation and said third indicia is displayed adjacent to said graphical iconic representation. ~. (New) A computer readable medium containing executable computer program 55 instructions which when executed by a computer system cause said computer system to -3- 101 FH 201 Do MW .Jus ia. 45 APckets002t60com 56 57 58 59 60 61 62 63 perform a method for organizing and viewing information in a computer filing system having a display device and a first plurality of documents, said method comprising: . displaying a graphical iconic representation of a collection of said first plurality of documents; displaying a first indicia of a first document of said collection by selecting a first position from said graphical iconic representation, wherein said first position on said graphical iconic representation is capable of being at any one of a plurality of locations on said graphical iconic representation and wherein said selecting from said graphical iconic representation comprises positioning a cursor on said graphical iconic representation; and displaying in series a second indicia of a second document and a third indicia of a third document by positioning said cursor first on a second position on said graphical iconic representation next on a third position on said graphical iconic representation. ~ 64 65 66 67 68 69 70 71 72 81. J C (New) A computer readable medium as in claim cr %wherein said indicia is displayed adjacent to said graphical iconic representation of said collection. \~ ~. ~ A computer readable m e d i u m as in claim~wherein during said displaying 73 74 75 76 77 78 79 80 (New) in series said second indicia and said third indicia, said graphical iconic representation is concurrently displayed. ~' ..$4. (New) A computer readable medium as in claim JV3 wherein said second indicia is l!/ displayed adjacent to said graphical iconic representation and said third indicia is displayed adjacent to said graphical iconic representation. 81 -4- 101 FH 202 APMW0026046 82 83 84 85 86 87 88 89 90 91 ~. (New) An apparatus for organizing information in a computer filing system having a display device and a first plurality of documents, said apparatus comprising: means for displaying at s o m e t i m e on said display device a graphical representation of a first document and a graphical representation of a second document from said first plurality of documents; means for creating a collection of documents comprising a second plurality of documents having said first document and said second document; means for determining for said collection at least one of (a) an internal collective representation or (b) a user defined specification, wherein said internal collective representation is based on internal representations of said first and said second documents; means for displaying a graphical representation of said collection of documents on said display device; and means for viewing at least one of the documents in said collection by displaying an indicia of said at least one document by selecting, from said graphical representation of said collection, s a i d at least one document wherein said viewing comprises pointing a cursor on said display device at a graphical representation of one of said documents in said collection for a predetermined period of time to reveal an indicia of said document in said collection and wherein said indicia has multiple pages for a multiple page document and wherein the user views the multiple pages of said indicia by signaling to the computer to move from page to page o f said indicia. 92 93 94 95 96 97 m nln ,=ji 98 ~'~1 99 (ji ~!, 100 101 102 103 1 2 3 4 ¥. ~ (New) An apparatus for organizing information in a computer system having a display device, said apparatus comprising: means for displaying at some time on said display device a representation of a first document and a representation of a second document; -5- 101 FH 203 APMW0026047 5 6 7 8 means for creating a collection of documents comprising said first and said second documents; means for determining for said collection of documents at least one of (a) an internal collective representation or (b) a first user defined specification, wherein said internal collective representation is based on internal representations of said first and second documents; means for displaying a graphical representation of said collection of documents; and means for determining a further internal representation of said collection when a third document is added to said collection b a s e d on one of: (a) an internal representation of e a c h of the documents in said collection, or (b) said first or a second user defined specification wherein said c o m p u t e r system has a filing system having a graphical user interface and said method is performed in part by said filing system and wherein said representations of said first document and said second document are graphical representations and wherein said further internal representation of said collection is one of said first and second user defined specifications defining a selected user defined specification and wherein the user indicates to said computer system to add a fourth item to said collection, which fourth item has an internal representation which does not match said selected user defined specification, and wherein, after the user has indicated to add said fourth item to said collection, said computer system prompts the user to determine whether the fourth item is to be added to said collection without modifying said selected user defined specification or the fourth item is to be added and said selected user defined specification is to be modified. 9 10 11 12 ~, :;!jIri ~ \ 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 ~1!l !~~ ~~ ~.~ rlit f1; ~n i:~ ru m ' 'J! ~~ i:jl ,S $ 1 . (New) An apparatus for organizing information in a computer filing system having a display device and a first plurality of documents, said apparatus comprising: -6- 101 FH 204 APMW0026048 32 33 34 35 36 37 38 39 40 means for displaying at some time on said display device a graphical representation , of a first document; means for creating a collection of documents comprising at least a second document and said first document, wherein said creating a collection comprises indicating to said computer system that a collection o f documents is to be created using said first document as a sample document for said collection of document and wherein said c o m p u t e r system searches said first plurality of documents b a s e d on said first document to find said second document; and means for displaying a graphical representation of said collection on said display device. ~tl '-- 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 j\a ~. I,ti! ~j~ ""J (New) An apparatus as in claim i ffurther comprising means for viewing at least I{ iJii fLq one of the documents in said collection by displaying an indicia of said at least one document by selecting, from said graphical representation of said collection, said at least one document. ru i,J~ m m, ;..l::ll::~ C~ .~, ~. {\ (New) An apparatus as in claim \< wifurther comprising means for creating a eli ~~$I representation of said collection of documents b a s e d on an internal representation of said first document. 