Securities and Exchange Commission v. Nadel et al
Filing
1192
Declaration of M. Yip by Burton W. Wiand re 1190 MOTION for miscellaneous relief, specifically Motion to Overrule Objections to Claims 403, 404, 405, 406, 407, 408, and 477 Notice of Filing Declaration of Maria Yip (Attachments: # 1 Exhibit M. Yip Declaration, # 2 Exhibit Ex. 1 to M. Yip Declaration, # 3 Exhibit Ex. 2 to M. Yip Declaration, # 4 Exhibit Ex. 3 to M. Yip Declaration, # 5 Exhibit Ex. 4 to M. Yip Declaration, # 6 Exhibit Ex. 5 to M. Yip Declaration, # 7 Exhibit Ex. 6 to M. Yip Declaration, # 8 Exhibit Ex. 7 to M. Yip Declaration, # 9 Exhibit Ex. 8 to M. Yip Declaration, # 10 Exhibit Ex. 9 to M. Yip Declaration, # 11 Exhibit Ex. 10-1 to M. Yip Declaration, # 12 Exhibit Ex. 10-2 to M. Yip Declaration, # 13 Exhibit Ex. 11 to M. Yip Declaration, # 14 Exhibit Ex. 12 to M. Yip Declaration, # 15 Exhibit Ex. 13 to M. Yip Declaration, # 16 Exhibit Ex. 14 to M. Yip Declaration, # 17 Exhibit Ex. 15 to M. Yip Declaration, # 18 Exhibit Ex. 16 to M. Yip Declaration, # 19 Exhibit Ex. 17 to M. Yip Declaration, # 20 Exhibit Ex. 18 to M. Yip Declaration, # 21 Exhibit Ex. 19 to M. Yip Declaration, # 22 Exhibit Ex. 20 to M. Yip Declaration, # 23 Exhibit Ex. 21 to M. Yip Declaration, # 24 Exhibit Ex. 22 to M. Yip Declaration, # 25 Exhibit Ex. 23 to M. Yip Declaration, # 26 Exhibit Ex. 24 to M. Yip Declaration, # 27 Exhibit Ex. 25 to M. Yip Declaration, # 28 Exhibit Ex. 26 to M. Yip Declaration, # 29 Exhibit Ex. 27 to M. Yip Declaration, # 30 Exhibit Ex. 28 to M. Yip Declaration, # 31 Exhibit Ex. 29 to M. Yip Declaration, # 32 Exhibit Ex. 30 to M. Yip Declaration, # 33 Exhibit Ex. 31 to M. Yip Declaration, # 34 Exhibit Ex. 32 to M. Yip Declaration, # 35 Exhibit Ex. 33 to M. Yip Declaration, # 36 Exhibit Ex. 34 to M. Yip Declaration, # 37 Exhibit Ex. 35 to M. Yip Declaration, # 38 Exhibit Ex. 36 to M. Yip Declaration, # 39 Exhibit Ex. 37 to M. Yip Declaration, # 40 Exhibit Ex. 38 to M. Yip Declaration, # 41 Exhibit Ex. 39 to M. Yip Declaration, # 42 Exhibit Ex. 40 to M. Yip Declaration, # 43 Exhibit Ex. 41 to M. Yip Declaration, # 44 Exhibit Ex. 42 to M. Yip Declaration, # 45 Exhibit Ex. 43 to M. Yip Declaration, # 46 Exhibit Ex. 44 to M. Yip Declaration, # 47 Exhibit Ex. 45 to M. Yip Declaration, # 48 Exhibit Ex. 46 to M. Yip Declaration, # 49 Exhibit Ex. 47 to M. Yip Declaration, # 50 Exhibit Ex. 48 to M. Yip Declaration, # 51 Exhibit Ex. 49 to M. Yip Declaration, # 52 Exhibit Ex. 50 to M. Yip Declaration, # 53 Exhibit Ex. 51 to M. Yip Declaration, # 54 Exhibit Ex. 52 to M. Yip Declaration, # 55 Exhibit Ex. 53 to M. Yip Declaration, # 56 Exhibit Ex. 54 to M. Yip Declaration, # 57 Exhibit Ex. 55 to M. Yip Declaration, # 58 Exhibit Ex. 56 to M. Yip Declaration, # 59 Exhibit Ex. 57 to M. Yip Declaration, # 60 Exhibit Ex. 58 to M. Yip Declaration, # 61 Exhibit Ex. 59 to M. Yip Declaration, # 62 Exhibit Ex. 60 to M. Yip Declaration, # 63 Exhibit Ex. 61 to M. Yip Declaration)(Morello, Gianluca) Modified on 8/12/2015 (KMM).
<![CDATA[
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
02/19/03
N/A
Valhalla Investment
Partners, L.P. / Bank
of America #6373
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
02/25/03
N/A
Northern Trust Bank
(16.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
03/04/03
N/A
Northern Trust Bank
(28.50)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
03/04/03
N/A
Northern Trust Bank
(25.75)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
03/04/03
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Valhalla
Investment
Partners L.P.
25,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
03/04/03
1002
Lester Haynes
Blackburn, Trust
Partial
Redemption
(5,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
03/05/03
1001
Advent Software Inc.
X
607269
(3,233.87)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
03/05/03
1004
Scoop Management,
Inc. / Northern Trust
#4544
X
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
03/06/03
1003
Holland & Knight, LLP
X
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
03/11/03
1005
Michael D. Zucker
X
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
03/14/03
N/A
Walter & Esther
Bahler
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
03/20/03
1006
Lexis Nexis
X
1127951
(137.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
03/24/03
1007
Delaware Secretary of
State
X
file #3024290
(100.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
03/24/03
N/A
Lincoln Trust - FBO
Hamilton Hagar
Deposit
58,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
03/27/03
N/A
David C. Quade
Deposit
273,398.01
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
03/28/03
N/A
Walter & Esther
Bahler
Deposit
50,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/01/03
N/A
Northern Trust Bank
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/01/03
N/A
UBS Paine Weber
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/09/03
1010
Foley & Lardner, LLP
Page 1 of 75
(Payee)/Payor
QB Only
Memo
Corporate
deposit
Amount
7,531.88
(5,000.00)
1413000
(169.72)
(1,425.00)
Deposit
100,000.00
(25.00)
(250,000.00)
050789-0101 /
23109336
(486.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/11/03
1009
Delaware Division of
Corporations
Cert of good
standing
(20.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/12/03
1014
Lincoln Trust
Company-FBO Merlyn
Lofgren
FBO Merlyn
Lofgren
(9,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/14/03
1011
KMZ Rosenman
043369 / Inv
1300008671
(147.80)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/14/03
1012
Scoop Management,
Inc. / Northern Trust
#4544
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
04/15/03
N/A
Bradd K. Christensen
Deposit
180,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/15/03
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Valhalla
Invesment
Partners
313,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Transfer
04/16/03
N/A
Vahalla Management,
Inc. / Northern Trust
#0901
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/16/03
1013
Larry J. Collier
Valhalla
Partial
Redemption
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
04/17/03
N/A
Larry J. Collier
Valhalla
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/17/03
1008
Florida Department of
Revenue
2003 DR 601C
(1,358.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/17/03
1016
Gene H. & Karel A.
Muehring, Joint
Partial
Redemption
(1,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/18/03
1018
Stanley W. Mason, Jr.
& Doris A. Mason
Partial
Redemption
(15,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/21/03
1017
Yellow Book
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/21/03
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Valhalla
Invesment
Partners
690,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
04/22/03
N/A
Zinn Family Trust
Deposit
250,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/22/03
N/A
Northern Trust Bank
(25.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/22/03
N/A
Northern Trust Bank
(25.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/22/03
N/A
Lincoln Trust
Company
Page 2 of 75
(Payee)/Payor
QB Only
Memo
X
X
Amount
(5,000.00)
Northern Trust
PP Transfer
1000181001
(313,696.41)
(10,000.00)
5,800.00
(196.65)
Funds Transfer
(630,306.53)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/22/03
N/A
Dale Cunningham,
Trust
Funds Transfer
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/23/03
1019
Lester Haynes
Blackburn, Trust
Full
Redemption
(60,792.04)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
04/29/03
N/A
Robert E. Wilkes
Revocable Trust
Dated
Deposit
150,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/30/03
1020
Steven D. Wood,
Living Trust
Partial
Redemption
(25,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
05/02/03
N/A
Marvin Berkman
200,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
05/02/03
1021
Scoop Management,
Inc. / Northern Trust
#4544
First Trust
Corporation
Marvin
Berkman
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
05/06/03
N/A
Northern Trust Bank
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
05/06/03
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Funds Transfer
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
05/12/03
N/A
Julian & Leah Barker
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
05/15/03
N/A
Northern Trust Bank
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
05/15/03
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Funds Transfer
(75,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
05/16/03
1023
Vivian K. Kouvant
Partial
Redemption
(40,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
05/28/03
N/A
Kenneth J. Ackerman
Deposit
400,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Transfer
05/28/03
N/A
Bradd Christensen
Valhalla
Management,
Inc.
190,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
06/02/03
N/A
Northern Trust Bank
(25.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
06/02/03
N/A
Northern Trust Bank
(25.00)
Page 3 of 75
(Payee)/Payor
QB Only
X
Memo
Amount
(378,106.74)
(5,000.00)
(25.00)
(515,000.00)
100,000.00
(25.00)
X
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
06/02/03
1022
Georgia Division of
Securities
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
06/02/03
N/A
UBS Paine Weber
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
06/02/03
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Funds Transfer
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
06/03/03
1025
Holland & Knight, LLP
1456993
(1,946.92)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
06/03/03
1024
Scoop Management,
Inc. / Northern Trust
#4544
Office Fee
(5,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
06/18/03
N/A
Chester Zinn
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
06/30/03
N/A
William G. Prime
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/01/03
1026
Scoop Management,
Inc. / Northern Trust
#4544
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/07/03
N/A
JOHN AND LINDA
EVANS
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/10/03
1030
Gene H. & Karel A.
Muehring, Joint
Partial
Redemption
(1,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/10/03
1029
Lincoln Trust
Company-FBO Merlyn
Lofgren
FBO Merlyn
Lofgren
(9,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/14/03
N/A
Northern Trust Bank
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
07/14/03
N/A
Fiserve - FBO Gerald
Kelly
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/14/03
1028
Stanley W. Mason, Jr.
& Doris A. Mason
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
07/15/03
N/A
Vahalla Management,
Inc. / Northern Trust
#0901
Page 4 of 75
(Payee)/Payor
QB Only
Memo
Renewal of
Registration
Amount
(100.00)
(264,441.70)
X
(327,000.00)
10,000.00
Deposit
X
Office Fee
250,000.00
(5,000.00)
250,000.00
(25.00)
(77,066.46)
Partial
Redemption
(15,000.00)
(90,185.17)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
07/17/03
N/A
Northern Trust Bank
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/17/03
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Funds Transfer
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/18/03
1031
Francis P. Beyer, TTE
for Edward F. Beyer
Full
Redemption
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
07/23/03
N/A
Kenneth J. Ackerman
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/24/03
1032
Francis P. Beyer,
Trust
Full
Redemption
Trust
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
07/25/03
N/A
Martin W. & Renee
Sheade
Deposit
40,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/25/03
1033
Holland & Knight, LLP
1482988
(1,728.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
07/29/03
N/A
Willian Thomas Veal,
Jr.
