Anwar et al v. Fairfield Greenwich Limited et al

Filing 779

DECLARATION of Fernando Gascon in Support re: #775 FIRST MOTION to Certify Class.. Document filed by Pasha S. Anwar. (Attachments: #1 Exhibit 1, #2 Exhibit 2, #3 Exhibit 3, #4 Exhibit 4, #5 Exhibit 5, #6 Exhibit 6, #7 Exhibit 7, #8 Exhibit 8, #9 Exhibit 9, #10 Exhibit 10, #11 Exhibit 11, #12 Exhibit 12, #13 Exhibit 13, #14 Exhibit 14, #15 Exhibit 15, #16 Exhibit 16, #17 Exhibit 17, #18 Exhibit 18, #19 Exhibit 19, #20 Exhibit 20, #21 Exhibit 21, #22 Exhibit 22, #23 Exhibit 23, #24 Exhibit 24, #25 Exhibit 25, #26 Exhibit 26, #27 Exhibit 27, #28 Exhibit 28, #29 Exhibit 29, #30 Exhibit 30, #31 Exhibit 31, #32 Exhibit 32, #33 Exhibit 33, #34 Exhibit 34, #35 Exhibit 35, #36 Exhibit 36, #37 Exhibit 37, #38 Exhibit 38, #39 Exhibit 39, #40 Exhibit 40, #41 Exhibit 41, #42 Exhibit 42, #43 Exhibit 43, #44 Exhibit 44, #45 Exhibit 45, #46 Exhibit 46, #47 Exhibit 47, #48 Exhibit 48, #49 Exhibit 49, #50 Exhibit 50, #51 Exhibit 51, #52 Exhibit 52, #53 Exhibit 53, #54 Exhibit 54, #55 Exhibit 55, #56 Exhibit 56, #57 Exhibit 57, #58 Exhibit 58, #59 Exhibit 59, #60 Exhibit 60, #61 Exhibit 61, #62 Exhibit 62, #63 Exhibit 63, #64 Exhibit 64, #65 Exhibit 65, #66 Exhibit 66, #67 Exhibit 67, #68 Exhibit 68, #69 Exhibit 69, #70 Exhibit 70, #71 Exhibit 71, #72 Exhibit 72, #73 Exhibit 73, #74 Exhibit 74, #75 Exhibit 75, #76 Exhibit 76, #77 Exhibit 77, #78 Exhibit 78, #79 Exhibit 79, #80 Exhibit 80, #81 Exhibit 81, #82 Exhibit 82, #83 Exhibit 83, #84 Exhibit 84, #85 Exhibit 85, #86 Exhibit 86, #87 Exhibit 87)(Barrett, David)

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Exhibit 1 Curriculum Vitae Fernando GASCÓN INCHAUSTI Personal Details Fernando Gascón Inchausti 09/24/1972, Guernica (Vizcaya), Spain Spanish Office Address: Departamento de Derecho Procesal Facultad de Derecho. Universidad Complutense de Madrid Avda. Complutense s/n 28040 Madrid (+34) 913945497 FAX (+34) 913945628 fgascon@der.ucm.es Telephone: Email: EDUCATION 1997 Ph.D. in Procedural Law (cum laude), Law School, Complutense University (Facultad de Derecho, Universidad Complutense de Madrid) [Extraordinary Doctorate Award]. 1995 J.D., Law School, Complutense University (Facultad de Derecho, Universidad Complutense de Madrid), Madrid, Spain [Extraordinary Graduate Award]. PROFESSIONAL EXPERIENCE 2009- National Acreditation as Catedrático 2002- Full Professor of Procedural Law (Civil and Criminal Procedure), Universidad Complutense de Madrid Law School. Nov01-Jul02 Assistant at the General Commission for the Codification- Special Section for the Reform of Criminal Procedure (Comisión General de Codificación – Sección Especial para la reforma procesal penal). Preliminary Works to the Spanish Criminal Procedure Reform of 2002 and 2003. Jan. 2000 Guest Professor (Gastdozent - Lehrbeauftragter), University of Leipzig (Germany), Doctorate Program in European Law of the University Law School (Course Einführung in das spanische Privat- und Prozessrecht - Introduction to Spanish private and procedural Law) 1998-2002 Assistant (Ph.D.) Professor of Procedural Law, Universidad Complutense de Madrid Law School. 1 1996-1998 Pre-doctoral Research Fellow (Spanish Ministry of Education and Science). Lecturing in Procedural Law, Universidad Complutense de Madrid Law School. SELECTED FELLOWSHIPS AND COMPETITIVE RESEARCH GRANTS 2010-2011 Coordinator and Researcher of the Project “European Civil Procedure and e-Justice implementation within the European Union (A Planning for its Study and Diffusion among Legal Practitioners)” - Action Grant JLS/2008/JCIV/AG/1008 Funding Institution: European Commission – Directorate General Justice Freedom and Security 2009-2012 Main Researcher of the Project “Criminal Procedure in Spain: Proposals