96. \' (New) A computer readable medium containing executable computer program instructions w h i c h when executed by a computer system cause said c o m p u t e r s y s t e m to p e r f o r m a m e t h o d for organizing information in a computer filing system having a display device and a first plurality of documents, said m e t h o d comprising: -7- 101 FH 205 APMW0026049 57 58 59 60 61 62 63 64 displaying at some time on said display device a graphical representation of a first document and a graphical representation of a second document from said first plurality of documents; creating a collection of documents comprising a second plurality of documents having said first document and said second document; determining for said collection at least one of (a) an internal collective representation or (b) a user defined specification, wherein said internal collective representation is b a s e d on internal representations of said first and said second documents; displaying a graphical representation of said collection of documents on said display device; and viewing at least one of the documents in said collection by displaying an indicia of said at least one document by selecting, from said graphical representation of said collection, said at least one document wherein said viewing comprises pointing a c u r s o r on said display device at a graphical representation of one of said documents in said collection for a predetermined period of time to reveal an indicia of said document in said collection and wherein said indicia has multiple pages for a multiple page document and wherein the user views the multiple pages of said indicia by signaling to the computer to move from page to page of said indicia. ~"r~1 ~u:lI~; 65 66 67 68 69 70 71 72 73 74 75 76 \jji T'Jl \.f:1i O$i ;Jli m 11", i11i1l m ;;"Jl ~~: eli !i.1 eli 1 2 3 4 5 6 ~. (New) A computer readable medium containing executable computer program instructions which when executed by a computer system cause said computer system to perform a method for organizing information in a computer system having a display device, said method comprising: displaying at some time on said display device a representation of a first document and a representation of a second document; -8- 101 FH 206 APMW0026050 7 8 9 10 11 creating a collection of documents comprising said first and said second documents; determining for said collection of documents at least one of (a) an internal collective representation or (b) a first user defined specification, wherein said internal collective representation is based on internal representations of said first and second documents; displaying a graphical representation of said collection of documents; and determining a further internal representation of said collection when a third document is a d d e d to said collection b a s e d on one of: (a) an internal representation of each o f the documents in said collection, or (b) said first or a second user defined specification wherein said c o m p u t e r system has a filing system having a graphical user interface and said m e t h o d is performed in p a r t by said filing system and wherein said representations of said first document and said second document are graphical representations and wherein said further internal representation of said collection is o n e of said first and second user defined specifications defining a selected user defined specification and wherein the user indicates to said computer system to add a fourth item to said collection, which fourth item has an internal representation which does not match said selected user defined specification, and wherein, after the user has indicated to add said fourth item to said collection, said computer s y s t e m prompts the user to determine whether the fourth item is to be added to said collection without modifying said selected user defined specification or the fourth item is to be a d d e d and said selected user defined specification is to be modified. 12 13 14 15 C~¥ :JJi ~~i , ,ili1 ~ 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 "')(. 1,1"u 11J. 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C:~ "'~, -9- 101 FH 207 APMW0026051 33 34 35 36 37 38 39 (New) A computer readable medium containing executable computer program instructions which when executed by a computer system cause said computer system to perform a method for organizing information in a computer filing system having a display device and a first plurality of documents, said method comprising: displaying at some time on said display device a graphical representation of a first document; said computer system creating a collection of documents comprising at least a second document and said first document, wherein said creating a collection comprises indicating to said computer system that a collection of documents is to be created using said first document as a sample document for said collection of document and wherein said computer system searches said first plurality of documents based on said first document to find said second document; and displaying a graphical representation of said collection on said display device. 40 41 42 43 44 45 46 47 48 1-\ 49 50 51 52 53 54 55 56 ~. (New) A computer readable medium as in c l a i m ~, said method further ,J;> comprising viewing at least one of the documents in said collection by displaying an indicia of said at least one document by selecting, from said graphical representation of said collection, said at least one document. ~. (New) A computer readable medium as in c l a i m i f , said method further 1'0 comprising creating a representation of said collection of documents based on an internal representation of said first document. -------------10- 101 FH 208 APMW0026052 REMARKS The foregoing new claims (73-94) are based upon the allowed claims 24, 3133 and 84-86 of the parent application. For example, new claim 85 and new c l a i m 90 are "means for" and computer readable medium versions respectively of allowed claim 24. New claims 73-84 are based on allowed claims 84-86, and new claims 86 and 91 are based on allowed claim 61, and new claims 87-89 and 92-94 are based on allowed claims 31-33. It is submitted that these amended claims presented here are allowable for at least the reasons that the parent claims were allowed. Please charge any shortages or credit any overages to Deposit Account No. 02-2666. Respectfully submitted, B L A K E L Y , SOKOLOFF, T A Y L O R & Z A F M A N .2.t.-/~7 12400 Wilshire Boulevard Seventh F l o o r Los Angeles, California 90025-1026 (408) 720-8300 EXPRESS MAIL C E R T I F I C A T E OF M A I L I N G " E x p r e s s Mail" mailing label number:,_~E""L.><.8"""21,-7L.&;9~9~98""5,-,U,,,,,S,,-_ Date of Deposit: February 27 2001 I hereby certify that I am causing this paper or fee to be deposited with the U n i t e d States Postal Service " E x p r e s s Mail Post Office to Addressee" service on the date i n d i c a t e d above and that this paper or fee has been addressed to the Assistant C o m m i s s i o n e r for Patents, W a s h i n g t o n , D. C. 20231 Connie Thayer (Typed or p r i n t e d name of person mailing paper or fee) Cotten/e) )~~ (Signature of person mailing pa~r or fee) ..:2 - ,;;..7-121 (Date signed) -11- - - - - - - - - - _ . _ - -............ -----_._-101 FH 209 APMW0026053 Atty. Docket No. 04860.P0624C2 IN THE UNITED STATES PATENT AND TRADEMARK OFFICE In re Application of: Richard Mander, et al. Application No. _ ) ) ) ) ) ) ) ) ) ) ) ) Examiner: Not yet assigned Art Unit: Not yet assigned Filed: February 27, 2001 For: M E T H O D AND ApPARATUS FOR ORGANIZING INFORMATION IN A COMPUTER SYSTEM Asst. Commissioner for Patents Washington, D.C. 20231 INFORMATIONDISCLOSURE STATEMENT Sir: Applicant hereby requests consideration of the enclosed Information Disclosure Statement pursuant to 37 C.F.R §1.97(b). Attached are the PTO Forms 1449 and Forms 892 from the parent application filed on April 30, 1992 (Serial No. 07/876,921) and from the continuation application filed on August 8, 1994 (Serial No. 08/287,108). These previous applications are relied upon for an earlier filing date under 35 U.S.C. §120. Pursuant to C.F.R. 1.98(d), copies of the references are not being provided herewith since they were previously sent to the Patent and Trademark Office. Please consider these cited documents in the currently pending 1.53(b) continuation application filed on February 27,2001. EXPRESS MAIL C E R T I F I C A T E OF M A I L I N G " E x p r e s s Mail" mailing label number:_-'E""'L"-'8""'2"'-1..7..9..'""'9J.9""'85"-'U""'S~ . _ Date of Deposit: February 27 2001 I hereby certify that I am causing this p a p e r or fee to be deposited with the United States Postal Service " E x p r e s s Mail Post Office to Addressee" service on the date indicated above and that this paper or fee has been addressed to the Assistant C o m m i s s i o n e r for Patents, W a s h i n g t o n , D. C. 20231 Connie Thayer ( T y p e d or printed name of p e r s o n mailing paper or fee) ~~~< (Date signed) 101 FH 210 APMW0026054 Pursuant to 37 C.F.R. § 1.97, the submission of this Information Disclosure Statement is not to be construed as a representation that a search has been made and is not to be construed as an admission that the information cited in this statement is material to patentability. Respectfully submitted, BLAKELY, SOKOLOFF, T A Y L O R & ZAFMAN LLP Dated: ;...1;).. 7 ,2001 12400 Wilshire Blvd. Seventh Floor Los Angeles, CA 90025-1026 (408) 720-8300 101 FH 211 APMW0026055 f:drm PTO·1449 (Modified) I"tiyD~t'"l;~ 04860.P - ,.. va Serial No.: Applicant: ~ ~ " - ~ ~ ~ 7 c r : b 2.51 z . ,... vt; Cr:"fllr-,.... Richard Mander, et al. - Listof Patents and Publications S t a t e \ , (Use several sheets if necessary) ~~\. \\ ~~ ) :-.u J{jf , n . v F i l i n g D a t e : AU9Ust8rc92~ -...; 1.0iJO REFERENCE . DESIGNATION Examiner Initials A ,.,.. u.s, IOn ',<j ~ , ._llY' ~ .... l\uUN PATENT DOCUMENTS Class SubClass 600 800 Filing date if appropriate 11/12/1991 11/19/1990 Document No. / ?fro iff - " AA AS AC AD AE AF AG AH AI AJ AK AL AM AN AO AP 5,442,778 5,442,795 Pedersen et al, Levine et al. 395 395 ... = iiiiiiiiiiiiiii ...-t,~~ · .\':: m~-· -sc: .t:!... -- FOREIGN PATENT DOCUMENTS No. AQ AR AS AT AU O T H E R ART ( I n c l u d i n g A u t h o r , T i t l e , Date, P e r t i n e n t P a g e s , e t c . ) Document No. Date Country Class Sub-Class Translation AV AW AX AY AZ Examiner F"~)2.-1) Date Considered ~~ 61ZtJ/t r L . , ; EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609; Draw line through citation if not in conformance and not considered. Include copy of this form w i t h next communication to applicant. 101 FH 212 APMW0026056 TctSEPA8AoTE. H~ G TOP AND B()TTOM EDGES. SI.AP-APART AND D t s C A a D CARSON' FORMPTO-892 (REV .2'92) · U.S. DEPARTMENT OF COMMERCE P A T E N T A III0 T R A D E M A R K O F F I C ~ SERIAL NO. ~ ~/':+A~J~~ ~ ~ROUPARTUNIT ATTACHMENT NUMBER 'NOTICE OF REFERENCES C I T E D ::8".m 2+~-, I di£' "nniWin~ P;P~R b> APPLICAlNTCSI K";,, fJ<tf U.S. P A T E N T DOCUMENTS ~-f.. .. I' CLASS SUB· CLASS F I L I N G O A T E IF APPROPRIATE J. " W ~~ ~~ fJ -" .A. B I:. OOCUMEN·T NO. DATE NAME c. ;2 9 '7 2. 2 3 '7 '1 \ y f-" cr 't s 3- 1 z- c" , ~ .. , 1 . , .. , t. - , . ; - -'1" 'O-~I_C,~ h-l J ~c,. Iorio /("'<7 I v . ~ / - <;() AJ. co e r p . . f . col s4, ~4" c ( .". '5-"1-8.., """" -Z6-),) C D E F .. J I G- v.:» p.j. e-I ~ I.~-+~.f- 00Zi ,~~ IV ( C "2 I 417 (n G~ "f_C,f L.uexpf '7,(, -t G '. H I J K j FOREIG'N P A T E N T DCICUMENTS " L M N . DOCUMENT NO. DATE CDUNTRV NAME CLASS SUB· CLASS PERTINENT PP. SHTS. DWG S P E C , " ,'" i' . . ·. . re; . ....... .' 0 P '-~ f ~ .. ".: 'c' a .: ". OTHER REFERENCES UncludingAuthor, Title, Date; P e r t i n e n t Pages, Etc.) R ~"J t e , , } t1 ....... 1Ir4 fr", U,q, '2. " 7 ( ; - '!> 6 l\.1.~, . Iq.f<j ,.... zz'1 z. ~ r - 1 . ~ ~ Z ~/- 7. ~~ -z..-~ 1.0 s .. ~ T U '. EXAMINER ~ r#/LV '"D=-rTE;s:=w-r~ b A -- c f' .*' A.c o p y ' o t this reference is n o t beingcfumishedwiththis office action · . (See.Manual of P a t e n t ExamininIJProcedure, section 7 0 7 . 0 5 (a).) @ 101 FH 213 APMW0026057 TO S E P A R A T E . HOLD TOP AND BOTTOM EDGES. S N A P - A P A R T ANI) D I S C A R D CARBON r" rf.} / FORMPTQ.892 (REV.2-92) u.s, D E P A R T M E N T O F C O M M E R C E PATENT AND TRADEMARK OFFICE SERIAL t\I0. '~q t./;)q;}.. rROUPART UNIT ~ m m : 1 f - 1.~ I(J APPLICANT(S) , ATTACHMENT T O .. PAPER' NUMBER Ic:::::s N O T I C E OF REFERENCES CITED }-1~oA.lt../ <.-1-4:1 A~r ~t[ \. II . A B c'.' U.S. P A T E N T DOCUMENTS DOCUMENT NO . DATE NAME CLASS SUB· CLASS F I L I N G D A T E IF APPROPRIATE JV )'1 ~1j c rz t; s I , « 7.... 'I <.1'7 I lol'l/~'1 (",L, ~ ,-1.1 f j ' f < . . t < . v r J.. e, ~q, 1(,( ')'7 )( c;J("/C, J q it" ~ D E F ~ I , ~ 7 It, 2. " s~ '3> , I u Ic,v q. J, -z.. P-t <:-1 3e,S- x "If J ., I , J I ~ le:,cJ I, .., I 1 "1.-4::j /e, '! r.<.c~..JaJ" o../. ,,_, 8/ t 7., K</ VO . i : ' , H ' , -I ~ I . d,c,/e.., ~h, 1C,\ ~e, 1~7 1)'7 )(. , ':;/' "\ /c" I..,I,., Jc,C/ 10 );--I J .:; ~ 0 ~ tt "< .::- R,cn..~m.. Sc" 1';)<7 <" 7 '-I .., ~I <7 Ic,'l,. V c l» el-l- e:. I 3&,·/ t ( , c,. I .:; I, Iso '- G H K --'- . L M FOREIGN P A T E N T DOCUMENTS DOCUMENT NO. DATE COUNTRV NAME CLASS SUBCLASS PERTINENT PP. SHTS · OWG SPEC, I I N 0 I P a OTHER REFERENCES (I'!c1uding Author, Title, Date, P e r t i n e n t Pages, Etc.) R S T i ~ U I I EXAM;NERP~/ .ftC LJJ I·DAT'~_~1Z~ c: "a;:"-" v· I · A copy of this reference is n o t being furnished with this office action . (See Manual of P a t e n t t " , ; .;;,ing Procedure, section 7 0 7 . 0 5 (a);) . . .. . . . . . . . . . 1l1I ~ Jlia;-~.~_Jlti&ti,it-"¥~y-~~;~ ------------------------------.------------ 101 FH 214 APMW0026058 I .~ Form PTO-1449 (REV. 8-83) U.S. DEPARTMENT OF COMMERCE PATENTAND TRADEMARKOFRCE ATTY.I:lOCKE. ..~.t-_~4Q APPLICANT I Sheet SERIAL of <:t;tJ,zul; ~~.~l!:~.)"1~ INFORMATION DISCLOSURE CITATION (Use several sheets if necessary) Richard Manderet al. FILING DATE. C,;;;p;p-" ; . ..... _ \ GROUP ~ U.S. PATENT DOCUMENTS 'EXAMINER INITIAL DOCuMENT UMBER N . DATE NAME CLASS SUBCLASS FlLlNG DAT::: IF APPROPRIATE . -. /I .... -: ~ FOREIGN PATENT DOCUMENTS DOCUMENT NUMBER DATE i COUNTRY CLASS SUBCLASS TRANSLATION YES NO I 371 4 1 72 ~/.a."!Ql "T/'-U/UU Beetz et al. 0·61- ~ - .---- OTHER DOCUMENTS (IncludingAuthor, Title, Date, Pertinent Pages, Etc.) EXAMINER ~ "Pe;JLD M "" DAT~;~L- I "EXAMINER: Initial if citation considered, whether or n o t c l t a t l c n is in conformance with MPEP 609; Draw lin,; I 101 FH 215 APMW0026059 of'·'-",. Fenn 8- r (REV.P83)O-l~v 9~~'~~~"FICE ~ 44 ~ NTANOTRADEIlARKOF" ..r~ ATTY. !lOCKET O. N I I '; ~"""t ..l.. SERIAL NO. 0 ql.1:J f.,; . ,;. nf .L I :fl (sz.'~~~~ ~ ~~~ . TR~ 04860.P624 APPLICANT ". .. " INFORMAl URE CITATION Mander. et al, FILING DATE I cuss fJ-,' ,GROUP' "/.,J oJ (Use several sheets if necessary) April 30. 1992 U.S. PATENT DOCUMENTS (}t :INER .A __ OOCUMENT NUMBER DATE NAME SUIIClAS8 FILINGOATE IFAPPROPRIATE 1 5 1 4 0 6 7 7 8/1Rm Fleminz, et at Takalrl et aI. 3Cf:5 / 5 9 ~~ t,:;- 488 5 7 0 ~ 1'lIS1R9 3,'5" / 5 9 FOREIGN PATENT DOCUMENTS OOCUIlENT NUIlBER DATE · $" ~ COUNTRY cuss SUlICUSS TRANSLATION NO YES OTHER DOCUMENTS (Including Author, Tltlll, Datil, Pllttlnllnt PagllS, Etc.) EXAMINER / . ·EXAMINER: Initial Hcitation considered, whether or notcitation is In conformance withMPEP 809; Drawline through citation II not In conformance and notconsidered. Include copyofthis formwithnextcommunication to applicant. -- ~-A-~eILf) "'V''-''V I DATE CONSIDERED \ ., ~)/L-fJ6 ~ ~.~ I 7' 101 FH 216 APMW0026060 TO S E P A R A T E . HOLD TOP AND BOTTOM EDGES. S N A P - A P A R T A N D D I S C A R D CARBON 09 J + 4 . ( " , , ) C 1 ) . . FORM PTO-892 (REV. 3~78) U.S. D E P A R T M E N T O F C O M M E R C E PATENT AND TRADEMARK OFFICE SER~ _ IGROUPARTUNIT .~~lldr APPLICANT(SI '"":?~ I:v:cH'~ AH~H.'",'TO PAPER NUMBER F I L I N G D A T E IF APPROPRIATE NOTICE OF REFERENCES C I T E D NON'o/-eA ; v I J CLASS SUB· CLASS U.S. P A T E N T DOCUMENTS ~ * /A D O C U M E N T NO, DATE NAME B C D E F tJO ( P O I ' J J o.