Deposit
26,782.35
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
07/29/03
N/A
Northern Trust Bank
(9.25)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
08/01/03
N/A
Northern Trust Bank
(25.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
08/01/03
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Funds Transfer
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
08/04/03
N/A
JOHN AND LINDA
EVANS
Deposit
100,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
08/05/03
N/A
JOHN AND LINDA
EVANS
Deposit
50,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
08/07/03
N/A
Northern Trust Bank
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
08/07/03
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Page 5 of 75
(Payee)/Payor
QB Only
Memo
Amount
(25.00)
(50,000.00)
(135,246.60)
300,000.00
(105,813.86)
(350,000.00)
(25.00)
Funds Transfer
(155,000.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
08/11/03
1034
Scoop Management,
Inc. / Northern Trust
#4544
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
08/18/03
N/A
Willian Thomas Veal,
Jr.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
08/20/03
N/A
Northern Trust Bank
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
08/20/03
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Funds Transfer
(90,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
08/22/03
N/A
Robert E. & Carol C.
Wilkes
Deposit
100,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
08/28/03
N/A
Zinn Family Trust
Deposit
500,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
08/29/03
N/A
Anton Bruehl
Deposit
200,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
08/29/03
N/A
Anton Bruehl
Deposit
102,489.95
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
08/29/03
N/A
JOHN AND LINDA
EVANS
Deposit
100,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
09/05/03
N/A
Northern Trust Bank
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
09/05/03
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
09/10/03
1035
Scoop Management,
Inc. / Northern Trust
#4544
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
09/19/03
N/A
Valhalla Investment
Partners, L.P.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
09/22/03
N/A
Northern Trust Bank
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
09/22/03
N/A
Indigo Special Escrow
Page 6 of 75
(Payee)/Payor
QB Only
Memo
Amount
X
Aug Office Fee
(5,000.00)
Deposit
90,000.00
(25.00)
(25.00)
Funds Transfer
X
(1,000,000.00)
Sep Office Fee
(5,000.00)
Funds Transfer
149,603.69
(25.00)
Funds Transfer
(50,000.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
09/24/03
N/A
Chester Zinn
Deposit
350,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
10/01/03
N/A
Kenneth J. Ackerman
Deposit
200,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/01/03
N/A
Northern Trust Bank
(25.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/01/03
N/A
Northern Trust Bank
(25.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/01/03
N/A
Herbert Wintsch
Deposit
100,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/01/03
N/A
JAMES RIVER
DIVERSIFIED
Deposit
1,000,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/01/03
N/A
Lincoln Trust Co-FBO
Merlyn W.V. Lofgren
(9,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/01/03
N/A
Lincoln Trust
Company-FBO Merlyn
Lofgren
(23,838.29)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
10/02/03
N/A
Unknown
Deposit
5,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/02/03
N/A
JAMES RIVER
DIVERSIFIED
Deposit
500,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/02/03
1040
Scoop Management,
Inc. / Northern Trust
#4544
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/07/03
N/A
Northern Trust Bank
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/07/03
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/08/03
N/A
Vahalla Management,
Inc. / Northern Trust
#0901
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/10/03
N/A
Northern Trust Bank
Page 7 of 75
(Payee)/Payor
QB Only
X
Memo
Oct Office Fee
Amount
(5,000.00)
(25.00)
Funds Transfer
(1,900,000.00)
(111,718.69)
(25.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/10/03
1043
Gene H. & Karel A.
Muehring, Joint
Partial
Redemption
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/10/03
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Funds Transfer
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/14/03
1041
Samuel Robert
Castaldo
Partial
Redemption
(30,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/16/03
1036
Bruehl Family Trust
Partial
Redemption
(50,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/17/03
1042
Stanley W. Mason, Jr.
& Doris A. Mason
Partial
Redemption
(15,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/17/03
1044
Holland & Knight, LLP
1512861
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/22/03
1045
Foley & Lardner, LLP
050789-0101 /
224073241
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
10/24/03
N/A
Robert E. Wilkes
Deposit
300,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
10/29/03
N/A
Prasad V. Podila
Deposit
250,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
10/30/03
N/A
William B. Hirons
Deposit
100,000.00
11/01/03
1046
Holland & Knight, LLP
Northern Trust Valhalla Investment 750899
Partners, L.P.
(Payee)/Payor
QB Only
X
Memo
1526825
Amount
(12,000.00)
(140,000.00)
(2,078.70)
(70.71)
(9,540.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
11/06/03
N/A
Northern Trust Bank
(25.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
11/06/03
N/A
Northern Trust Bank
(25.00)
1048
Scoop Management,
Inc. / Northern Trust
#4544
Northern Trust Valhalla Investment 750899
Partners, L.P.
11/6/2003
Page 8 of 75
X
Office Fee
(5,000.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
(Payee)/Payor
QB Only
Memo
Northern Trust Valhalla Investment 750899
Partners, L.P.
11/06/03
1047
Gene H. & Karel A.
Muehring, Joint
Northern Trust Valhalla Investment 750899
Partners, L.P.
11/06/03
N/A
Millennium Trust Co FBO Gene Muehring
(107,183.60)
50,000.00
Full
Redemption
Amount
(176,216.44)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
11/06/03
N/A
W. Thomas Veal, Jr.
DDS
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
11/06/03
N/A
Millennium Trust
Company
(107,183.60)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
11/06/03
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
(255,000.00)
11/07/03
N/A
Keating Reverse
Merger Fund, LLC
Northern Trust Valhalla Investment 750899
Partners, L.P.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
11/26/03
N/A
N/A
11/30/2003
N/A
Unknown
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
11/30/03
N/A
Northern Trust Bank
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
12/01/03
N/A
Daniel Fraser
Northern Trust Valhalla Investment 750899
Partners, L.P.
Transfer
12/02/03
N/A
Viking Fund, LLC /
Northern Trust #0928
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
12/04/03
N/A
Northern Trust Bank
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
12/04/03
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
(100,000.00)
Loyad E. Anderson
Northern Trust Valhalla Investment 750899
Partners, L.P.
X
Page 9 of 75
200,000.00
Deposit
X
250,000.00
(75.00)
24,578.19
X
Northern Trust
PP Transfer
1000181001
(24,578.19)
(25.00)
Funds Transfer
(200,000.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
12/10/03
1049
Scoop Management,
Inc. / Northern Trust
#4544
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
12/12/03
N/A
Northern Trust Bank
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
12/12/03
N/A
Millennium Trust FBO Carl Wierum
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
12/12/03
1050
Holland & Knight, LLP
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
12/15/03
N/A
Sam Castaldo
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
12/22/03
1051
Foley & Lardner, LLP
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
12/24/03
1052
Zinn Family Trust
4th Qtr
Investment
Redemption
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
12/29/03
N/A
Anton Bruehl
Deposit
58,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
12/30/03
N/A
Competitive Capital
Partners, LP
Deposit
400,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
12/31/03
N/A
Northern Trust Bank
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
12/31/03
N/A
Michael Scott and
Barbara Edgecombe
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
12/31/03
N/A
Bruehl Family Trust
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
01/02/04
N/A
Northern Trust Bank
WIRE FEEHERBERT/JU
DITH
WINSTCH
(25.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
01/02/04
N/A
Northern Trust Bank
WIRE FEELINCOLN
TRUST
(25.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/02/04
N/A
Lincoln Trust Co-FBO
Merlyn W.V. Lofgren
REDEMPTION
(9,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/02/04
N/A
The Wintsch Family
Trust
REDEMPTION
(15,000.00)
Page 10 of 75
(Payee)/Payor
QB Only
Memo
X
Dec Office Fee
Amount
(5,000.00)
(25.00)
(17,345.16)
X
1553106
Deposit
X
X
050789-0101 /
24107599
(1,396.44)
100,000.00
(73.39)
(20,000.00)
(25.00)
Deposit
50,000.00
(58,000.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
01/05/04
N/A
World Opportunity
Fund, LP
Deposit
400,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/08/04
1063
Castaldo Family Trust
4th Qtr 2003
Ptl Red
(44,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
01/12/04
N/A
Vahalla Management,
Inc. / Northern Trust
#0901
01/12/04
N/A
Vahalla Management,
Inc. / Northern Trust
#0901
Funds TransferSLK
Northern Trust Valhalla Investment 750899
Partners, L.P.
(Payee)/Payor
QB Only
Memo
Amount
(406,437.34)
(141,721.14)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
01/12/04
N/A
Northern Trust Bank
WIRE FEESLK
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/12/04
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Funds TransferSLK
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
01/13/04
N/A
Walter & Esther
Bahler
Deposit
100,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Transfer
01/13/04
N/A
Valhalla Management,
Inc.
Northern Trust
PP Transfer
1000181001
141,721.14
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
01/13/04
N/A
Northern Trust Bank
WIRE FEESLK
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/13/04
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Wire Transfer
Out
(141,721.14)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/14/04
1062
Stanley W. Mason, Jr.
& Doris A. Mason
4th Qtr 2003
/Ptl Red.
(15,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/14/04
1064
Scoop Management,
Inc. / Northern Trust
#4544
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/21/04
1065
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
01/26/04
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/28/04
X
(270,000.00)
(25.00)
Jan Office Fee
(5,000.00)
Holland & Knight, LLP
1568694
(4,694.50)
N/A
Loyad E. Anderson
Deposit
1060
State of Oregon
Page 11 of 75
X
(25.00)
150,000.00
(500.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
01/29/04
N/A
Mark H. & Judy King
Williams
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/29/04
1066
Scoop Management,
Inc.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/29/04
1054
Idaho Department of
Finance
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/29/04
1059
Ohio Division of
Securities
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/29/04
1055
Securities
Administration
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/29/04
1061
Texas State Securities
Board
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/29/04
N/A
W. Thomas Veal, Jr.
DDS, Inc Retirement
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/30/04
1058
New York State Dept
of Law
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
02/02/04
1053
Colorado State
Treasury
X
(75.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
02/02/04
1057
Montana Dept of
Insurance
X
(210.58)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
02/05/04
N/A
Northern Trust Bank
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
02/05/04
1056
Commonwealth of
Massachusetts
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
02/05/04
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
02/09/04
1068
Scoop Management,
Inc. / Northern Trust
#4544
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
02/12/04
1069
Holland & Knight, LLP
Page 12 of 75
(Payee)/Payor
QB Only
Memo
Deposit
X
Advent
Software
Amount
200,000.00
(3,461.05)
(50.00)
(100.00)
Maine
(300.00)
(500.00)
Deposit
90,000.00
(800.00)
WIRE FEESLK
X
(25.00)
(750.00)
Funds TransferSLK
(525,000.00)
X
FEB Office Fee
(5,000.00)
X
Invoice
1581135
(882.64)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
(Payee)/Payor
QB Only
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
02/12/04
1070
Holland & Knight, LLP
X
Invoice
1581130
(396.60)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
02/13/04
1067
New York State Dept
of Law
X
Filing Fees
(400.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
02/23/04
N/A
David C. Quade
Deposit
50,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
02/27/04
N/A
Millennium Trust FBO David C Quade
Deposit
9,842.87
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
03/01/04
N/A
Truman N. Brooks
Deposit
100,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
03/03/04
1072
Scoop Management,
Inc. / Northern Trust
#4544
X
MARCH Office
Fee
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
03/15/04
1071
MAN Financial Inc.