for a Reform” (“El proceso penal en España: Propuestas para su reforma”) Funding Institution: Ministry of Science and Innovation (Ministerio de Ciencia e Innovación) 2005-2010 Researcher of the Project “Current Problems of Justice and Procedure” (“Problemas actuales de la Justicia y del Proceso”) Funding Institution: Ministry of Education of Madrid’s Regional Government (Consejería de Educación de la Comunidad de Madrid) 2004-2008 Main Researcher of the Project “International Cooperation in Criminal Matters within the European Union” (“Instrumentos para la cooperación judicial penal en la Unión Europea”). Funding Institution: Ministry of Education and Science (Ministerio de Educación y Ciencia) 2002-2003 Researcher of the Project “Preliminary Hearing and Pre-Trial Phase in the Spanish new Code of Civil Procedure” (“La audiencia previa al juicio en la nueva Ley de Enjuiciamiento Civil”) Funding Institution: Ministry of Science and Technology (Ministerio de Ciencia y Tecnología) 2001 Researcher of the Project “Creditors’ protection in the Spanish new Code of Civil Procedure” (“La protección del crédito y la nueva Ley de Enjuiciamiento Civil”) Funding Institution: Ministry of Education of Madrid’s Regional Government (Consejería de Educación de la Comunidad de Madrid) 2001-2002 Researcher of the Project “Judicial relief for consumers’ rights in the Spanish new Code of Civil Procedure” (“La tutela judicial de 2 los consumidores y usuarios en la nueva Ley de Enjuiciamiento Civil”) Funding Institution: Ministry of Science and Technology (Ministerio de Ciencia y Tecnología) 1999-2000 Researcher of the Project “The reform of insolvency procedures” (“La reforma concursal”) Funding Institution: Universidad Complutense de Madrid 1998-2000 Researcher of the Project “Fundamental rights and judicial relief” (“Derechos fundamentales y tutela judicial ordinaria, sumaria y cautelar”) Funding Institution: Ministry of Education and Culture (Ministerio de Educación y Cultura) Jul99-Aug99 Research Fellowship at the Max-Planck-Institute for foreign and international criminal law (Planck-Institut für ausländisches und internationales Strafrecht), Freiburg, Germany. Funding Institution: German Academic Exchange Service (Deutscher Akademischer Austauschdienst) 1996-1998 Pre-doctoral Research Fellowship at the Complutense University Law School (Department of Procedural Law), Madrid, Spain. Funding Institution: Ministry of Education and Science (Ministerio de Educación y Ciencia) Jul 1995 German Language Fellowship at the ÖsterreichischAmerikanische Gesellschaft (Austrian-American Society), Vienna, Austria. Funding Institution: Austrian Federal Ministry of Education and Austrian Academic Exchange Service (Österreichischer Akademischer Austauschdienst) MAIN PUBLICATIONS (SELECTION) – Tutela judicial de los consumidores y transacciones colectivas (Consumers’ judicial relief and class settlements), Ed. Civitas, Madrid, 2010, 229 pp. – Repercusiones sobre el proceso penal de la Ley Orgánica 5/2010, de reforma del Código Penal (Consequences on the criminal procedure of the Organic Act 5/2010, amending the Criminal Code), Ed. Arazandi, Cizur Menor, 2010. 380 pp. – Presente y futuro de la E-Justicia en España y la Unión Europea (Present and future of e-Justice in Spain and in the European Union) (coord. Carmen Senés Motilla), Ed. Aranzadi, Cizur Menor, 2010, 641 pp. – Cuestiones actuales sobre la protección de los consumidores: tutela penal, civil y arbitral (Current issues on consumers’ protection: criminal and civil 3 procedure, and arbitration) (coord. Ignacio Cubillo López), Ed. Civitas, Madrid, 2010, 394 pp. [Consumers’ protection in criminal procedure] – Electronic Justice – Present and Future (coord. Miklós Kengyel), University of Pécs – Faculty of Law, Pécs (Hungary), 2010, 234 pp. [“Electronic service of documents. National and international aspects”, pp. 27-65.] – La conciliazione collettiva [Class settlements] (coord. Gregorio Gitti and Andrea Giussani), Ed. Giuffrè, Milan, 2009, 352 pp. [“Le «transazioni collettive»: la disciplina spagnola e quella francese”, pp. 253-352]. – Inmunidades procesales y tutela judicial frente a Estados extranjeros (Sovereign Immunities and judicial relief against Foreign States), Ed. Thomson-Aranzadi, Cizur Menor, 2008, 448 pp. – “Un nuevo instrumento para la tutela de los consumidores y de los créditos transfronterizos: el proceso europeo de escasa cuantía” (A new instrument for the judicial relief of consumers and cross-border credits: the European Small Claims Procedure), Ius et Praxis, Year 14, nº. 1, 2008, pp. 167-197. – Criminal Procedure in Europe (dirs. Richard Vogler & Barbara Huber), Ed. Duncker & Humblot, Berlin, 2008, 656 pp. (Chapter “Criminal Procedure in Spain”, pp. 541-653). – “La nouvelle procédure européenne pour le règlement des petits litiges” (The new European Small Claims Procedure), Annuaire de Droit Européen, Vol. IV , 2006 (2008), pp. 979-1004. – “En torno a la creación de un Derecho Procesal Penal Europeo” (The construction of an European Law of Criminal Procedure), in Revista española de Derecho Europeo, (23) 2007, pp. 371-417. – El decomiso transfronterizo de bienes (Cross-border seizure of crime product) Ed. Colex, Madrid, 2007, 324 pp. – “Spanische Rechtsprechung zum Gemeinschaftsprivatrecht: Spanische Rechtsprechung über Verbandsklagen im AGB-Recht”, en GPR-Zeitschrift für Gemeinschaftsprivatrecht-European Community Private Law ReviewRevue de droit privé communautaire, 2006, nº 1, pp. 17-18. – Teresa Armenta, Fernando Gascón, Marina Cedeño, El Derecho Procesal Penal en la Unión Europea: tendencias actuales y perspectivas de futuro (Criminal Procedural Law in the European Union: current trends and future perspectives), Ed. Colex, Madrid, 2006, 334 pp. – “La protección de los consumidores en el proceso civil español”, (Consumers’ protection in Spanish civil procedure), website Institut André Tunc of the Université Paris I – Panthéon-Sorbonne (2005). http://panjuris.univ-paris1.fr/pdf/texteINCHAUSTI.pdf – Consumatori e processo. La tutela degli interessi collettivi dei consumatori [Consumers and procedure. Protection of collective interests of consumers] (coord. Sergio Chiarloni and Paolo Fiorio), Ed. Giappichelli, Turín, 2005 [“Azioni collettive e azioni inibitorie per la protezione dei consumatori nel processo civile spagnolo: il ruolo delle associazioni dei consumatori”, págs. 129-157.] 4 – Le droit des consommateurs et les procédures spécifiques en Europe [Consumers’ law and specific procedures in Europe] (dirs. Judith Rochfeld and Emmanuel Jeuland], Éditions Juridiques et Techniques, Collection Droit et Procédures, Paris, 2005 [“La protection des consommateurs en procédure civile espagnole”, págs. 117-130]. – El título ejecutivo europeo para créditos no impugnados (European enforcement order for uncontested claims), Ed. Thomson-Aranzadi, Cizur Menor, 2005, 264 pp. – Julio Banacloche, Fernando Gascón, Álvaro Gutiérrez, Enrique Vallines, El tratamiento de las cuestiones procesales y la audiencia previa al juicio en la Ley de Enjuiciamiento Civil (Procedural remedies and preliminary hearing in the Spanish Code of Civil Procedure), Ed. Civitas, Madrid, 2005, 528 pp. 2nd Edition: Madrid, 2009. – Fernando Gascón, Marien Aguilera, La reforma de la Ley de Enjuiciamiento Criminal. Comentario a la Ley 38/2002 y a la Ley Orgánica 8/2002, de 24 octubre (The reform of the Spanish Code of Criminal Procedure. Commentary to law 38/2002 and to organic law 8/2002) Ed. Civitas, Madrid, 2003, 555 