} 5S ~ Z 5 10·,); q } L/-I)-q~ LpVI t\Q ;:~ \}ruJclVlf<j .,p,f .eAcJ cJ 3"15 3;,4 '0'71' I X I I I - W e . '-' I'? '1 x.. :J 15 9 / G H I '. J K F O R E I G N P A T E N T DOCUMENTS .. L M N DOCUMENT NO. DATE COUNTRV NAME CLASS SUB· CLASS PERTINENT PP. SHTS. SPEC. OWG 0 P Q . :-.. ',. . ..,-,....................... ~, OTHER REFERENCES (Including A u t h o r . Title, Date. P e r t i n e n t Pages, Etc.) -. R - S T '. U EX:::lR F £ !L-{) ·I~t:· - - . r , ../r/' .. A copy of this reference is n o t ~ing furnished with this office a c t i o n . (See Manual of P a t e n t Ex&:Tilning Pr'ocedur:e, s e c t i o n 7 0 7 . 0 5 (a),) 101 FH 217 APMW0026061 .~ i'-\i.. ." .I 21] .... -;~ 79 . /;J4D 1REV.8. 3) F':l'M9 . ~ ~. ~,,~ DOCUMENT NUMBER . "L,\, "" us,DEPARTMENT OF COMIIERCE PATENT ANDTRADEMARK OFFICE ATIY. DOCKET NO. .,.. 04860.P624 APPLICANT ~~, 1 nf ~ SERiAl NO. C~/14(,F'J ~ ~'I FORMATION DISCLOSURE CITATION (Use several sheets if necessary) RichardManderet al. FILING ATE D GR::"Aft.a 1n 100' ;:)~ U.S. PATENTDOCUMENTS '1 ~ "fNiTIMIL ER fI ~ A N DATE NAME CLASS SUBCLASS FIUNGOATE IF APPROPRIATE '7J1I.A:ln o.v.'1 ', . d60 c: :) E 1\1 1ln1lJl.O "=0 At~ ." ... '-~ "! ; ':~ t ) ' l '\ Gf n"o ., .... '.......... ~. .. FOREIGN PATENTDOCUMENTS DOCUMENT NUMBER DATE COUNTRY CLASS SUBCLASS TRANSLA1lON YES NO OTHER DOCUMENTS (Including Author, Title, Date, Pertinent Pages, Etc.) t Jiifl ~ ~anuary 1983.pp. 99·112. Malone. T.W··How Do PeopleOrganizeTheir Desks? Implications for the Designof Office · A r'laA T_nsactjonson O f f i c e I n f o r m a t i o n System V o l 1 N o 1 . MillerP. Terelbaum S., and Webb.K. .BUSINESS an end-userorientedapplication development lanzuaze SIGMOn Record. 12 I _ October1981).DO. 38-69. ( "Term-Weighting in Automatic Text Retrieval", Information Processing & Management Jr /M I!?' EXAMINER IVn! ,,i N n - " n n " 1 1 . " ' 1 10118 . Ilr~ 1"' : " p ] ! I f ~~ ... IDATEC~O=~ -93 'EXAMINER: Initial if citation considered, whetheror not citation is in contorrnance with M?EP 609; Draw line through citation if not in conformance and not con~idered. Include copy of this for", w~r. MlCt communication to applicant. . . . . . _--.-_. __. _ - - - - - :( I ···· 101 FH 218 APMW0026062 UNITED S T A T E S D E P A R T M E N T OF C O M M E R C E U n i t ~ d Stllt4:'1if J-"tt~nt MOd. 'l'rttd~mtlrk o r n C t l ! A<!<1r · ·" C O M M I S S I O N E R OF P A T E N T S AND T R A D E ) , l A R K S wasmngtco, D.C.;102~1 www.uspto.gev APPLICATION. NO. FIRST NAMEDINVENTOR ATTORNEYDOCKETNO. CONFIRMA O N NO. n 09/796,292 7590 05/2112002 Richard Mander 04860.P0624C2 4465 James C. Scheller, Jr. BLAKELY, SOKOLOFF, TAYLOR & ZAFMAN LLP Seventh Floor 12400 Wilshire Boulevard Los Angeles, CA 90025-1026 EXAMINER FEILD, J O S E P f l H ART UNIT 2176 pAPER NUMBER DATEMAILED: 05/21/2002 Please find b e l o w and/or attached an Office communication concerning this application or proceeding. PTO-90C (Rev. 07.01) 101 FH 219 APMW0026063 Application No. 09/796,292 Applicant(s) .J I MANDER ET AL. Art Unit Office A c t i o n S u m m a r y Examiner JOSEPH H FEILD 2176 ·· The MAILING DA TE o f t h i s c o m m u n i c a t i o n appears on the c o v e r s h e e t w i t h the c o r r e s p o n d e n c e a d d r e s s -- P e r i o d f o r Reply . A SHORTENED STATUTORY PERIOD FOR REPLY IS SET TO THE MAILING DATE OF THIS COMMUNICATION. - EXPIR~ ~ MONTH(S) FROM Extensions of time may be available under the provisions of 37 CFR 1.136(a). In no event, however, m a y a reply be timely filed after SIX (6) MONTHS from the mailing date of this communication. If the period for reply specified above is less than thirty (30) days. a reply within the statutory minimum of thirty (30) days will be considered timely. If NO period for reply is specified above, the maximum statutory period will apply and will expire SIX (6) MONTHS from the mailing date of this communication. Failure to reply within the set or extended period for reply will, by statute, cause the application to become A B A N D O N E D (35 U.S.C. § 133). Any reply received by the Office later than three months after the mailing date of this communication, even if timely filed, may reduce any eamed patent term adjustment. See 37 CFR 1.704(b). Status 1)rg] 2a)O 3)0 Responsive to communication(s) filed on 14 Mav 2001 . This action is FINAL. 2b)rg] This action is non-final. Since this application is in condition for allowance except for formal matters, prosecution as to the merits is closed in accordance with the practice under Ex parte Quayle, 1935 C.D. 1 1 , 4 5 3 O.G. 213. D i s p o s i t i o n o f Claims 4)rg] Claim(s) 73-94 is/are pending in the application. 4a) Of the above claim(s) _ _ is/are withdrawn from consideration. 5 ) 0 Claim(s) _ _ is/are allowed. 6 ) 0 Claim(s) 73-94 is/are rejected. 7 ) 0 Claim(s) _ _ is/are objected to. 8 ) 0 Claim(s) _ _ are subject to restriction and/or election requirement. A p p l i c a t i o n Papers 9 ) 0 The specification is objected to by the Examiner. 10)rg] The drawing(s) filed on 14 Mav 2001 is/are: a)[gI accepted or b ) O objected to by the Examiner. Applicant may not request that any objection to the drawing(s) be held in abeyance. See 37 CFR 1.85(a). 1 1 ) 0 The proposed drawing correction filed on _ _ is: a ) O approved b ) O disapproved by the Examiner. If approved, corrected drawings are required in reply to this Office action. 1 2 ) 0 The oath or declaration is objected to by the Examiner. P r i o r i t y u n d e r 35 U.S.C. §§ 119 and 120 1 3 ) 0 Acknowledgment is made of a.clalrn for foreign priority under ~15 U.S.C. § 119(a)-(d) or (f). a ) O All b ) O Some * c ) O None of: 1 . 0 Certified copies of the priority documents have been received. 2 . 0 Certified copies of the priority documents have been received in Application No. _ _ . 3 . 0 Copies of the certified copies of the priority documents have been received in this National Stage application from the International Bureau (PCT Rule 17.2(a»). * See the attached detailed Office action for a list of the certified copies not received. 1 4 ) 0 Acknowledgment is made of a claim for domestic priority under 35 U.S.C. § 119(e) (to a provisional application). a) D The translation of the foreign language provisional application has been received. 15)rg] Acknowledgment is made of a claim for domestic priority under 35 U.S.C. §§ 120 and/or 121. Attachment(s) 1) rg] Notice of References Cited (PTO-892) 2) D Notice of Draftsperson's Patent Drawing Review (PTO-948) 3) rg] Information Disclosure Statement(s) (PTO-1449) Paper No(s) Q . U.s. Patent and Trademark Office 4) 0 Interview Summary (PTO·413) Paper No(s). _ _ . 5) 0 Notice of Informal Patent Application (PTO-152) 6 ) 0 Other: Part of Paper No.6 PTO-326 (Rev. 04-01) Office Action Summary 101 FH 220 APMW0026064 Application/Control Number: 09/796,292 Art Unit: 2176 DETAILED ACTION Page 2 1. This office action is responsive to Amdt. A, filed 2/27/01, Information Disclosure Statement, filed 2/27/01, and Drawings, filed 5/14/01. Double Patenting 2. The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the "right to exclude" granted by a patent and to prevent possible harassment by multiple assignees. See In re Goodman, 11 F.3d 1 0 4 6 , 2 9 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 4 3 8 , 1 6 4 USPQ 619 (CCPA 1970);and, In re Thorington, 418 F.2d 5 2 8 , 1 6 3 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321 (c) may be used to overcome an actual or provisional rejection based on a nonstatutory double patenting ground provided the conflicting application or patent is shown to be commonly owned with this application. See 37 CFR 1.130(b). Effective January 1, 1994, a registered attorney or agent of record may sign a terminal disclaimer. A terminal disclaimer signed by the assignee must fully comply with 37 CFR 3.73(b). 