X
34-35649
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
03/16/04
N/A
W. Thomas Veal, Jr.
DDS, Inc Retirement
Deposit
16,009.05
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
03/16/04
N/A
MAN Financial Inc.
Deposit
54,216.35
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
03/17/04
1073
Martin W. Sheade, MD
- Trust
IST QTR.
Partial
Redemption
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
03/19/04
1074
Holland & Knight, LLP
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
03/25/04
N/A
The M.B. Winstead
Family Trust
Deposit
150,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
03/26/04
N/A
Daniel Zak
Deposit
350,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/02/04
N/A
Northern Trust Bank
WIRE FEEVIVIAN
KOUVANT
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/02/04
N/A
Vivian K. Kouvant
Partial
Redemption
(110,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
04/07/04
N/A
Puelo Family Limited
Partnership
Deposit
Page 13 of 75
X
Memo
Invoice
1593976
Amount
(5,000.00)
(100,000.00)
(15,000.00)
(387.10)
100,000.00
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
04/07/04
N/A
Unknown
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/07/04
1076
Piper Rudnick Escrow
A/C
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/07/04
1078
The Wintsch Family
Trust
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/07/04
1081
Scoop Management,
Inc. / Northern Trust
#4544
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
04/09/04
N/A
Lincoln Trust - FBO
Hamilton Hagar
Deposit
153,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/09/04
1080
Chester and Carrie
Zinn, Jr.
Partial
Redemption
(20,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/09/04
1079
Zinn Family Trust
Partial
Redemption
(20,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/13/04
1077
Lincoln Trust
Company-FBO Merlyn
Lofgren
X
C/O Merlyn
Lofgren IRA,
Partial
Redemption
(9,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/15/04
1075
Yellow Book
X
260802
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
04/26/04
N/A
Ryk & Heather
Schoonheim
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/27/04
1082
Holland & Knight, LLP
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/29/04
N/A
Diane Schwab
FBO: Diane
Schwab
Edward P
Steinh
250,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
04/30/04
N/A
Jansen W. & Kay C.
Taylor, Family L.P.
Deposit
400,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/30/04
N/A
Northern Trust Bank
WIRE FEEREFCO, LLC
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/30/04
N/A
REFCO, LLC
REDEMPTION
(300,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
05/11/04
1084
Scoop Management,
Inc. / Northern Trust
#4544
May Office Fee
(5,000.00)
Page 14 of 75
(Payee)/Payor
QB Only
Memo
Deposit
X
Amount
31,000.00
(22,659.40)
Partial
Redemption
X
5963 SHRS
ADNW CON. B
STOCK
(15,000.00)
April Office Fee
Deposit
X
X
Invoice
1608276
(5,000.00)
(207.00)
100,000.00
(374.00)
(22.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
05/12/04
N/A
Northern Trust Bank
WIRE FEECARS UL
HOLDINGS,
LLC.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
05/12/04
N/A
CARS UL
HOLDINGS, LLC
REDEMPTION
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
05/21/04
1085
Holland & Knight, LLP
Invoice
1626495
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
05/24/04
N/A
Vahalla Management,
Inc. / Northern Trust
#0901
Funds Transfer
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
05/24/04
N/A
Bradd & Joan
Christensen
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
05/24/04
N/A
Vahalla Management,
Inc. / Northern Trust
#0901
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
05/25/04
N/A
Northern Trust Bank
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
05/25/04
N/A
POWER HOUSE
TECHNOLOGIES,
ATTN. KIM VAN
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
05/27/04
N/A
Dominique Schmidt &
Caroline Schwab
Deposit
250,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
05/27/04
N/A
Ellen Schwab
Deposit
250,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
06/03/04
N/A
Ellen Schwab
Deposit
500,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
06/07/04
N/A
Celt, Inc
Deposit
500,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
06/07/04
1086
Foley & Lardner, LLP
INV. 25033836
(50.11)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
06/09/04
N/A
Northern Trust Bank
WIRE FEESLK
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
06/09/04
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Funds Transfer
Page 15 of 75
(Payee)/Payor
QB Only
Memo
Amount
(22.00)
(100,000.00)
(34.30)
58,161.00
102,000.00
(344,283.62)
WIRE FEECORPORATE
TRUST
CLEARING
(22.00)
(100,000.00)
(1,245,000.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
06/10/04
N/A
Unknown
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
06/10/04
N/A
Northern Trust Bank
WIRE FEE-S
G AMERICAS
SECURITIES
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
06/10/04
N/A
VALHALLA
INVESTMENT
PARTNERS LP / SG
AMERICAS
SECURITIES #7219
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
06/14/04
1087
Corporation Service
Company
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
06/16/04
1090
Scoop Management,
Inc. / Northern Trust
#4544
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
06/17/04
1088
Delaware Secretary of
State
file #3024290
(200.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
06/17/04
1089
Delaware Secretary of
State
file #3024290
(4.50)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
06/23/04
N/A
S G AMERICAS
SECURITIES
Deposit
18,236.64
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
06/25/04
N/A
Renee Sheade, Trust
Deposit
100,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
06/28/04
N/A
Dr. Patrick W. Peavy
Deposit
200,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
06/29/04
N/A
Ellen Schwab
Deposit
500,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
06/29/04
N/A
SEB FBO OPM Alpha
Deposit
690,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
06/29/04
N/A
SEB FBO OPM Alpha
Euro
Deposit
255,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
06/29/04
N/A
SEB FBO OPM Alpha
USD
Deposit
55,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
06/30/04
N/A
Richard Korpan
Deposit
100,000.00
Page 16 of 75
(Payee)/Payor
QB Only
Memo
Amount
31,000.00
(22.00)
(1,000,000.00)
Filing Fees
X
(157.00)
June Office
Fee
(5,000.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
07/02/04
N/A
Northern Trust Bank
WIRE FEEANTON AND
KAREN
BRUEHL
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
07/02/04
N/A
Northern Trust Bank
WIRE FEEJOHN AND
LINDA EVANS
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
07/02/04
N/A
Northern Trust Bank
WIRE FEEVIVIAN
KOUVAHNT
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
07/02/04
N/A
Bruehl Family Trust
REDEMPTION
(27,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/02/04
N/A
John P. & Linda R.
Evans
REDEMPTION
(30,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/02/04
N/A
Vivian K. Kouvant
Partial
Redemption
(35,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/02/04
1091
Missouri Secretary of
State
Filing Fee
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/06/04
1092
Florida Department of
Revenue
2004 DR 601C
65-0907461
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/06/04
1099
Martin W. Sheade, MD
- Trust
Partial
Redemption
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
07/07/04
N/A
Vahalla Management,
Inc. / Northern Trust
#0901
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/07/04
N/A
Viking Fund, LLC /
Northern Trust #0928
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
07/08/04
N/A
Northern Trust Bank
WIRE FEESLK
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/08/04
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Funds TransferSLK
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/08/04
N/A
Retirement Accts FBO Marv Berkman
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/08/04
1094
Larry J. Collier
Valhalla
Partial
Redemption
Page 17 of 75
(Payee)/Payor
QB Only
Memo
Amount
(100.00)
(1,187.65)
(25,000.00)
(269,849.16)
X
Funds TransferTO VIP,LP
3,750,000.00
(22.00)
(5,175,000.00)
200,000.00
(3,055.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/08/04
1100
Millennium Trust FBO Philip Stull
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/08/04
1101
Scoop Management,
Inc. / Northern Trust
#4544
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
07/09/04
N/A
Northern Trust Bank
WIRE FEESLK
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/09/04
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Funds TransferSLK
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
07/12/04
N/A
Unknown
Deposit
100,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/12/04
1095
Zinn Family Trust
Partial
Redemption
(20,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/14/04
1096
Lincoln Trust
Company-FBO Merlyn
Lofgren
C/O Merlyn
Lofgren IRA,
Partial
Redemption
(9,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/14/04
1093
Steven D. Wood,
Living Trust
Partial
Redemption
(50,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
07/16/04
N/A
UBS Paine Weber
Final close out
of UBS
Account.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/19/04
1103
Holland & Knight, LLP
Invoice
1651021
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/21/04
1102
Stanley W. Mason, Jr.
& Doris A. Mason
Partial
Redemption
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
07/22/04
N/A
Roger & Li Johnson
Deposit
80,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
07/26/04
N/A
The M.B. Winstead
Family Trust
Deposit
75,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/29/04
N/A
First Trust
Corportation - Marvin
Berkman IRA
Deposit
100,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
08/06/04
1109
Martin W. Sheade, MD
- Trust
Full
Redemption
(16,448.04)
Page 18 of 75
(Payee)/Payor
QB Only
Memo
C/O Phillip
Stull, Acct.
90F146014
X
July Office Fee
Amount
(600.00)
(5,000.00)
(22.00)
(200,000.00)
10.16
(533.30)
(24,000.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
08/09/04
N/A
Northern Trust Bank
WIRE FEESLK
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
08/09/04
1107
Mississippi Secretary
of State
Filing Fees
(300.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
08/09/04
1105
New Jersey Bureau of
Securities
Filing Fees
(250.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
08/09/04
1110
Scoop Management,
Inc. / Northern Trust
#4544
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
08/09/04
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
08/11/04
1111
Franklin's
Invoice 23395
(38.82)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
08/12/04
1104
Secretary of StateSecurities Div.
Nevada Filing
Fees
(300.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
08/12/04
1113
Holland & Knight, LLP
Invoice
1663696
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
08/13/04
1112
Delaware Secretary of
State
file #3024290
(102.86)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
08/13/04
1108
Washington State
Treasurer
Filing Fees
(300.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
08/16/04
1106
North Carolina
Secretary of State
Filing Fees
(350.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
08/19/04
N/A
Northern Trust Bank
STOP
PAYMENT
CHARGEWINTSCH
FAMILY
TRUST
(30.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
08/19/04
N/A
Northern Trust Bank
WIRE FEEWINTSCH
FAMILY
TRUST
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
08/19/04
N/A
The Wintsch Family
Trust
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
08/23/04
N/A
Unknown
Page 19 of 75
(Payee)/Payor
QB Only
X
Memo
August Office
Fee
Amount
(5,000.00)
(365,000.00)
(1,292.56)
(15,000.00)
Deposit
31,000.00
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
08/30/04
N/A
Dr. Patrick W. Peavy
Deposit
100,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
08/30/04
N/A
Robert E. Wilkes
Deposit
350,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
09/01/04
N/A
Jean M. Weidner
Deposit
100,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
09/01/04
N/A
International Dev.