pp. – La terminación anticipada del proceso por desaparición sobrevenida del interés (Anticipated procedure conclusion due to disparition of actor’s legitimate interest), Ed. Civitas, Madrid, 2003, 315 pp. – Francisco López, Santiago Cavanillas, Fernando Gascón, Las condenas de futuro. Su régimen en la Ley 1/2000, de Enjuiciamiento Civil (Pro-futuro sentencing: regulation in the Code of Civil Procedure), Ed. Aranzadi, Pamplona, 2001, 248 pp. – Infiltración policial y agente encubierto (Police infiltration and undercover agents), Ed. Comares, Granada, 2001, 327 pp. – “El exequátur ante el Tribunal Supremo (Un repaso de la jurisprudencia reciente)” [Exequatur at the Supreme Court. An overview of recent case law], Tribunales de Justicia, 2000-4, pp. 461-473. – La acumulación de acciones y de procesos en el proceso civil (Joinder of actions and joinder of procedures in civil litigation), Ed. La Ley, Madrid, 2000. 220 pp. – El control de la fiabilidad probatoria: la prueba sobre la prueba en el proceso penal (Checking evidence’s reliability in criminal procedure), Ed. Revista General de Derecho, Valencia, 1999, 212 pp. – La adopción de las medidas cautelares con carácter previo a la demanda (Provisional measures prior to a lawsuit), Ed. Cedecs, Barcelona, 1999, 184 pp. – Medidas cautelares de proceso civil extranjero - Artículo 24 del Convenio de Bruselas (Provisional measures connected to a foreign procedure – Article 24 of the Brussels Convention), Ed. Comares, Granada, 1998, 551 pp. 5 TRANSLATIONS — Nouveau Code de Procédure Civile (French New Code of Civil Procedure; translation from the French), published at the legislation’s web site of the French Government: http://www.legifrance.gouv.fr/html/codes_traduits/ncivtext.htm ― Geoffrey C. Hazard – Michele Taruffo, La Justicia Civil en los Estados Unidos (Translation from English and Italian), Ed. Thomson-Aranzadi, The Global Law Collection, 2006, 254 pp. PRESENTATIONS (SELECTION) – «Electronic Service of Documents. National and International Aspects», en el marco del Colloquim Electronic Justice – Present and Future, International Association of Procedural Law, Pécs (Hungary), September 23- 25, 2010. – «Acciones colectivas y litigación transfronteriza» (Class actions and crossborder litigation), Foro de Arbitraje y Litigación Internacional, Fundación para la Investigación sobre el Derecho y la Empresa (FIDE), Madrid, June 17 2010. – «La saisie en compte bancaire en droit espagnol», en el marco del VIIIe Colloque Droit et Procédures – L’effectivité du recouvrement des créances en Europe, University of Lyon (France), April 9 2010. ― «Regard de droit comparé sur l’introduction des nouvelles technologies dans les procédures judiciaires : l’Espagne», Le procès civil à l’épreuve des nouvelles technologies, Institut de Recherche en Droit des Affaires de la Université Paris 13-Nord, Paris, November 2009. ― «Red Judicial Europea y perspectivas de la e-Justicia en Europa» (European Judicial Network and Perspectives for e-Justice in Europe), Presente y futuro de la e-Justicia en España y la Unión Europea, Almería University (Spain), November 2009. ― «Where is the dividing line? The case of Spanish civil procedure», International Association of Procedural Law Colloquium, Common Law – Civil Law. The future of categories – Categories of the future, Toronto, June 3-5 2009. ― «El proceso penal en Europa» (Criminal Procedure in Europe), Seminario Internacional El proceso penal entre Europa y América: especial consideración a las víctimas menores de edad, Girona University (Spain), November 2008. ― «La procédure civile espagnole: une première présentation» (An Introduction to Civil Procedure in Spain), Seminario Le système judiciaire et la procédure civile espagnols, Centre de Recherche sur la Justice et le Procès de l’Université Paris I, Paris (France), October 2008. 