3. Claims 73-94 are rejected under the judicially created doctrine of obviousness- type double patenting as being unpatentable over claims 1-8 of U.S. Patent No. 6,243,724-81. Although the conflicting claims are not identical, they are not patentably distinct from each other because: First, as Applicant admits at page 11 of Preliminary Amendment A, filed 2/27/01, "The foregoing new claims (73-94) are based upon the allowed claims 24, 31-33[, 61] and 84-86". Note, these were renumbered as claims 1-8, respectively, in the patent. The correspondence is as follows: New claims 85 and 90 correspond with claim 1 of 101 FH 221 APMW0026065 Application/Control Number: 09/796,292 " Art Unit: 2176 '724. Ne~ Page 3 claims 87-89 and 92-94 correspond with claims 2-4 of the patent. New claims 86 and 91 correspond with claim 5 of the patent. New claims 73-76, 77-80, and 81-84, correspond with claims 6-8 of the patent (respectively, as grouped). Applicant further states, "For example, new claim 85 and new claim 90 are 'means for' and computer readable medium versions respectively of allowed claim 24. New claims 7384 are based on allowed claims 84-8[5], and new claims 86 and 91 are based on allowed claim 61, and new claims 87-89 and 92-94 are based on allowed claims 3133." Thus, as applicant states, the new claims contain subject matter analogous to that recited in the parent claims. It would have been obvious to one of ordinary skill in the art at the time of the invention to claim the method of claims 1-8 of '724 as apparatus or computer readable medium claims because it was well known at the time of the invention in the arts of document processing and graphical user interface that the methods correspond with th~ apparatus and computer readable medium. It was well known to rely on software and computer hardware to Garry out document processing and graphical user interface functions. Second, with respect to claims 73-76, the only difference between claim 73 and claim 6 of the '724 patent is that in claim 6 of the patent (see column 38, lines 44-48), "said first indicia of said first document being selected for display regardless of said first position on said graphical iconic representation" is claimed, wheras in the instant application, "said first position on said graphical iconic representation is capable of being at a n y o n e of a plurality of locations on said graphical iconic representations" is claimed. It would have been obvious to one of ordinary skill in the art at the time of the 101 FH 222 APMW0026066 Application/Control Number: 09/796,292 . Art Unit: 2176 Page 4 l n v e n t l o n t o modify the claim language in such a manner because in the patent, the indicia is selected regardless of the first position, whereas in the instant claim, the first position can be placed anywhere, which actually broadens the scope of the parent claim. As such, the claim is rendered obvious in view of the parent claim. Claims 77-80 and 81-84 also contain the language, "capable of being . . . ", and are, therefore rendered obvious for the same reasons. 101 FH 223 APMW0026067 Appli~ation/Control Number: 09/796,292 Page 5 .>'Art' Unit: 2176 4. Any inquiry concerning this communication or earller communications from the examiner should be directed to JOSEPH H FEILD whose telephone number is (703) 305-9792. The examiner can normally be reached on Monday-Friday from 8:30 to 5:00. If attempts to reach the examiner by telephone are unsuccessful, the examiner's supervisor, HEATHER HERNDON, can be reached on (703) 308-5186. The fax phone numbers for the organization where this application or proceeding is assigned are: (703) 746-7238 (703) 746-7239 (703) 746-7240 (After Final Communication) (Official Communication) (Status Inquiries, Draft Communication). Any inquiry of a general nature or relating to the status of this application or proceeding should be directed to the receptionist whose telephone number is (703) 3053900. /i{fi! Primary Examiner Art Unit 2176 May 2 0 , 2 0 0 2 101 FH 224 APMW0026068 Application/Control No. 09/796,292 ·. ,. Notice of R e f e r e n c e s Cited 'Applicant{s)/Patent Under Reexamination M A N D E R ET AL. Art Unit 2176 Examiner J O S E P H H FEILD U.S. PATENTDOCUMENTS I Page 1 of 1 * Docu~_~1~~mber Country COde-",er-Kind Code A B C US-6.243,724-B1 USUSUSUSUSUSUSUSUSUSUSUS- Date MM-YYYY 06-2001 M a n d e r et al. Name Classification 345/810 ~ I o. E F G H I J K L M FOREIGN PATENT DOCUMENTS * N Document Number Country Code-Number-Kind Code Date MM-YYYY Country Name Classification 0 P Q R S T NON-PATENT DOCUMENTS * U Include as applicable:Author, Title Date, Publisher, Edition or Volume, Pertinent Pages) V W X A copy of thisreference IS notbeing furnished with thisOffice action. (See MPEP § 707.05(a).) Dates in MM-VYYYformat arepublication dates. Classifications may be USor foreign. u.s.Patentand TrademarkOffice . PTO-892 (Rev. 01-2001) Notice of References Cited Part of Paper NO.4 101 FH 225 APMW0026069 ';;0 ~ , \ . IJJr. J · 'II#!. i ~~ Atty. Docket No. 04860.P0624C2 COpy OF PAP, ElRIGIHALLY F1LIiO ~ PATENT IN THE UNITED STATES PATENT AND TRADEMARK O f F I C E In re Application of: Richard Mander, et al. Application No. ) . ) ) ) ) ) ) ) ) ) REC Examiner: J . F e i l d VEO 091796,292~ ~ AU 2 7 2002 G Technology Center 21 00 Art Unit: 2176 Filed: February 27, 2QO 1 For: METIIOD AND ApPARATUS FOR O R G A N I Z I N G INFORMATION IN A COMPUTER SYSTEM Asst. Commissioner for Patents Washington, D.C. 20231 TERMINAL DISCLAIMER UNDER 37 C.F.R. § 1.32Hc) The undersigned attorney represents that the undersigned attorney is the attorney of rec~~d-for t~e. a~ove-reference~nt application. ' patent a a~plication is The assigtleeof the entire right, title, and interest it!J\ndto 'theabove-referenced AnnIe comnuter~- ("assignee"), (N arne of Assignee) -1 California (State of Incorporation) corporation having a place of business at,_ _,....-- 1 Infinite Loop. MIS 3-PAT. Cupertino. California. 95014 F I R S T CLASS C E R T I F I C A T E OF M A l l , I N G (37 C.F.R. § 1.8(a» I hereby certify that this correspondence is being depositedwith the United States Postal Service as first class mail with sufficientpostage in an envelope addressedto the Assistant Commissioner for Patents,Washington, D.C. 20231 on: August 8 2002 Date of Deposit Connie Thayer Name of Person MailingCorrespondence C~7~M Signa Date - 1- 101 FH 226 APMW0026070 The terminal part o f any patent granted on the above-identified application that would extend b e y o n d the expiration of the full statutory term of :...X.- United States Patent No. J.J43 }24 , entitled M E T H O D AND APPARATUS FOR ORGANIZING I N F O R M A T I O N IN A C O M P U T E R S Y S T E M , and dated June 5 , 2 0 0 1 , a s presently shortened by any terminal disclaimer, any patent granted on application number 0-1 -...... _ is hereby disclaimed, except as provided below, and it is agreed that any patent so granted on the above-identified application shall be ent1>ree;ble only for and during such period that the legal title to said patent shall be the same: as the legal title to --X-. United States Patent No. 6,243,724 any patent granted on application number 0-1 this agreement to run with any patent granted on the above-identified application and to be binding upon the grantor, its successors, or assigns. No disclaimer is being made as to any terminal part of any patent granted on the above-identified application prior to the expiration of the full statutory term of , --X-. United States Patent No. 6,243,724 , as p r e s e n t l y shortened by any terminal disclaimer, any patent granted on application n u m b e r 0-1 in the event that it later expires for failure to pay a maintenance fee, is held unenforceable, is found invalid, is statutorily disclaimed in whole or terminally disclaimed under 37 C,F.R. § 1.321(a), has all claims canceled by a reexamination certificate, is reissued, or is otherwise terminated prior to expiration of its statutory term as presently shortened by any terminal disclaimer, except for the separation of legal title stated above. _ - 2- 101 FH 227 APMW0026071 ".