Group, Inc. DBP dtd
Deposit
112,382.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
09/01/04
N/A
SEB FBO OPM Alpha
Deposit
400,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
09/07/04
N/A
Northern Trust Bank
WIRE FEESLK
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
09/07/04
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Funds TransferSLK
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
09/14/04
1114
Scoop Management,
Inc. / Northern Trust
#4544
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
09/21/04
N/A
Loyad E. Anderson
Deposit
100,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
09/27/04
N/A
Dr. Patrick W. Peavy
Deposit
100,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
09/27/04
N/A
Millennium Trust FBO Hamilton Hagar
Deposit
10,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
09/29/04
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Valhalla
Invesment
Partners 1618
500,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
09/30/04
N/A
CGC (NA) N.V. cust
for KBC Inv Ref
Deposit
200,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
10/01/04
N/A
The M.B. Winstead
Family Trust
Deposit
25,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
10/01/04
N/A
Unknown
Deposit
300,000.00
Page 20 of 75
(Payee)/Payor
QB Only
X
Memo
September
Office Fee
Amount
(22.00)
(1,000,000.00)
(5,000.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/01/04
N/A
Northern Trust Bank
WIRE FEEVIVIAN
KOUVANT
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/01/04
N/A
Stanley Mason
WITHDRAWA
L
(20,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/01/04
N/A
Vivian K. Kouvant
Partial
Redemption
(35,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/05/04
1118
Scoop Management,
Inc. / Northern Trust
#4544
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/07/04
N/A
Northern Trust Bank
DEPOSIT
RETURN
CHECK
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/07/04
N/A
NORMAN BUYS MD
REA;
PAYMENT
STOPPED CH
5076
(300,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/07/04
1119
Scoop Real Estate,
L.P. / Northern Trust
#0624
Martin
Berkman
Transfer
(201,570.27)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/12/04
1120
Renee Sheade, Trust
Full
Redemption
(263,921.75)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/13/04
1116
Lincoln Trust
Company-FBO Merlyn
Lofgren
C/O Merlyn
Lofgren IRA,
Acct.
60651676
(9,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/14/04
N/A
Vahalla Management,
Inc. / Northern Trust
#0901
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/14/04
1115
The Wintsch Family
Trust
Partial
Withdrawal
(15,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/15/04
1117
Zinn Family Trust
Partial
Withdrawal
(20,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
10/19/04
N/A
Roger & Li Johnson
Deposit
100,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/19/04
N/A
Northern Trust Bank
DELUXE
CHECKS
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
10/21/04
N/A
Unknown
Deposit
100,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
10/26/04
N/A
Dr. Patrick W. Peavy
Deposit
50,000.00
Page 21 of 75
(Payee)/Payor
QB Only
X
X
Memo
October Office
Fee
Amount
(22.00)
(5,000.00)
(6.00)
(418,001.68)
(16.75)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/26/04
N/A
Daniel Zak
Deposit
100,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/28/04
N/A
W. Thomas Veal, Jr.
DDS, Inc Retirement
Deposit
177,470.64
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
11/01/04
N/A
CGC (NA) N.V. cust
for KBC Inv Ref
Deposit
70,750.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
11/01/04
N/A
Jamiscott, LLC
Deposit
500,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
11/05/04
N/A
Northern Trust Bank
WIRE
TRANSFERSLK
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
11/05/04
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Funds TransferSLK
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
11/08/04
N/A
Unknown
Deposit
77,850.29
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
11/15/04
N/A
Lincoln Trust - FBO
John Grover
Deposit
320,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
11/15/04
1121
Holland & Knight, LLP
Invoice
1702862
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
11/22/04
N/A
World Opportunity
Fund, LP
Deposit
200,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
11/23/04
N/A
Charles Sewell
Deposit
20,266.23
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
11/24/04
N/A
W. Thomas Veal, Jr.
DDS, Inc Retirement
Deposit
52,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
11/24/04
1122
Scoop Management,
Inc. / Northern Trust
#4544
November
Office Fee
(5,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
11/26/04
N/A
Robert B Kavieff
Deposit
50,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
11/29/04
N/A
Willian Thomas Veal,
Jr.
Deposit
48,000.00
Page 22 of 75
(Payee)/Payor
QB Only
X
Memo
Amount
(22.00)
(1,125,000.00)
(142.20)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
(Payee)/Payor
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
11/30/04
N/A
King Itl, PSP, TTEE
Robert Kavieff & Terri
Deposit
136,062.60
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
11/30/04
N/A
SEB FBO OPM Alpha
Euro
Deposit
300,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
11/30/04
N/A
SEB FBO OPM Alpha
USD
Deposit
600,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
12/01/04
N/A
Loyad E. Anderson,
Trust
Deposit
250,008.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
12/01/04
N/A
Celt, Inc.
Deposit
500,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
12/03/04
N/A
SEB FBO OPM Alpha
Deposit
800,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
12/10/04
1123
Scoop Management,
Inc. / Northern Trust
#4544
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
12/13/04
1124
Holland & Knight, LLP
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
12/17/04
1126
Sharon G. Moody Rev
Trust
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
12/21/04
N/A
Bradd & Joan
Christensen
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
12/27/04
N/A
Northern Trust Bank
WIRE
TRANSFERLINCOLN
TRUST CO
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
12/27/04
N/A
Northern Trust Bank
WIRE
TRANSFERANTON AND
KAREN
BRUEHL
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
12/27/04
N/A
Northern Trust Bank
WIRE
TRANSFERMILLENIUM
TRUST
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
12/27/04
N/A
Northern Trust Bank
WIRE
TRANSFERLINCOLN
TRUST CO
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
12/27/04
N/A
Bruehl Family Trust
REDEMPTION
Page 23 of 75
QB Only
X
Memo
December
Office Fee
Invoice
1717452
X
Amount
(5,000.00)
(174.00)
(300,000.00)
170,000.00
(20,000.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
(Payee)/Payor
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
12/27/04
N/A
Lincoln Trust Co-FBO
Merlyn W.V. Lofgren
REDEMPTION
(9,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
12/27/04
N/A
Lincoln Trust- FBO
Robert Bullock
REDEMPTION
(23,389.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
12/27/04
N/A
Millennium Trust FBO Carl Wierum
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
12/29/04
N/A
Sharon G. Moody
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
12/30/04
N/A
Northern Trust Bank
WIRE
TRANSFERINDIGO
SECURITIES
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
12/30/04
N/A
INDIGO
SECURITIES, LLC
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
01/03/05
N/A
Northern Trust Bank
WIRE
TRANSFERHERBERT
WINTSCH
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
01/03/05
N/A
Northern Trust Bank
WIRE
TRANSFERVIVIAN
KOUVANT
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
01/03/05
N/A
Northern Trust Bank
WIRE
TRANSFERMARK AND
JUDY
WILLIAMS
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
01/03/05
N/A
Northern Trust Bank
WIRE
TRANSFERJAMES RIVER
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/03/05
N/A
SEB FBO OPM Alpha
Deposit
850,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/03/05
N/A
SEB FBO OPM Alpha
Euro
Deposit
200,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/03/05
N/A
SEB FBO OPM Alpha
USD
Deposit
1,450,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/03/05
1133
Carol C. Wilkes,
Revocable Trust dtd
Partial
Withdrawal
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/03/05
N/A
James River
Diversified Fund, L.P.
REDEMPTION
Page 24 of 75
QB Only
Memo
Amount
(22,300.00)
300,000.00
(22.00)
(100,000.00)
(20,000.00)
(2,000,000.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/03/05
N/A
Mark H. & Judy King
Williams
REDEMPTION
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/03/05
1132
Robert E. Wilkes
Revocable Trust
Dated
Partial
Withdrawal
(20,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/03/05
N/A
The Wintsch Family
Trust
REDEMPTION
(15,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/03/05
N/A
Vivian K. Kouvant
Partial
Redemption
(40,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/05/05
1134
Scoop Management,
Inc. / Northern Trust
#4544
January 05
Office Fee
(5,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
01/06/05
N/A
Vahalla Management,
Inc. / Northern Trust
#0901
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/07/05
1125
Michael D. Zucker
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
01/07/05
N/A
Northern Trust Bank
WIRE
TRANSFERREFCO INC
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/07/05
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Valhalla
Invesment
Partners 1618
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/07/05
N/A
REFCO INC
REDEMPTION
(750,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
01/11/05
N/A
Northern Trust Bank
WIRE
TRANSFERJAMES RIVER
DIVERSIFIED
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/11/05
N/A
James River
Diversified Fund, L.P.
REDEMPTION
(55,261.67)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/12/05
1128
David C. Quade
Partial
Withdrawal
(100,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/12/05
1127
Zinn Family Trust
Partial
Withdrawal
(20,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/13/05
1131
Castaldo Family Trust
Partial
Withdrawal
(35,000.00)
Page 25 of 75
(Payee)/Payor
QB Only
X
Memo
Amount
(505,000.00)
(1,582,882.34)
(2,500.00)
(22.00)
1,525,000.00
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/13/05
1129
Chun-Hui Teng
Partial
Withdrawal
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/18/05
1135
Wall Street Digest
Pension Plan
Full
Redemption
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/20/05
1130
Steven D. Wood,
Living Trust
Partial
Withdrawal
(35,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/21/05
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Valhalla
Invesment
Partners 1618
550,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/25/05
1136
William Hirons,
Revocable Trust
Full
Redemption
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
02/01/05
N/A
Mason FLLLP
Deposit
25,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
02/03/05
1137
Scoop Management,
Inc. / Northern Trust
#4544
February 05
Office Fee
(5,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
02/04/05
N/A
Norman S. Buys, M.D.
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
02/16/05
1138
Holland & Knight, LLP
Invoice
1743437
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
02/22/05
N/A
Dr. Patrick W. Peavy
Deposit
75,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
02/22/05
1139
Advent Software Inc.
customer
047893,
invoice 614629
(3,268.71)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
03/01/05
N/A
CGC (NA) N.V. cust
for KBC Inv Ref
Deposit
200,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
03/01/05
N/A
Evergreen Service
Company
Deposit
1,500,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
03/02/05
N/A
Jean M. Weidner
Deposit
20,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
03/15/05
1340
Holland & Knight, LLP
Invoice
1756685
Page 26 of 75
(Payee)/Payor
QB Only
X
Memo
Amount
(20,000.00)
(2,201,816.03)
(515,159.45)
400,000.00
(210.96)
(87.50)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
03/18/05
N/A
Millennium Tst - FBO
All Weather FOF
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
03/18/05
1342
Scoop Management,
Inc. / Northern Trust
#4544
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
03/28/05
N/A
Competitive Capital
Partners, LP
(World
Opportunity
Fund, LP)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
03/29/05
1341
Delaware Secretary of
State
file #3024290
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
03/31/05
N/A
Robert E. Wilkes
Revocable Trust
Dated
Deposit
100,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
04/01/05
N/A
Unknown
Deposit
100,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/01/05
N/A
Northern Trust Bank
WIRE
TRANSFERMason Family
LLLP
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/01/05
N/A
Mason FLLLP
Partial
Redemption
(20,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
04/05/05
N/A
Richard Levine
Deposit
250,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/05/05
N/A
Northern Trust Bank
WIRE
TRANSFERVivian Kouvant
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/05/05
N/A
Vivian K. Kouvant
Partial
Redemption
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/06/05
N/A
Northern Trust Bank
WIRE
TRANSFEREllen Schwab
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/06/05
N/A
Northern Trust Bank
WIRE
TRANSFEREd & Diane
Steinhauser
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/06/05
N/A
Northern Trust Bank
WIRE
TRANSFERDominique &
Caroline
Schmidt/Schwa
b
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/06/05
N/A
Dominique Schmidt &
Caroline Schwab
Full
Redemption
Page 27 of 75
(Payee)/Payor
QB Only
Memo
Deposit
X
March 05
Office Fee
Amount
300,000.00
(5,000.00)
200,000.00
(200.01)
(22.00)
(22.00)
(85,000.00)
(270,000.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/06/05
N/A
Ellen Schwab
Full
Redemption
(1,300,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/06/05
N/A
Millennium Trust FBO Marcy Schwartz
Full
Redemption
(265,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/08/05
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Valhalla
Invesment
Partners 1618
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/11/05
1344
Scoop Management,
Inc. / Northern Trust
#4544
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/12/05
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/13/05
N/A
Vahalla Management,
Inc. / Northern Trust
#0901
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/13/05
N/A
Northern Trust Bank
WIRE
TRANSFEREllen Schwab
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/13/05
N/A
Northern Trust Bank
WIRE
TRANSFEREd & Diane
Steinhauser
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/13/05
N/A
Northern Trust Bank
WIRE
TRANSFERDominique &
Caroline
schmidt/Schwa
b
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/13/05
N/A
Northern Trust Bank
WIRE
TRANSFERMark and Judy
Williams
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/13/05
N/A
Northern Trust Bank
WIRE
TRANSFERRobert W.