6 ― «Azioni collettive e conciliazione in Francia e Spagna» (Class-action settlement in France and in Spain), Congreso La Conciliazione collettiva, University of Milan (Italy), September 2008. ― «Der Bologna-Prozess und das Studium der Rechtswissenschaften in Spanien» (The Bologna-Process and the Law Studies in Spain), Congreso Juristenausbildung in Europa, zwischen Tradition und Reform, Trier (Germany), November 2007. ― «El título ejecutivo europeo» (The European Enforcement Order), Jornadas sobre nuevos instrumentos procesales para la tutela del crédito en el Derecho de la Unión Europea, University of Almería (Spain), November 2007. ― «Derecho a la tutela judicial efectiva e inmunidades procesales de los Estados y de la Unión Europea» (The right to judicial relief and Foreign Sovereign Immunities), Seminario sobre La Carta de Derechos Fundamentales de la Unión Europea: repercusiones sobre los ordenamientos procesales nacionales y sobre los instrumentos de cooperación, El Escorial (Spain), November 2007. ― «Panorama do Processo Civil Espanhol Atual» (Introduction to Spanish Civil Procedura), Seminário Internacional de Teoria do Processo e Processo Civil, Faculdade de Direito de la Universidade Federal da Bahia, Salvador (Brazil), September 2007. ― National Report at the XIII World Congress of Procedural Law, Salvador (Brazil), September 2007 (“New trends on the topic: illegal evidence in criminal procedure”). ― «Significado de la oralidad y la inmediación judicial en los procesos civiles transfronterizos» (Orality and judicial presence in cross-border civil litigation), Seminario Internacional Complutense – El Derecho internacional privado en el Espacio Europeo de Libertad, Seguridad y Justicia: balance de una década, Universidad Complutense de Madrid, March 2007. ― «Decomiso, origen ilícito de los bienes y carga de la prueba» (Seizure, crime-product origins and burden of evidence), XX Jornadas Iberoamericanas de Derecho Procesal, University of Málaga (Spain), October 2006. ― «La construcción de un Derecho Procesal Penal Europeo: tendencias actuales y perspectivas de futuro» (Building an European Law of Criminal Procedure: current trends and future perspectivas), Congreso Internacional de Derecho Penal – VII Jornadas sobre Justicia Penal, Instituto de Investigaciones Jurídicas de la Universidad Nacional Autónoma de México, México D.F. (Mexico), June 2006. ― «La conciliación en el ordenamiento español: especial atención a las figuras del Juez de Paz y del Juez de Proximidad» (Conciliation in Spanish Law: Judges of the Peace and Judges of Proximity), Convegno Europeo: La conciliazione in Europa. Le istituzioni pubbliche e private. Ruolo dei giudici di pace, University of Turin (Italy), April 2006. 7 ― «La procédure orale: l’exemple de la procédure espagnole» (Oral procedure : the exemple of Spanish procedure), Journée d’Études : La procédure orale entre actualité pratique et perspectives, Centre pour la Recherche Critique du Droit de l’Université de Saint-Étienne, Saint-Étienne (France), February 2006. — “El decomiso de bienes en la Unión Europea” (The seizure of crime products within the European Union), Seminario Internacional sobre Cuestiones de Derecho Procesal Penal Europeo, Universidad Complutense, Madrid (Spain), September 2005. —«L’istruzione documentale: rapporto tra modelli-prassi applicative e tempi del procedimento» (Documentary evidence: relationship between legal models and the duration of the procedure), Recenti riforme e prassi giudiziarie dei Paesi aderenti all’Unione Europea: conoscenza e confronto tra i diversi sistemi, con particolare attenzione al modello francese, spagnolo, inglese e italiano, Consiglio Superiore