~ I Enclosed is a check for $ 110.00 for the fee under 37 C.F.R. § 1.20(d) . . Please charge Deposit Account No. 02-2666 for any fee deficiency that may be due. A duplicate of this Terminal Disclaimer is enclosed for Deposit Account charging purpos.es. Respectfully submitted, BLAKELY, SOKOLOFF, T A Y L O R & Z A F M A N L L P Dated: ~I ~ ,2002 12400 Wilshire Blvd. Seventh Floor Los Angeles, CA 90025-1026 (408) 720-8300 -3- 101 FH 228 APMW0026072 COPY OF PAl"'aFlI 4JRIGINALL.Y FILII' -'."'--"-"-'!!!!!!!!!!II PATENT IN THE UNITED STATES PATENT AND TRADEMARK OFFICE In re Application of: Richard Mander, et al. Application No. 091796,292 Filed: February 27, 2001 For: M E T H O D AND ApPARATUS FOR O R G A N I Z I N G INFORMATION IN A COMPUTER SYSTEM ) ) ) ) ) ) ) ) ) ) ) RECEIVED Examiner: J. Feild Art Unit: 2176 AUG 2 7 2002' Technology Genter 2100 -s-Comm-i-er for Pate-s- - - - , ) - - iss on - - - nt As t. Washington, D.C. 20231 TERMINAL DISCLAIMER UNDER 37 C.F.R. § 1.321(c) The undersigned attorney represents that the undersigned attorney is the attorney of record for the above-referenced patent application. The assignee of the entire right, title, and interest in and to the above-referenced patent application is a California (State of Incorporation) ~~.pl=:...;:er:Inc. ~~~~~_~ Apu e Comput = . :=~ ("assignee"), -" (N arne of Assignee) corporation having a place: of business at 1 Infinite Loop. MiS 3-PAT. Cupertino. California. 95014 FIRST CLASS CERTIFICATE OF MAILING (37 C.F.R. § 1.8(a» I hereby certify that this correspondence is being deposited with the United States Postal Service as first class mail with sufficient postage in an envelope addressedto the Assistant Commissionerfor Patents,Washington. D.C. 20231 on: August 8 2002 Date of Deposit Connie Thayer Ca~u~ 7n~M Sig a Name of Person MailingCorrespondence Date - 1- 101 FH 229 APMW0026073 The terminal part of any patent granted on the above-identified application that would extend beyond the expiration of the full statutory term of ---X- United States Patent No. 6,243,724 , entitled M E T H O D AND APPARATUS FOR ORGANIZING INFORMATION IN A COMPUTER S Y S T E M , and dated June 5, 2001 , a s presently shortened by any terminal disclaimer, any patent granted on application number OJ is hereby disclaimed, except as provided below, and it is agreed that any patent so granted on the above-identified application shall be enforceable only for and during such period that the legal title to said patent shall be the same as the legal t i t l e to _ ---X- United States Patent No. 6,243,724 any patent granted on application number 0 1 this agreement to run with any patent granted on the above-identified application and to be binding upon the grantor, its successors, or assigns, ""_""''''''"''''''-_''''-''"= ,~. , No disclaimer is being made as to any terminal part of any patent granted on the above-identified application prior to the expiration of the full statutory term of ---X- United States Patent No. 6,243,724 , as presently shortened by any terminal disclaimer, any patent granted on application number OJ in the event that i t later expires for failure to pay a maintenance fee, is held unenforceable, is found invalid, is statutorily disclaimed in whole or terminally disclaimed under 37 C.F.R. § 1.321(a), has all claims canceled by a reexamination certificate, is reissued, or is otherwise terminated prior to expiration of its statutory term as presently shortened by any terminal disclaimer, except for the separation of legal title stated above. _ -2- 101 FH 230 APMW0026074 Enclosed is a check for $ 110.00 for the fee under 37 C.F.R. § 1.20(d). Please charge Deposit Account No. 02-2666 for any fee deficiency that may be due. A duplicate of this Terminal Disclaimer is enclosed for Deposit Account charging purposes. Respectfully submitted, BLAKELY, SOKOLOFF, TAYLOR & ZAFMAN LLP Dated: g (e , 2002 12400 Wilshire Blvd. Seventh Floor Los Angeles, CA 90025-1026 (408) 720-8300 -3- 101 FH 231 APMW0026075 A p p l i c a t i o n No. Applicant(s) M A N D E R ET AL. Notice o f A l l o w a b i l i t y 09/796,292 Examiner J O S E P H H FEILD Art U n i t 2176 .- The M A I L I N G DA TEE o f t h i s c o m m u n i c a t i o n a p p e a r s on the c o v e r s h e e t w i t h the c o r r e s p o n d e n c e a d d r e s s - Ali claims being allowable, P R O S E C U T I O N ON THE MERITS IS (OR REMAINS) C L O S E D in this application. If not included h e r e w i t h (or previously mailed), a Notice of Allowance ( P T O L · 8 5 ) or o t h e r appropriate communication will be mailed in due course. THIS N O T I C E OF A L L O W A B I L I T Y IS NOT A G R A N T OF P A T E N T RIGHTS. This application is s u b j e c t to w i t h d r a w a l from issue at the initiative of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308. 2. 4. 1.1Z1 IZI 3. IZI D T h i s c o m m u n i c a t i o n is responsive to Terminal Disclaimer filed 8/19/02. The a l l o w e d claim(s) islare 73-94. The d r a w i n g s filed on 5/14/01 are accepted by the Examiner. A c k n o w l e d g m e n t is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (t). a) 0 All b) 0 S o m e * c) 0 None of the: 1. 0 Certified copies of the priority d o c u m e n t s have been received. 2. 0 Certified copies of the priority d o c u m e n t s have been received in Application No. _ _ . 3. 0 C o p i e s of the certified copies of the priority d o c u m e n t s have been received in this national stage application from the International Bureau (PCT Rule 1 7 . 2 ( a » . * Certified copies not received: _ _ . 5. D Acknowledgment is made of a claim for domestic priority under 35 U.S.C. § 119(e) (to a provisional application). (a) D The translation of the foreign l a n g u a g e provisional application has been received. 6.1Z1 A c k n o w l e d g m e n t is made of a claim for d o m e s t i c priority under 35 U.S.C. §§ 120 a n d l o r 121. A p p l i c a n t has T H R E E M O N T H S FROM THE "MAILING DATE" of this communication to file a reply complying with the requirements noted below. Failure to t i m e l y comply will result in A B A N D O N M E N T of this application. THIS T H R E E · M O N T H PERIOD IS NOT E X T E N D A B L E 7. A S U B S T I T U T E OATH OR D E C L A R A T I O N must be submitted. Note the attached E X A M I N E R ' S A M E N D M E N T or N O T I C E OF I N F O R M A L P A T E N T A P P L I C A T I O N ( P T O - 1 5 2 ) which gives reason(s) why the oath or declaration is deficient. 8. D D CORRECTED DRAWINGS must be submitted. (a) 0 (b) 0 (c) 0 including c h a n g e s required by the Notice of Draftsperson's Patent Drawing R e v i e w ( P T O - 9 4 8 ) attached 1) 0 hereto or 2) 0 to P a p e r No. _ _ . including c h a n g e s required by the proposed drawing correction filed _ _ , which has been approved by the Examiner. including changes required by the attached Examiner's A m e n d m e n t I C o m m e n t or in the Office action of P a p e r No. _ _ . I d e n t i f y i n g i n d i c i a such as the a p p l i c a t i o n n u m b e r (see 37 CFR 1.B4(c) s h o u l d be w r i t t e n on the draWings in the top margin (not the back) of each sheet. The d r a w i n g s s h o u l d be filed as a separate paper w i t h a t r a n s m i t t a l letter addressed to the Official Draftsperson. 