Wilkes, Jr.
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/13/05
N/A
Northern Trust Bank
WIRE
TRANSFERSEB FBO OPM
Alpha Euro
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/13/05
N/A
Northern Trust Bank
WIRE
TRANSFERSEB FBO OPM
Alpha USD
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/13/05
N/A
Northern Trust Bank
WIRE
TRANSFERSEB FBO OPM
Alpha
(22.00)
Page 28 of 75
(Payee)/Payor
QB Only
X
Memo
April 05 Office
Fee
Amount
6,225,000.00
(5,000.00)
600,000.00
(807,624.13)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/13/05
N/A
Northern Trust Bank
WIRE
TRANSFERTruman Brooks
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/13/05
N/A
Dominique Schmidt &
Caroline Schwab
Full
Redemption
(15,664.23)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/13/05
N/A
Ellen Schwab
Full
Redemption
(122,307.19)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/13/05
N/A
Goldman Sachs
Full
Redemption
(119,364.76)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/13/05
N/A
Mark H. & Judy King
Williams
Full
Redemption
(270,168.62)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/13/05
N/A
Millennium Trust FBO Marcy Schwartz
Full
Redemption
(25,155.84)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/13/05
N/A
Robert E. Wilkes
Full
Redemption
(383,919.88)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/13/05
N/A
SEB FBO OPM Alpha
Full
Redemption
(2,910,535.57)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/13/05
N/A
SEB FBO OPM Alpha
Euro
Full
Redemption
(800,027.56)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/13/05
N/A
SEB FBO OPM Alpha
USD
Full
Redemption
(2,162,768.12)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/15/05
1352
Lincoln Trust
Company #60651676
C/O Merlyn
Lofgren IRA,
Acct.
60651676/Red
emption
(9,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/15/05
1348
The Wintsch Family
Trust
REDEMPTION
(15,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/15/05
1353
Holland & Knight, LLP
Invoice
1768533
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/18/05
1345
Chester and Carrie
Zinn, Jr.
Redemption
(65,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/18/05
1347
Zinn Family Trust
Partial
Withdrawal
(20,000.00)
Page 29 of 75
(Payee)/Payor
QB Only
Memo
Amount
(22.00)
(323.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
(Payee)/Payor
QB Only
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/19/05
1350
Samuel Robert
Castaldo
REDEMPTION
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/20/05
1346
David C. Quade
Partial
Withdrawal
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
04/27/05
N/A
Allergy & Asthma
Center, PC ERP
Deposit
500,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/28/05
N/A
ABN Amro Bank N.V.,
London Branch
Deposit
1,000,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
05/02/05
1355
Scoop Management,
Inc. / Northern Trust
#4544
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
05/03/05
N/A
Northern Trust Bank
WIRE
TRANSFERSLK
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
05/03/05
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Funds TransferSLK
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
05/06/05
1354
Yellow Book
Listing/05
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
05/26/05
N/A
John & Susan Minor,
Tenants in Common
Deposit
250,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
05/31/05
N/A
W. Thomas Veal, Jr.
DDS, Inc Retirement
Deposit
65,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
06/01/05
N/A
Michael A. Burgess
Deposit
250,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
06/01/05
1356
Scoop Management,
Inc. / Northern Trust
#4544
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
06/06/05
N/A
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
06/09/05
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
06/09/05
X
May 05 Office
Fee
Amount
(45,000.00)
(100,000.00)
(5,000.00)
(22.00)
(1,500,000.00)
(207.00)
June 05 Office
Fee
(5,000.00)
International Dev.
Group, Inc. DBP dtd
Deposit
30,000.00
N/A
SEB FBO OPM Alpha
Final
Redemption
(43,981.62)
N/A
SEB FBO OPM Alpha
Euro
Final
Redemption
(13,550.11)
Page 30 of 75
X
Memo
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
(Payee)/Payor
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
06/09/05
N/A
SEB FBO OPM Alpha
USD
Final
Redemption
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
06/09/05
N/A
Northern Trust Bank
Wire Fee's
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
06/09/05
N/A
Northern Trust Bank
Wire Fee's
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
06/09/05
N/A
Northern Trust Bank
Wire Fee's
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
06/09/05
N/A
Northern Trust Bank
Wire Fee's
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
06/09/05
N/A
Northern Trust Bank
Wire Fee's
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
06/09/05
N/A
Northern Trust Bank
Wire Fee's
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
06/09/05
N/A
Northern Trust Bank
Wire Fee's
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
06/09/05
N/A
Northern Trust Bank
Wire Fee's
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
06/09/05
N/A
Northern Trust Bank
Wire Fee's
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
06/09/05
N/A
Dominique Schmidt &
Caroline Schwab
Partial
Redemption
(5,206.91)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
06/09/05
N/A
Ellen Schwab
Partial
Redemption
(21,026.39)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
06/09/05
N/A
Mark H. & Judy King
Williams
Partial
Redemption
(7,266.30)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
06/09/05
N/A
Millennium Trust FBO Marcy Schwartz
Partial
Redemption
(5,210.32)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
06/09/05
N/A
Robert W. Wilkes, Jr.
Partial
Redemption
(6,276.95)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
06/09/05
N/A
Goldman Sachs and
Company
Funds Transfer
(2,086.59)
Page 31 of 75
QB Only
Memo
Amount
(31,361.15)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
06/10/05
1357
Corporation Service
Company
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
06/22/05
1358
Michael D. Zucker
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
06/29/05
N/A
MMG Bank & Trust,
Ltd.
Deposit
475,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
07/01/05
N/A
International Dev.
Group, Inc. DBP dtd
Deposit
30,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
07/01/05
N/A
Jean Weidner
Deposit
10,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/01/05
1360
Mason FLLLP
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/01/05
1362
Robert E. Wilkes
Revocable Trust
Dated
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/01/05
1361
Robert Wilkes
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
07/05/05
N/A
Northern Trust Bank
Wire Fee's
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
07/05/05
N/A
Northern Trust Bank
Wire Fee's
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/05/05
N/A
Carrswold Partnership
Carrswold
Partnership
(524,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/05/05
N/A
Herbert Wintsch
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/05/05
1363
Scoop Management,
Inc. / Northern Trust
#4544
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/06/05
N/A
J. Bruce Riddle
Deposit
300,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/06/05
N/A
Wagner Living Trust
Deposit
350,000.00
Page 32 of 75
(Payee)/Payor
QB Only
Memo
Invoice
70161467
Amount
(157.00)
(2,000.00)
(15,000.00)
Partial
Redemption
X
(50,000.00)
Partial
Redemption
(50,000.00)
(15,000.00)
X
July 05 Office
Fee
(5,000.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/11/05
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Valhalla
Invesment
Partners 1618
300,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/11/05
1364
Zinn Family Trust
Partial
Redemption
(20,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
07/12/05
N/A
Neil V. Moody
Deposit
124,504.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
07/12/05
N/A
Vahalla Management,
Inc. / Northern Trust
#0901
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
07/12/05
N/A
Northern Trust Bank
Wire Fee's
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
07/12/05
N/A
Northern Trust Bank
Wire Transfer
Fee
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/12/05
N/A
Lincoln Trust Co-FBO
Merlyn W.V. Lofgren
Redemption
(90,348.66)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/12/05
N/A
Vivian K. Kouvant
Partial
Redemption
(45,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/15/05
1359
Florida Department of
Revenue
2005 DR 601C
, 65-0907461
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/15/05
1366
Prasad V. Podila
Partial
Redemption
(85,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/21/05
1365
David C. Quade
Partial
Withdrawal
(200,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
07/27/05
N/A
John & Susan Minor,
Tenants in Common
Deposit
100,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/29/05
N/A
EFG Bank
Deposit
400,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
08/01/05
N/A
Jamiscott, LLC
Deposit
1,000,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
08/01/05
N/A
Northern Trust Bank
Deposit
319.20
Page 33 of 75
(Payee)/Payor
QB Only
Memo
Amount
(999,404.48)
(2,299.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
08/01/05
N/A
Claridge Associates,
LLC
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
08/01/05
1367
Scoop Management,
Inc. / Northern Trust
#4544
August 2005
Office Fee
(5,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
08/09/05
N/A
Northern Trust Bank
GS Transfer
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
08/09/05
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Goldman
Sachs
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
08/30/05
N/A
Bank Vontobel VG
Deposit
300,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
09/01/05
N/A
Bay Roc Associates,
LLC
Deposit
1,000,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
09/02/05
N/A
International Dev.
Group, Inc. DBP dtd
Deposit
30,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
09/02/05
N/A
Michelle Paolino
Deposit
200,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
09/02/05
1368
Scoop Management,
Inc. / Northern Trust
#4544
September 05
Office Fee
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
09/26/05
N/A
Gerald Gordon, tod
Leah Gordon
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
09/27/05
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Valhalla
Invesment
Partners 1618
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
09/28/05
N/A
Wagner Living Trust
Deposit
400,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
09/30/05
N/A
Northern Trust Bank
Deposit
1,855.01
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
09/30/05
N/A
Vivien Yu, Trust
Deposit
250,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
09/30/05
N/A
W. Thomas Veal, Jr.
DDS, Inc Retirement
Deposit
25,998.06
Page 34 of 75
(Payee)/Payor
QB Only
Memo
Amount
1,000,000.00
(2,550,000.00)
(5,000.00)
250,000.00
3,500,000.00
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
09/30/05
1373
Scoop Management,
Inc. / Northern Trust
#4544
October 05
Office Fee
(5,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
10/03/05
N/A
International Dev.
Group, Inc. DBP dtd
Deposit
43,487.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
10/03/05
N/A
Northern Trust Bank
Deposit
4,939.83
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/03/05
N/A
Jamiscott, LLC
Deposit
1,000,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/03/05
N/A
Viking Fund, LLC /
Northern Trust #0928
Northern Trust
PP Transfer
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/03/05
N/A
Northern Trust Bank
Wire Fee for
Vivian Kouvant
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/03/05
N/A
Northern Trust Bank
Wire Fee for
Bruehl Trust
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/03/05
N/A
Northern Trust Bank
Wire Fee for
Celt, Inc.
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/03/05
N/A
Northern Trust Bank
Wire Fee for
Daley
Investment
Trust
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/03/05
N/A
Northern Trust Bank
Wire Fee for
Kenneth
Ackerman
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/03/05
N/A
Northern Trust Bank
Wire Fee for
Carrswold
Ptnship
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/03/05
N/A
MMG Bank & Trust,
Ltd.
Deposit
330,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/03/05
N/A
Bruehl Family Trust
Partial
Redemption,
3rd Qtr
(37,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/03/05
N/A
Celt, Inc.