della Magistratura, Roma (Italy), June 2005. ― «Actualité des actions de consommateurs en Espagne» (Recent developments in Spanish consumers’ class-action system), Journée d’Études: Le droit des consommateurs et les procédures spécifiques en Europe, École Doctorale de l’Université Paris XI & Laboratoire Procès et Justice de l’Université Paris I, Paris (France), December 2004. ― «La ‘Magistratura de Paz’ en España: los Jueces de Paz» (Judges of the Peace in Spain), Convegno Europeo - La magistratura di pace in Europa: ipotesi di armonizzazione dei sistemi, University of Turin Law School, Turin (Italy), October 2004. —«Azioni collettive e azioni inibitorie da parte delle associazioni di consumatori in Spagna» (Collective and inhibitory actions of consumers’ associations in Spain), Congreso «Consumatori e processo», University of Turin Law School, Turin (Italy), May 2004. RESEARCH AT FOREIGN INSTITUTIONS Jul.-Aug. 2010. Institut für Strafrecht und Strafverfahren, Humboldt Universität, Berlin, Germany (host: Prof. Dr. Tatjana Hörnle). Jul.-Aug. 2009 Center for the Study of Law and Society, Boalt Hall Law School, University of Berkeley, USA. Feb. 2008 Max-Planck-Institut für ausländisches und internationales Privatrecht, Hamburg, Germany (host: Prof. Dr. Klaus Hopt). Jan.-Feb. 2005 Max-Planck-Institut für ausländisches und internationales Privatrecht, Hamburg, Germany (host: Prof. Dr. Klaus Hopt). July 2004 Dipartimento di Diritto Comparato e Penale, Law School, University of Florence, Italy (host: Prof. Dr. Vincenzo Varano). 8 Aug. 2002 Dipartimento di Diritto Comparato e Penale, Law School, University of Florence, Italy (host: Prof. Dr. Vincenzo Varano). Aug. 2000 Max-Planck-Institut für ausländisches und internationales Privatrecht, Hamburg, Germany (host: Prof. Dr. Klaus Hopt). Jul.-Aug. 1999 Max-Planck-Institut für ausländisches und internationales Strafrecht, Freiburg, Germany. Jul.-Aug. 1997 Max-Planck-Institut für ausländisches und internationales Privatrecht, Hamburg, Germany (host: Prof. Dr. Jan Kropholler). Jun.-Jul. 1996 Max-Planck-Institut für ausländisches und internationales Privatrecht, Hamburg, Germany (host: Prof. Dr. Jan Kropholler). Ph.D. ADVISOR March 2010 Ph.D of Javier Gilsanz Usunaga, «La tutela judicial cautelar en el proceso civil estadounidense» (Provisional measures in US-Civil procedure) Highest score (Sobresaliente cum laude por unanimidad). June 2008 Ph.D. of José Theodoro Correa de Carvalho, «La prueba del delito de tráfico de drogas y las diligencias de investigación restrictivas de derechos fundamentales» (Evidence and restriction of fundamental rights in criminal procedure related to drug crimes). Highest score (Sobresaliente cum laude por unanimidad) Dec. 2007 Ph.D. of Esther Valbuena García, «Medidas cautelares en el enjuiciamiento de menores» (Provisional measures in juvenile criminal procedure). Highest score (Sobresaliente cum laude por unanimidad) RECENT JOURNAL AND UNIVERSITY SERVICE 2010- General Assistant Editor, International Journal of Procedural Law 2010- Advisory Board, Civil Procedure Review (www.civilprocedurereview.com) 2008- Director of the Procedural Law Department, Law School, Universidad Complutense de Madrid. 2008- Member of the Degrees Quality Commission of the Universidad Complutense de Madrid. 2008- Referee, Revista Arbitraje. Revista de arbitraje comercial y de inversiones (www.revistaarbitraje.com). 9 2007- Member of the International Association of Procedural Law. 2006- Advisory Board, Revista SCLC – Estudios Jurídicos y Políticos, Law School of the Universidad Nacional Autónoma de Chiapas. 2003-2008 Academic Secretary of the Procedural Law Department, Law School, Universidad Complutense de Madrid. 10

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