9. D E P O S I T O F a n d l o r I N F O R M A T I O N a b o u t t h e d e p o s i t o f B I O L O G I C A L M A T E R I A L m u s t be s u b m i t t e d . Note the a t t a c h e d E x a m i n e r ' s c o m m e n t regarding R E Q U I R E M E N T FOR THE D E P O S I T OF B I O L O G I C A L MATERIAL. D Attachment(s) 10 3D 50 70 Notice of References Cited (PTO-892) Notice of Draftperson's Patent Drawing Review (PTO-948) Information Disclosure S t a t e m e n t s (PTO-1449), Paper No. _ _ . Examiner's C o m m e n t Regarding R e q u i r e m e n t for Deposit of Biological Material 20 40 60 80 90 Notice of Informal Patent Application ( P T O - 1 5 2 ) Interview S u m m a r y ( P T 0 - 4 1 3 ) , P a p e r No. _ _ . Examiner's A m e n d m e n t / C o m m e n t Examiner's S t a t e m e n t 0 Reasons f~.0 ! ance r AIJ Other. r. 'uY/ 'OS pt=:\ H EILD Primary Examiner Art Unit: 2176 . u.s. Patent and TrademarkOffice PTO-37 (Rev. 04-01) Notice of A l l o w a b i l i t y Part of Paper No. 8 101 FH 232 APMW0026076 UNITED S T A T E S P A T E N T A N D 1 R A o E M A R K O F F l G E UKITED STATES DEPARTMENT OF COMMERCE U n 1 t ~ d S t y : h , . ~ P & t t ~ n t & t o d ' l ' r a d ~ D U I . k Orne" . AU<1r. ." C O M M I S S I O N E R OF P A T E N T S AND T R A D E M A R K S w e e b t c c t c o , D.C. ~U2~1 www.uepto.gov N O T I C E OF A L L O W A N C E AND FEE(S) DUE 7590 0312512003 EXAMINER James C. Scheller, Jr. B L A K E L Y , SOKOLOFF, T A Y L O R & Z A F M A N LLP Seventh Floor 12400 Wilshire Boulevard Los Angeles, CA 90025-1026 ART UNIT 2176 FEILD, JOSEPH H CLASS·SUBCLASS 707-500100 DATE MAILED: 03/2512003 A P P L I C A T I O N NO. FILING DATE FIRST NAMED INVENTOR AT I O R N E Y DOCKET NO. CONFIRMATION NO. 09/796,292 02127/2001 Richard Mander 04860.P0624C2 4465 TITLE OF INVENTION:METHOD AND APPARATUSFOR ORGANIZING lNFORMATION IN A COMPUTERSYSTEM APPLN.TYPE SMALL ENTITY ISSUE FEE PUBLICATION FEE TOTAL FEE(S) DUE DATE DUE nonprovisional NO $1300 $300 $1600 06/25/2003 T H E A P P L I C A T I O N I D E N T I F I E D ABOVE HAS BEEN EXAMINED AND IS A L L O W E D F O R ISSUANCE AS A PATENT. P R O S E C U T I O N QlS T H E M E R I T S IS CLOSED. THIS N O T I C E OF ALLOWANCE IS NOT A GRANT OF P A T E N T R I G H T S . T H I S A P P L I C A T I O N IS S U B J E C T TO W I T H D R A W A L F R O M ISSUE AT THE I N I T I A T I V E OF THE O F F I C E OR UPON P E T I T I O N BY THE A P P L I C A N T . SEE 37 C F R 1.313 AND M P E P 1308. T H E ISSUE F E E AND P U B L I C A T I O N FEE (IF REQUIRED) MUST BE PAID W I T i l l N . I H B E E M O N T H S F R O M THE M A I L I N G DATE OF THIS N O T I C E O R THIS A P P L I C A T I O N SHALL BE REGARDED AS ABANDONED. T i l l S S T A T U T O R Y CANNOT BE. EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE R E F L E C T S A C R E D I T F O R ANY P R E V I O U S L Y PAID ISSUE FEE A P P L I E D IN THIS A P P L I C A T I O N . THE P l ' O L - 8 5 B (OR AN EQUIVALENT) MUST BE RETURNED W I T i l l N r m s P E R I O D EVEN IF NO FEE IS DUE OR T H E A P P L I C A T I O N W I L L BE REGARDED AS ABANDONED. H O W TO R E P L Y TO zsamn 'nus NOTICE: I f the SMALL ENTITY is shown as NO: I. Review the SMALL E N T I T Y status shown above. I f the S M A L L E N T I T Y is shown as YES, verify your current S M A L L E N T I T Y status: A. I f the status is the same, pay the T O T A L FEE(S) DUE shown above. B. I f the status is changed, pay the P U B L I C A T I O N FEE (if required) and twice the a m o u n t o f the ISSUE FEE shown above and notify the U n i t e d States Patent and T r a d e m a r k Office o f the change in status, or A. Pay T O T A L FEE(S) DUE shown above, or B. I f applicant c l a i m e d S M A L L ENTITY status before, or is now claiming SMALL E N T I T Y status, check the box below and enclose the PUBLICATION FEE and 1/2 the ISSUE FEE shown above. o Applicant claims SMALL E N T I T Y status. See 37 CFR 1.27. II. P A R T B · FEE(S) T R A N S M I T T A L should be completed and returned to the U n i t e d States Patent and T r a d e m a r k Office (USPTO) with your ISSUE FEE and P U B L I C A T I O N FEE (if required). Even i f the fee(s) have already been paid, Part B - Fee(s) Transmittal should be c o m p l e t e d and returned. I f you are charging the fee(s) to your deposit account, section "4b" o f Part B - Fee(s) Transmittal should be c o m p l e t e d and an extra copy o f the form should be submitted . .. III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to Box I S S U E FEE unless advised to the contrary. I M P O R T A N T R E M I N D E R : Utility p a t e n t s issuing on applications filed on or a f t e r Dec. 12, 1980 may r e q u i r e p a y m e n t of m a i n t e n a n c e fees. I t is p a t e n t e e ' s responsibility to ensure timely p a y m e n t of m a i n t e n a n c e fees when due. Page I o f 4 PTOL-85 (REV. 04-02) Approved for use through 01/31/2004. 101 FH 233 APMW0026077 PART B - FEE(S) TRANSMITTAL Complete and send this form, t o g e t h e r with applicable fee(s), to: Mail Box ISSUE FEE Commissioner for P a t e n t s Washington, D.C. 20231 E n (703)746-4000 C O l l i N I CORRESPONDENCE ADDRESS (Noic: LCgmiy rnark~up wah anycorrccuon.~ oruseBlocK l) 7590 03/2512003 James C. Scheller, Jr. B L A K E L Y , S O K O L O F F , T A Y L O R & Z A F M A N LLP Seventh Floor 12400 W i l s h i r e Boulevard Los Angeles, CA 90025-1026 Note: A certthcate of matlmg can only be used for domestic mallmgs of the Fee(s) Transmittal. This certificate cannot be used for any other accompanying papers. Each additional paper, such as an assignment or formal drawing, must have its own certificate of mailing or transrmssion. . Certificate of Mailing or Transmission L~~~bSta~~~%s~f~~~c~~fJ?~~~::m~si~;e~~f~~r~i~~~d~ff1n~ envelope addressed to the Box Issue Fee aJ'dress above, or being facsimile transmitted to the USPTO on the date indicated below (Dcp08itOT'S name) (Signature) (Dote) APPLICATION NO. FILING DATE FIRST NAMED INVENI'OR I ATTORNEY DOCKET NO. I CONFIRMATION NO. 09/796,292 02/27/2001 Richard Mander 04860.P0624C2 TITLE OF INVENTION: METHOD AND APPARATUS FOR ORGANIZING INFORMATION IN A COMPUTER SYSTEM 4465 APPLN.TYPE SMALL ENTITY ISSUE FEE PUBLICATION FEE TOTAL FEE(S) DUE DATE DUE nonprovisional EXAMINER NO $1300 ART UNIT $300 CLASS-SUBCLASS $1600 06/25/2003 FEILD, JOSEPH H 2176 707-500100 2. For printing on the patent front page, list (I) the names of up to 3 registered patent attorneys or agents OR, alternatively, (2) the name of a single firm (having as a member a registered attorney or agent) and the names of up to 2 registered patent attorneys or agents. I f no name is listed, no name will be printed. ~F1tfft3): correspondence address or indication of "Fee Address" (37 ~Jte~gfo~cp¥O~W12z)ea~~~~d. (or Change of Correspondence U "Fee Address" indication (or "Fee Address" Indication form PTO/SB/47; Rev 03-02 or more recent) attached. Use of a C u s t o m e r N u m b e r is r e q u i r e d . 3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type) ~~e;~~vra~sTi~~~~~cfioa~~!