Partial
Redemption
3rd Qtr. 2005
(190,109.86)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/03/05
N/A
Daley Investment
Trust
Partial
Redemption,
3Rd Qtr 2005
(200,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/03/05
N/A
Kenneth Ackerman
3rd Qtr.2005
(600,000.00)
Page 35 of 75
(Payee)/Payor
QB Only
Memo
Amount
125,000.00
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/03/05
1376
Mason FLLLP
Partial
Redemption,
3rd Qtr. 2005
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/03/05
N/A
The Carrsworld
Partnership Valhalla
Fund
Partial
Redemption
3rd QTR 2005
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/03/05
N/A
Vivian K. Kouvant
Partial
Redemption
3rd Qtr. 2005
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/04/05
1372
Holland & Knight, LLP
Invoice
1835817
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/07/05
N/A
Vahalla Management,
Inc. / Northern Trust
#0901
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/07/05
N/A
Millenium Trust Co.
FBO Stan Mason
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/11/05
N/A
Northern Trust Bank
Wire Fee for
Dekker Capital
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/11/05
N/A
Northern Trust Bank
Wire Fee for
EMPG NW PC
MPP & PS
Trust, Dan Zak
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/11/05
N/A
Northern Trust Bank
Wire Fee for
Dan Zak
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/11/05
N/A
Dekker Capital
Management, LLC
Management &
Performance
Fee
Determination/
Assessment
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/11/05
1369
Charles D. Sewell
Partial
Redemption
(3,200.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/11/05
N/A
Daniel Zak
Full
Redemption,
3rd Qtr.
(457,842.24)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/11/05
N/A
EMPG - NW P.C.
MPP & PS Trust
Full
Redemption,
3rd Qtr 2005
(117,978.68)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/12/05
1370
Zinn Family Trust
Partial
Redemption
(20,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/14/05
1371
David C. Quade
Partial
Redemption
(100,000.00)
Page 36 of 75
(Payee)/Payor
QB Only
Memo
Amount
(15,000.00)
(3,239,030.00)
(25,000.00)
(482.17)
(1,070,253.06)
341,550.94
(41,133.23)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/14/05
1374
Prasad V. Podila
Partial
Redemption,
3rd Qtr 2005
(35,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/21/05
N/A
Northern Trust Bank
Wire Fee for
GS
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/21/05
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Goldman
Sachs
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
10/25/05
N/A
James Teng
Deposit
15,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
10/25/05
N/A
Mason FLLLP
Deposit
55,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
11/01/05
N/A
Larry J. Collier
Valhalla
Deposit
20,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
11/01/05
N/A
Northern Trust Bank
Deposit
5,722.86
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
11/01/05
1378
Scoop Management,
Inc. / Northern Trust
#4544
November 05
Office Fee
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
11/07/05
N/A
West Coast Properties
Deposit
150,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
11/21/05
N/A
Patrick W. Peavy
Deposit
200,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
11/23/05
N/A
Jonh & Susan Minor
Deposit
150,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
11/23/05
N/A
KCL Corporation
Deposit
150,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
11/28/05
N/A
Vivien Yu TTEE
Deposit
10,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
11/30/05
1379
Scoop Management,
Inc. / Northern Trust
#4544
December 05
Office Fee
(5,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
12/01/05
N/A
Curtis Campaigne
Deposit
Page 37 of 75
(Payee)/Payor
QB Only
Memo
Amount
(1,650,000.00)
(5,000.00)
200,000.00
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
12/01/05
N/A
Unknown
Deposit
975.09
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
12/02/05
N/A
Blue + Gold
Corporation
Deposit
250,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
12/05/05
N/A
Trevor Taylor
Deposit
75,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
12/06/05
1380
Holland & Knight, LLP
Invoice
1863276 &
1863281
(14,841.40)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
12/07/05
N/A
Steven R. Smith
Deposit
250,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
12/07/05
1382
Michael D. Zucker
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
12/09/05
N/A
Trevor Taylor
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
12/12/05
N/A
Northern Trust Bank
Wire Fee
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
12/12/05
N/A
Flagship Health Care
Management
Private
Offering
(250,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
12/20/05
N/A
Chun-Hui Teng
Deposit
50,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
12/20/05
N/A
Henry M. Buhl
Deposit
500,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
12/21/05
N/A
VALHALLA
INVESTMENT
PARTNERS LP / SG
AMERICAS
SECURITIES #7219
SG Americas
Securites, LLC
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
12/22/05
N/A
Richard Levine
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
12/22/05
1384
Holland & Knight, LLP
Invoice
1883738
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
12/27/05
N/A
Northern Trust Bank
Wire FeeRobert Bullock
Page 38 of 75
(Payee)/Payor
QB Only
Memo
Amount
(1,500.00)
65,000.00
(22.00)
1,079,185.01
100,000.00
(558.20)
(22.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
12/27/05
N/A
Northern Trust Bank
Wire Fee-Carl
Wierum
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
12/27/05
N/A
Northern Trust Bank
Wire Fee-John
Grover
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
12/27/05
N/A
Lincoln Trust - FBO
John Grover
Partial W/D 4th
Qtr 2005
(65,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
12/27/05
N/A
Millennium Trust FBO Carl Wierum
Partial
Redemption
4th Qtr. 2005
(27,550.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
12/27/05
N/A
Robert Bullock
Partial
Withdrawl 4th
Qtr. 2005
(22,770.86)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
12/29/05
N/A
Vivien Yu, Trust
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
12/29/05
N/A
Greg Osborn
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
01/03/06
N/A
Northern Trust Bank
Wire Fees-
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
01/03/06
N/A
Northern Trust Bank
Deposit
5,827.78
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/03/06
N/A
Michael A. Burgess
Deposit
220,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/03/06
N/A
Anderson Family Trust
(Linda White)
4th Qtr 2005
(35,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/03/06
1389
Carol C. Wilkes,
Revocable Trust dtd
Partial
Redemption
(75,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/03/06
N/A
John P. & Linda R.
Evans
4th Qtr 2005
(150,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/03/06
N/A
Lincoln Trust - FBO
Thomas Lively
4th Qtr
Redemption
(7,500.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/03/06
N/A
Mason FLLLP
Partial
Redemption
4th Qtr 2005
(15,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/03/06
1390
Robert E. Wilkes
Revocable Trust
Dated
Partial
Redemption
(75,000.00)
Page 39 of 75
(Payee)/Payor
QB Only
X
Memo
Deposit Guarantee
Payable
Amount
10,000.00
5,000.00
(110.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/03/06
N/A
Vivian K. Kouvant
Partial
Redemption
4th Qtr. 2005
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/03/06
1385
Scoop Management,
Inc. / Northern Trust
#4544
January 06
Office Fee
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/04/06
1394
Millennium Trust FBO Hamilton Hagar
Millennium
Trust FBO
Hamilton
Hagar
#90H116015
Roth IRA
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
01/06/06
N/A
Vahalla Management,
Inc. / Northern Trust
#0901
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
01/09/06
N/A
Northern Trust Bank
Wire FeeDekker Capital
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/09/06
N/A
Dekker Capital
Management, LLC
Management &
Performance
Fee
Determination/
Assessment
(81,969.10)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
01/10/06
N/A
Northern Trust Bank
Wire Fee-
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
01/10/06
N/A
EFG Bank
Full
Redemption
(439,209.50)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
01/10/06
N/A
Millennium Tst - FBO
All Weather FOF
Full
Redemption
(353,970.49)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/11/06
1395
Advent Software Inc.
Customer
047893,
Maintenance
Renewal
(3,868.93)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/11/06
1393
The M.B. Winstead
Family Trust
Partial
Redemption
(20,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/11/06
1387
Walter & Esther
Bahler
Partial
Redemption
(50,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/11/06
1388
Zinn Family Trust
Partial
Redemption
(20,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/12/06
1386
Charles D. Sewell
Partial
Redemption
(6,500.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/17/06
1391
Castaldo Family Trust
Partial
Withdrawal
(35,000.00)
Page 40 of 75
(Payee)/Payor
QB Only
Memo
Amount
(40,000.00)
(5,000.00)
(60,000.00)
(1,592,149.42)
(44.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
01/20/06
N/A
Dr. Patrick W. Peavy
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/26/06
1396
David C. Quade
Partial
Redemption
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/26/06
N/A
MAN Financial Inc.
Deposit
211,891.52
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/27/06
N/A
Millennium Trust FBO Hamilton Hagar
Deposit
60,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
01/30/06
N/A
Northern Trust Bank
Wire FeeSharon Moody
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/30/06
N/A
Millenium Trust - FBO
Sharon Moody
Partial
Withdrawal
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
01/31/06
N/A
Vivien Yu, Trust
Deposit
150,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
02/01/06
N/A
Northern Trust Bank
Deposit
3,140.36
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
02/07/06
1397
Scoop Management,
Inc. / Northern Trust
#4544
February 06
Office Fee
(5,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
02/10/06
N/A
YMCA Foundation of
Sarasota
Deposit
71,111.40
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
02/21/06
N/A
Laurent Mayer &
Cristina Cantu Diaz
Family
Deposit
250,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
02/24/06
N/A
Unknown
Deposit
11,349.32
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
02/27/06
N/A
W. Thomas Veal, Jr.
DDS, Inc Retirement
Deposit
88,865.19
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
03/01/06
N/A
Northern Trust Bank
Deposit
1,298.69
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
03/01/06
N/A
Vivien Yu, Trust
Deposit
400,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
03/02/06
N/A
Unknown
Margin Return,
ending balance
Page 41 of 75
(Payee)/Payor
QB Only
Memo
Amount
100,000.00
(150,000.00)
(22.00)
(200,580.00)
431.23
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
03/06/06
1398
Scoop Management,
Inc. / Northern Trust
#4544
March 06
Office Fee
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
03/14/06
N/A
Unknown
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
03/15/06
1399
MAN Financial Inc.
34-35649
(786.06)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
03/22/06
1400
Delaware Secretary of
State
file #3024290
(200.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
03/30/06
N/A
Natalie Bergstein
Trust uad 4/26/89
Deposit
500,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
04/01/06
N/A
Northern Trust Bank
Deposit
4,061.01
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
04/03/06
N/A
Robert L. Brand, Trust
Deposit
250,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/03/06
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Valhalla
Invesment
Partners 1618
800,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/03/06
N/A
Vivian K. Kouvant
Partial
Redemption
(60,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/03/06
1411
Scoop Management,
Inc. / Northern Trust
#4544
April 06 Office
Fee
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/04/06
N/A
Northern Trust Bank
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/04/06
1410
Curtis A. Campaigne
Valhalla Fund
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/04/06
N/A
JOHN AND LINDA
EVANS
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/04/06
1412
Mason FLLLP
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/04/06
N/A
National Financial
Services
Page 42 of 75
(Payee)/Payor
QB Only
Memo
Amount
(5,000.00)
1,593.75
(5,000.00)
(88.00)
Partial
Redemption
(200,000.00)
(25,000.00)
Partial
Redemption,
1st Qtr. 2006
(12,000.00)
(100,000.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
(Payee)/Payor
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/04/06
N/A
Norman S. Buys, M.D.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/04/06
N/A
The Carrsworld
Partnership Valhalla
Fund
Partial
Redemption
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/07/06
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Valhalla
Invesment
Partners 1618
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/07/06
1408
Trevor Taylor
Partial
Redemption
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/10/06
N/A
Northern Trust Bank
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/10/06
N/A
Vahalla Management,
Inc. / Northern Trust
#0901
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/10/06
N/A
Northern Trust Bank
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/10/06
N/A
Northern Trust Bank
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/10/06
N/A
Dekker Capital
Management, LLC
Mgmnt &
Performance
Fee
Determination/
Assessment,
1st Qtr 2006
(86,525.26)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/10/06
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Valhalla
Invesment
Partners 1618
75,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/10/06
1403
Chun-Hui Teng
Partial
Withdrawal
(12,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/10/06
1414
Curtis A. Campaigne
Balance, Full
Redemption to
SR
(11,634.35)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/10/06
1404
Roger & Li Johnson
Partial
Redemption
(50,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/10/06
N/A
The Carrsworld
Partnership Valhalla
Fund
Partial
Redemption
(118,415.24)
Page 43 of 75
QB Only
Memo
Amount
(570,000.00)
(900,000.00)
1,600,000.00
(7,000.00)
(44.00)
1st Qtr 2006
Commissions
(1,180,040.54)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/10/06
1402
Zinn Family Trust
Partial
Redemption
(25,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/11/06
N/A
Unknown
Deposit
540,644.47
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/11/06
1401
Charles D. Sewell
Partial
Redemption
(3,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/11/06
1406
Jean M. Weidner
Partial
Redemption
(10,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/11/06
N/A
Lincoln Trust- FBO
Robert Bullock
REDEMPTION
(540,644.47)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/12/06
1405
David C. Quade
Partial
Redemption
(150,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/12/06
N/A
Fiserv Trust Company
1st Qtr 2006
Redemption
(540,644.47)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/13/06
1407
Kenneth Ackerman
Partial
Redemption
(200,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/14/06
1409
Samuel Robert
Castaldo
Partial
Redemption
(60,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/20/06
1415
Holland & Knight, LLP
Invoice
1930933
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
04/25/06
N/A
Unknown
Deposit
1,552.19
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
04/28/06
N/A
Tina Lee Little
Deposit
100,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/28/06
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Valhalla
Invesment
Partners 1618
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
05/01/06
N/A
Northern Trust Bank
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Transfer
05/01/06
N/A
Viking Fund, LLC /
Northern Trust #0928
Northern Trust
PP Transfer
Page 44 of 75
(Payee)/Payor
QB Only
Memo
Amount
(490.33)
1,450,000.00
2,144.17
(1,450,000.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
05/01/06
1416
Scoop Management,
Inc. / Northern Trust
#4544
May 06 Office
Fee
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
05/15/06
N/A
Unknown
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
05/16/06
1417
Holland & Knight, LLP
Invoice
1943679 &
Invoice
1943675
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
05/19/06
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Valhalla
Invesment
Partners 1618
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
05/22/06
N/A
Northern Trust Bank
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
05/22/06
N/A
Bonds Financial, Inc.
Private
Security
Offering
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
05/26/06
1418
Corporation Service
Company
Acct 7405424,
Invoice
70620404
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
06/01/06
N/A
Unknown
Deposit
25,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
06/01/06
N/A
Northern Trust Bank
Deposit
690.65
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
06/01/06
1419
Scoop Management,
Inc. / Northern Trust
#4544
June 06 Office
Fee
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
06/12/06
N/A
Unknown
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
06/23/06
1420
Yellow Book
Listing/06
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
06/27/06
N/A
Leah A. Barker
Deposit
300,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
07/01/06
N/A
Northern Trust Bank
Deposit
393.59
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/05/06
1425
Mason FLLLP
2nd Qtr 2006
Partial
Redemption
Mason FLLLLP
Page 45 of 75
(Payee)/Payor
QB Only
Memo
Amount
(5,000.00)
1,822.92
(1,583.49)
400,000.00
(22.00)
(500,000.00)
(163.00)
(5,000.00)
1,921.88
(484.00)
(12,000.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/05/06
1423
Scoop Management,
Inc. / Northern Trust
#4544
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
07/06/06
N/A
Northern Trust Bank
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/06/06
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Valhalla
Invesment
Partners 1618
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/06/06
N/A
Vivian K. Kouvant
Partial
Redemption,
2nd Qtr 2006
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
07/07/06
N/A
Northern Trust Bank
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/07/06
N/A
Dekker Capital
Management, LLC
Mgmnt &
Performance
Fee
Determination/
Assessment,
2nd Qtr 2006
(139,583.33)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/07/06
N/A
Celt, Inc
Partial
Redemption
2nd Qtr. 2006
(164,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/07/06
N/A
Dale Cunningham,
Trust 2
2nd Qtr 2006
(250,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/07/06
N/A
Millennium Trst - FBO
Stanley Mason, Jr
FBO Stanley
Mason, JR
905426011
(365,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/10/06
1427
Sharon G. Moody Rev
Trust
2nd Qtr 2006
(100,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
07/12/06
N/A
Vahalla Management,
Inc. / Northern Trust
#0901
2nd Qtr 2006
Commissions
(702,083.25)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
07/12/06
N/A
Northern Trust Bank
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
07/12/06
N/A
Northern Trust Bank
(22.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/12/06
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Page 46 of 75
(Payee)/Payor
QB Only
Memo
July 06 Office
Fee
Amount
(5,000.00)
(22.00)
1,300,000.00
(40,000.00)
(88.00)
Valhalla
Invesment
Partners 1618
1,375,000.00
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/12/06
N/A
KCL Corporation
Full
Redemption
(432,007.64)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/12/06
N/A
Michael A. Burgess
FR
(536,117.46)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/13/06
1430
David C. Quade
Partial
Redemption
(50,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/13/06
1428
Trevor Taylor
2nd Qtr 2006
(11,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/13/06
1431
YMCA Foundation of
Sarasota, Inc.
2nd Qtr 2006
(2,947.70)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/13/06
1429
Zinn Family Trust
Partial
Redemption
(25,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/13/06
1421
Florida Department of
Revenue
65-0907461
(2,400.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/19/06
1426
Steven D. Wood,
Living Trust
2nd Qtr 2006
(75,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/31/06
1432
Michelle Paolino
2nd Qtr 2006
Redemption
(100,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
08/01/06
N/A
Northern Trust Bank
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
08/01/06
1435
Scoop Management,
Inc. / Northern Trust
#4544
August 06
Office Fee
(5,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
08/02/06
1433
Mississippi Secretary
of State
Filing Fees
(50.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
08/02/06
1434
Mississippi Secretary
of State
Filing Fees
(50.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
08/11/06
N/A
Unknown
Deposit
1,991.32
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
08/17/06
N/A
Unknown
Deposit
1,878.47
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
08/17/06
N/A
Northern Trust Bank
Deposit Return
Chk
Page 47 of 75
(Payee)/Payor
QB Only
Memo
Amount
1,589.71
(6.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
08/17/06
N/A
Flagship
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
08/18/06
1436
Holland & Knight, LLP
Invoice
1981613
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
08/22/06
N/A
Unknown
Deposit
1,991.32
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
09/01/06
N/A
Northern Trust Bank
Deposit
160.11
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
09/05/06
1437
Scoop Management,
Inc. / Northern Trust
#4544
September 06
Office Fee
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
09/14/06
1438
Holland & Knight, LLP
Invoice
1993145
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
09/18/06
N/A
Unknown
Deposit
1,991.32
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
10/02/06
N/A
Northern Trust Bank
Deposit
150.63
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/02/06
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Valhalla
Invesment
Partners 1618
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/03/06
N/A
Northern Trust Bank
Wire Fees
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/03/06
N/A
Competitive Capital
Partners, LP
3rd Qtr 2006
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/03/06
N/A
Fiserv Trust Company
Tom Lively, 3rd
Qtr 2006
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/03/06
N/A
JOHN AND LINDA
EVANS
3rd Qtr 2006
(100,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/03/06
1442
Mason FLLLP
Partial
Redemption
3rd Qtr 2006
(10,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/03/06
N/A
Natalie B. Nilon
3rd Qtr 2006
(20,000.00)
Page 48 of 75
(Payee)/Payor
QB Only
Memo
X
Deposit Return
Chk for
Flagship
Amount
(1,991.32)
(367.82)
(5,000.00)
(52.50)
2,500,000.00
(110.00)
(500,000.00)
(25,000.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/03/06
1447
The M.B. Winstead
Family Trust
Partial
Redemption3rd Qtr 2006
(25,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/03/06
N/A
Vivian K. Kouvant
Partial
Redemption,
3rd Qtr 2006
(35,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/05/06
1445
Sharon G. Moody,
Revocable Trust
Valhalla
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/09/06
N/A
Vahalla Management,
Inc. / Northern Trust
#0901
3rd Qtr 2006
Commissions
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/10/06
N/A
Unknown
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/10/06
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Valhalla
Invesment
Partners 1618
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/12/06
1439
Bradd & Joan
Christensen
3rd Qtr 2006
Redemption
(300,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/12/06
1440
Ryk & Heather
Schoonheim
3rd Qtr
Redemption
(200,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/12/06
1444
Walter Bahler
Partial
Redemption,
3rd Qtr 2006
(75,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/13/06
1443
Chester and Carrie
Zinn, Jr.
Partial
Redemption
3rd Qtr 2006
(50,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/13/06
1446
Trevor Taylor
3rd Qtr 2006
(20,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
10/16/06
N/A
Unknown
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/19/06
1448
Scoop Management,
Inc. / Northern Trust
#4544
October 06
Office Fee
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/20/06
N/A
Northern Trust Bank
Wire Fees
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/20/06
N/A
Dekker Capital
Management, LLC
Mgmnt &
Performance
Fee
Determination/
Assessment,
3rd Qtr 2006
Page 49 of 75
(Payee)/Payor
QB Only
Memo
Amount
(200,000.00)
(976,385.66)
36,621.84
825,000.00
1,927.08
(5,000.00)
(22.00)
(14,848.25)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/23/06
1450
Zinn Family Trust
Partial
Redemption,
3rd Qtr. 2006
(345,244.04)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/23/06
1451
Zinn Family Trust
Partial
Redemption,
3rd Qtr. 2006
(345,244.03)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
10/30/06
N/A
Dr. Patrick W. Peavy
Deposit
300,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
N/A
11/1/2006
N/A
CGC (NA) as nom for
TS Multistrategy
Deposit
3,000,000.00
11/1/2006
1452
Scoop Management,
Inc. / Northern Trust
#4544
November 06
Office Fee
Northern Trust Valhalla Investment 750899
Partners, L.P.
(Payee)/Payor
QB Only
Memo
Amount
(5,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
N/A
11/03/06
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
X
Funds Transfer
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
11/03/06
N/A
Northern Trust Bank
X
Wire Fees
Northern Trust Valhalla Investment 750899
Partners, L.P.
N/A
N/A
Dancing Dollars
Valhalla Fund
Deposit
11/08/06
1453
The Wintsch Family
Trust
Partial
Withdrawal
11/14/2006
N/A
Unknown
Deposit
11/20/06
1454
Holland & Knight, LLP
Invoice
2017399
11/30/2006
N/A
Unknown
Deposit
3,642.91
Northern Trust Valhalla Investment 750899
Partners, L.P.
Northern Trust Valhalla Investment 750899
Partners, L.P.
N/A
Northern Trust Valhalla Investment 750899
Partners, L.P.
11/6/2006
(3,300,000.00)
(22.00)
250,000.00
(100,000.00)
1,991.32
(138.96)
Northern Trust Valhalla Investment 750899
Partners, L.P.