¥}~~¥d~~t~~1n~e~~~~~e~~~e~es~~%il~o~rr:~o~p~~ig~~~~~f~~o~ ~OTs~~:£s~:eifo~~r;:~o~~t~~~f. an assignment has (A) NAME OF ASSIGNEE (B) RESIDENCE: (CITY and STATE OR COUNTRY) Please check the appropriate assignee category or categories (will not be printed on the patent) 4a. The following fee(s) are enclosed: U Issue Fee U Publication Fee U Advance Order - # of Copies 4b. Payment of Fee(s): U individual U corporation or other private group entity U government U A check in the amount of the fee(s) is enclosed. U Payment by credit card. Form PTO-2038 is attached. ~e~~ifX=::~~~e~ereby authorized by (g~;s~~~~~~ec~~;::~'~i~ ~r;:::\~Y overpayment, to Commissioner for Patents is requested to apply the Issue Fee and Publication Fee (if any) or to re-apply any previously paid issue fee to the application identifted above. (Authorized Signature) (Date) ~~~s~ se~C~i~~~~Ocl~i~i~:U:ter;testa~~s 1:t~t ~d'¥r:=k ~fu~~er party NOTE; The Issue Fee and Publication Fee (if required) will not be accepted from anyone in t h i S collection of iiiformatlOn IS reqUired by 37 CFR 1.311. The iiiformatlOn IS requlred to obtain or retain a benefit by the public which is to file (and by the USPTO to process) an application. Conftdentiality IS governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estnnated to take 12 minutes to complete including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this form and/or suggestions for reducin this burden, should be sent to the Chief Information Officer, U.S. d ~~c:rt ~Wa~sk ofc2J1~&9f~F~~~onroer~H}Xa~~n&C·s%~fl·.pg Commissioner for Patents, Washington, DC 20231. ~~~e;ti~eoriJf=itfo~~U;:~i~ ets~~a~; ; ~~dd g~e~~:~r:;U:b~~~d to respond to a TRANSMIT THIS FORM WITH FEE(S) PTOL-85 (REV. 04-02) Approved for use through 01/31/2004. OMB 0651-0033 U.S. Patent and Trademark Office; u.s. DEPARTMENT OF COMMERCE 101 FH 234 APMW0026078 In'ITED S T A T E S D E P A R T M E N T O F C O M M E R C E U n i t e d Siw.te*i P a : & " t ' l t a n d ' l ' r " , d e m M r k O f C l L ' 6 AllUre·· , C O M M I S S I O N E R OF P A T E N T S AND TRADEMARKS W a s h i n l l t o n , D.C. ~O:l~l WWW.llFtpt.o.gnv APPLICATION NO. FILING DATE FIRST NAMED INVENTOR IATTORNEY DOCKETNO. I 04860.P0624C2 EXAMINER CONFIRMATIONNO. 091796,292 7590 02127/2001 0312512003 Richard Mander 4465 James C. Scheller, Jr. BLAKELY, SOKOLOFF, T A Y L O R & ZAFMAN LLP Seventh Floor 12400 Wilshire Boulevard Los Angeles, CA 90025-1026 FEILD, JOSEPH H ART UNIT 2176 PAPER NUMBER DATE MAILED: 03/2512003 Determination of P a t e n t T e r m A d j u s t m e n t u n d e r 35 U.S.C.154 (b) (application filed on or a f t e r May 29, 2000) The patent term adjustment to date is 24 days. I f the issue fee is paid on the date that is three months after the mailing date o f this notice and the patent issues on the Tuesday before the date that is 28 weeks (six and a h a l f months) after the mailing date o f this notice, the term adjustment will be 24 days. I f a continued prosecution application (CPA) was filed in the above-identified application, the filing date that determines patent term adjustment is the filing date of the most recent CPA. Applicant will be able to obtain more detailed information by accessing the Patent Application Information Retrieval (PAIR) system. (http://pair.uspto.gov) Any questions regarding the patent term extension or adjustment determination should be directed to the Office o f Patent Legal Administration at (703)305-1383. Page 3 o f 4 PTOL-85 (REV. 04-02) Approved for use through 0113112004. 101 FH 235 APMW0026079 UNI'IED S T A T E S P A T E N T A N D ' T R A D E M A R K O F F I C E U K I T E D S T A T E " ! D E P A R T M E N T OF C O M M E R C E U n l t e d ~tltt~1lI P ' l l t e n t l i n d . ' l ' r a d t U I U l r k 0 1 f i c e A<l<1r · ·., C O M M I S S I O N E R OF P A T E N T S AND T R A D E M A R K S w a e h i n g t o n , D.C. 202::)1 www.nspto.gov A P P L I C A T I O N NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 091796,292 7590 02/27/2001 03/2512003 Richard Mander 04860.P0624C2 EXAMINER 4465 James C. Scheller, Jr. BLAKELY, SOKOLOFF, T A Y L O R & Z A F M A N L L P Seventh Floor 12400 Wilshire Boulevard Los Angeles, CA 90025-1026 UNITED STATES FEILD, JOSEPH H ART UNIT 2176 PAPER NUMBER DATE MAILED:03/25/2003 Notice of Fee Increase on J a n u a r y 1 , 2 0 0 3 If a reply to a "Notice o f Allowance and Fee(s) Due" is filed in the Office on or after January 1 , 2 0 0 3 , then the amount due will be higher than that set forth in the "Notice o f Allowance and Fee(s) Due" since there will be an increase in fees effective on January 1, 2003. ~ ~ Qf ~ and Trademark ~.fuI .Elli:al ~ Final Rule, 67 Fed. Reg. 70847,70849 (November 27, 2002). m The current fee schedule is accessible from: htttr//www lIspto gov/main/howtofees htm I f t h e issue fee paid is the amount shown on the "Notice of Allowance and Fee(s) Due," but not the correct amount in view o f the fee increase, a "Notice to Pay Balance of Issue Fee" will be mailed to applicant. In order to avoid processing delays associated with mailing o f a "Notice to Pay Balance of Issue Fee," i f the response to the Notice o f Allowance and Fee(s) due form is to be filed on or after January 1 , 2 0 0 3 (or mailed with a certificate of mailing on or after January 1 , 2 0 0 3 ) , the issue fee paid should be the fee that is required at the time the fee is paid. If the issue fee was previously paid, and the response to the "Notice of Allowance and Fee(s) Due" includes a request to apply a previously-paid issue fee to the issue fee now due, then the difference between the issue fee amount at the time the response is filed and the previously paid issue fee should be paid. ~ Manual o f Patent Examining Procedure, Section 1308.01 (Eighth Edition, August 2001). Questions relating to issue and publication fee payments should be directed to the Customer Service Center of the Office of Patent Publication at (703) 305-8283. Page 4 o f 4 PTOL-85 (REV. 04-02) Approved for use through 01/31/2004. 101 FH 236 APMW0026080 JUIl30.~; :t 0,\ P . ~""0 \ '" PARTB - FEE(S) T R A N S M r t r A L ~nd this form, t o g e t h e r w i t h applicable fee(s). to: Mall Box ISSUE FEE Commissioner for P a t e n t s W a s h i n g t o n , D.C. 20231 ~. l u (703)746-4000 . l"!nnniit> 'I'n .. ~.. ,. ;'l./71AA.,;. J ' 7 1 # 2 1 ' 1 A I J u n e 2 5 . 2003 ApPLJCAnO!'lNO. flLlNODATE FlRSTNAMEDlNVENTOR ("""""". .·-1 (~, 11»10) I ATIORNEYDOCKETNO. I 04860.P0624C2 CONFJIlMA1l0NNO. 091796,292 0212712001 Ril:hardMandl:r 4465 r m s OF INVI!NTION: METHOD ANDAPPAAATUS FORORGANIZING INFORMATION IN A COMPUTER.SYSiBM APPUI.TYPf. SMALL E t m T Y ISStJliJ'EE PUSUCA1l0N FEE TOTALFEElS}DtJli DATEDU6 NO SIlOO ARTVNlT 5300 S1600 0612512003 FEILD.JOSEPHH ZI16 707·500100 2. For printing on the PUI:llt fro1l1 pa£e. mt (1) the J W D e S of q J 10 3 ~d pat.elltu t o l ' l l e ) ' s or agents OR., a l t e m a m d y , (2) the name o f a single finn &S .. mcInbc:r a r c g i > t = d attorney or agCll1) IIIId the names o f up 10 2 regislCml pa.lCnt ~ or .,gcnts. I f no name is listed.110 I I l I I D C will bepriJW:d. bF~;3)~ co=spondence address or indicaliOIl of"Fce AddJess- (37 I ~a:ff~~~ ( o r C h q c o f C o m s p o n d e 1 1 c e U "Fee A~s' indicalicn(or "Fee Acldzess'Indication fmm P'fOlSBI41;Rev OJ-OZ or more recent) attached. Use of .. C....tomer N U l l I b e r is reqlllred. (ham. BLAKELY. SOKOLOFF, 2. TAYLOR & ZAFMAN LLP _ 3. ASSIGNEENAMEANDRESIDBNCBDATA TO BE PRINTED ON THE PATENT (print or type) ~~~=~~~~~JtrsJ!o~ct~~=~~:==~~.:.t~~~~~~m~s:.~~~i~.;~~sn:::'an as.ignmcnlhas (Al NKMEOF ASSiGNEE (B) RESIDENCE: (CITY and STATE OR COUNTRY) Apple C o m p u t e r , I n c , . Cupertino, California Pleasccbcclc the approprialc assignee cuegot)' or categoriC!(will not be printed on thepatCllt) U individn.1 & COl:JlOI2tiou or orherprivaU: group c:nlity U government 4b. PaymentofFee(s): 4a. The followll1g fec(s) an:: CllCIoscd: Xltssuc·Fee iliA thea. in lbeamountoflhc fc:e(s} ls enelosed, XI PI1b~OlI FCc U Payment by credit card. FormPTO-2038 is auad>ed. edby c~ the required fee(sl. o r = d i t anyoverpaymc:m,10 > . i l A d v . k J c e O r d e r . l I o f C.... cs t e n CIO) OL1lw Commissioncrisherer\2 au DeposltAeeoontNumbc:r 6....:...(ClcToseallexlraCOpyofthisfonn). .,. ., - r ' m 'fornmiuioner (orPalcnt5 is requested to apply the Issue Fcc and Publicailim Fcc ( i f lilly)or 10re-apply any previoll51y paid is5UC: f'ecto the " " ' i c a D o n idl::ntilicd above.. TRANSMIT nus FORMWITnFEE(S) us

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