N/A
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
12/01/06
N/A
Steven Russell Smith
Deposit
75,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
12/01/06
N/A
Northern Trust Bank
Deposit
2,892.59
Page 50 of 75
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
12/01/06
1455
Scoop Management,
Inc. / Northern Trust
#4544
December 06
Office Fee
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
12/07/06
N/A
Alexis Michelle & Tyler
Brand Stall Trust
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
12/11/06
N/A
Northern Trust Bank
Wire Fees
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
12/11/06
N/A
Dekker Capital
Management, LLC
Mgmnt &
Performance
Fee
Determination/
Assessment,
3rd Qtr 2006
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
12/18/06
N/A
Unknown
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
12/19/06
1456
Holland & Knight, LLP
Invoice
2037431
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
12/21/06
N/A
Northern Trust Bank
Wire Fees
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
12/21/06
N/A
Bonds Financial, Inc.
Private
Security
Offering
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
12/26/06
N/A
Northern Trust Bank
Wire Fees
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
12/26/06
N/A
Millennium Trust FBO Carl Wierum
Partial
Redemption
4th Qtr. 2006
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
01/02/07
N/A
Northern Trust Bank
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
01/03/07
N/A
6040004080
Carol C.
Wilkes Rev.
Trust Dtd
3/19/2 and
Robert Wilkes
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/03/07
N/A
Dancing Dollars
Valhalla Fund
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/03/07
1457
Mason FLLLP
Partial
Redemption,
1st Qtr. 2007
Page 51 of 75
(Payee)/Payor
QB Only
Memo
Amount
(5,000.00)
150,000.00
(22.00)
(10,561.21)
1,927.08
(222.00)
(22.00)
(100,000.00)
(22.00)
(33,530.00)
1,716.14
300,000.00
50,000.00
(12,000.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/03/07
1458
Scoop Management,
Inc. / Northern Trust
#4544
January 07
Office Fee
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/05/07
1460
Trevor Taylor
4th Qtr 2006
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
01/08/07
N/A
Northern Trust Bank
Wire Fees
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/08/07
N/A
Millennium Trust FBO David C Quade
4th Qtr 2006
(65,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/08/07
N/A
Millennium Trust FBO Hamilton Hagar
4th Qtr 2006
(7,500.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/08/07
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Valhalla
Invesment
Partners 1618
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/08/07
N/A
James Teng
4th Qtr 2006
(25,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/08/07
N/A
Wagner Living Trust
4th Qtr 2006
(25,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/08/07
N/A
Lincoln Trust - FBO
John Grover
4th Qtr 2006
(80,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/08/07
N/A
Raymond Hill
4th Qtr 2006
(33,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/08/07
N/A
Vivian K. Kouvant
Partial
Redemption,
4th Qtr 2006
(40,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/09/07
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Valhalla
Invesment
Partners 1618
715,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
01/10/07
N/A
Vahalla Management,
Inc. / Northern Trust
#0901
4th Qtr 2006
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/10/07
N/A
Dekker Capital
Management, LLC
Mgmnt &
Performance
Fee
Determination/
Assessment,
4th Qtr 2006
Page 52 of 75
(Payee)/Payor
QB Only
Memo
Amount
(5,000.00)
(10,000.00)
(154.00)
1,150,000.00
(1,145,732.62)
(4,038.64)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/10/07
1459
Geofco Holdings Inc
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/10/07
1461
Sharon G. Moody,
Revocable Trust
Valhalla
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/10/07
1469
Victory IRA Fund, Ltd.
/ Northern Trust #1090
Fiserv, FBO
Robert
Castaldo#0500
60646521
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/12/07
1463
Jean M. Weidner
Partial
Redemption
4th Qtr 2006
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
01/16/07
N/A
Unknown
Deposit
1,991.32
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/16/07
N/A
Daniel Myers
Deposit
117,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/16/07
1462
Chun-Hui Teng
Partial
Withdrawal 4th
Qtr 2006
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/16/07
1465
David C. Quade
Partial
Redemption
4th Qtr 2006
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/17/07
1466
Prasad V. Podila
Partial
Redemption,4t
h Qtr 2006
(50,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/18/07
1464
Castaldo Family Trust
Partial
Withdrawal, 4th
Qtr 2006
(35,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/18/07
1467
Bradd & Joan
Christensen
4th Qtr 2006
Redemption
(350,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
01/19/07
N/A
Northern Trust Bank
NSF Fee
Daniel Myers
(6.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
01/31/07
N/A
Valhalla Management,
Inc.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
02/01/07
N/A
Northern Trust Bank
Deposit
2,181.24
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
02/02/07
N/A
Daniel Myers
Deposit
2,500.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
02/02/07
1471
Scoop Management,
Inc. / Northern Trust
#4544
February 07
Office Fee
Page 53 of 75
(Payee)/Payor
QB Only
Memo
4th Qtr 2006
Redemption
Amount
(300,000.00)
(30,000.00)
(190,750.80)
(15,000.00)
(6,000.00)
(120,000.00)
(8,000.00)
(5,000.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
02/12/07
N/A
Greg Osborn
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
02/12/07
N/A
Northern Trust Bank
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
02/12/07
N/A
Dekker Capital
Management, LLC
Mgmnt &
Performance
Fee
Determination/
Assessment,
1.1.07-1.31.07
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
02/15/07
N/A
Unknown
Deposit
1,991.32
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
02/20/07
N/A
YMCA Foundation of
Sarasota, Inc.
Deposit
20,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
02/22/07
1472
Scoop Management,
Inc.
Advent
Software
(3,935.19)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
03/01/07
N/A
Northern Trust Bank
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
03/02/07
1473
Scoop Management,
Inc. / Northern Trust
#4544
March 2007
Office Fee
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
03/06/07
N/A
Northern Trust Bank
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
03/06/07
N/A
Dekker Capital
Management, LLC
Mgmnt &
Performance
Fee
Determination/
Assessment,
2.1.07-2.28.07
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
03/26/07
N/A
Unknown
Deposit
1,798.61
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
03/27/07
N/A
YMCA Foundation of
Sarasota, Inc.
Deposit
2,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
04/02/07
N/A
Northern Trust Bank
Deposit
778.20
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/02/07
1476
Mason FLLLP
Partial
Redemption,
1st Qtr. 2007
Page 54 of 75
(Payee)/Payor
QB Only
X
Memo
Personal
Gaurantee,
Past
Investment
Amount
17,500.00
(22.00)
(3,486.40)
656.93
(5,000.00)
(22.00)
(4,042.93)
(12,000.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/02/07
1474
Scoop Management,
Inc. / Northern Trust
#4544
April 2007
Office Fee
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/03/07
N/A
Vivian K. Kouvant
Partial
Redemption,
1st Qtr 2007
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/04/07
N/A
Dekker Capital
Management, LLC
Mgmnt &
Performance
Fee
Determination/
Assessment,3.
1.07-3.31.07
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/04/07
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Valhalla
Invesment
Partners 1618
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/04/07
1477
Sharon G. Moody,
Revocable Trust
Valhalla
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/05/07
N/A
Fiserv - FBO Thomas
Lively
1ST Qtr 2007
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/05/07
N/A
John P. & Linda R.
Evans
1st Qtr 2007
(275,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/05/07
N/A
Millennium Trust FBO David C Quade
1ST Qtr 2007
(182,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/05/07
N/A
Millennium Trust FBO Philip Stull
Partial
Redemption,
1st Qtr 2007
(671.77)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/05/07
N/A
Raymond Hill
1st Qtr 2007
(3,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/05/07
N/A
Steven D. Wood,
Living Trust
1st Qtr 2007
(90,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/05/07
N/A
Steven Russell Smith
1st Qtr 2007
(200,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/05/07
N/A
World Opportunity
Fund, LP
1st Qtr 2007
(500,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/10/07
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Valhalla
Invesment
Partners 1618
Page 55 of 75
(Payee)/Payor
QB Only
Memo
Amount
(5,000.00)
(40,000.00)
(3,690.88)
2,100,000.00
(100,000.00)
(9,000.00)
1,150,000.00
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/10/07
1483
The Wintsch Family
Trust
Partial
Withdrawal, 1st
Qtr. 2007
(200,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/11/07
N/A
Vahalla Management,
Inc. / Northern Trust
#0901
1st Qtr 2007
Fees
(980,575.52)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/11/07
N/A
Henry M. Buhl
FR 1st Qtr
2007
(591,756.70)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/11/07
1479
Larry J. Collier
Valhalla
Partial
Redemption
1st Qtr 2007
(10,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/11/07
1482
Trevor Taylor
1st Qtr 2007
(7,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/12/07
1481
Chun-Hui Teng
Partial
Withdrawal 1st
Qtr 2007
(9,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/12/07
1484
Samuel Robert
Castaldo
Partial
Redemption,
1st Qtr 2007
(25,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/12/07
1480
The M.B. Winstead
Family Trust
Partial
Redemption1st Qtr 2007
(12,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/13/07
1486
David C. Quade
Partial
Redemption
1st Qtr 2007
(80,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/16/07
1478
William G. Prime
1st Qtr. 2007
Redemption
(50,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/23/07
1487
Jean M. Weidner
Partial
Redemption
1st Qtr 2007
(15,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/24/07
N/A
Laurent Mayer &
Cristina Cantu Diaz
Family
Deposit
250,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
04/30/07
N/A
YMCA Foundation of
Sarasota, Inc.
Deposit
298,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
05/01/07
N/A
Northern Trust Bank
Deposit
1,966.30
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
05/01/07
1489
Scoop Management,
Inc. / Northern Trust
#4544
May 2007
Office Fee
Page 56 of 75
(Payee)/Payor
QB Only
Memo
Amount
(5,000.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
05/02/07
N/A
Dekker Capital
Management, LLC
Mgmnt &
Performance
Fee
Determination/
Assessment,4.
1.07-4.30.07
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
05/03/07
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Goldman
Sachs
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
05/15/07
N/A
Unknown
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
05/23/07
1490
Delaware Secretary of
State
file #3024290
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
05/25/07
N/A
Bradd & Joan
Christensen
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
05/30/07
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
06/01/07
N/A
Northern Trust Bank
Dividend
income thru
05/31/07
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
06/01/07
1491
Scoop Management,
Inc. / Northern Trust
#4544
June 2007
Office Fee
(5,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
06/06/07
N/A
Dekker Capital
Management, LLC
Mgmnt &
Performance
Fee
Determination/
Assessment,5.
1.07-5.31.07
(4,318.24)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
06/15/07
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Valhalla
Invesment
Partners 1618
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
06/18/07
N/A
Bonds Financial, Inc.
Private
Security
Offering
(150,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
06/28/07
N/A
Vivien Yu, Trust
Deposit
250,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
07/02/07
N/A
Unknown
Deposit
1,927.08
Page 57 of 75
(Payee)/Payor
QB Only
Memo
Amount
(4,071.55)
(525,000.00)
1,991.32
(200.00)
450,000.00
(450,000.00)
264.66
250,000.00
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
07/02/07
N/A
Northern Trust Bank
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/02/07
N/A
Michael Scott and
Barbara Edgecombe
2nd Qtr 2007
Full
Redemption
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/02/07
1492
Scoop Management,
Inc. / Northern Trust
#4544
July 2007
Office Fee
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/03/07
N/A
Caryn R. Comer
2nd Qtr 2007
(50,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/03/07
N/A
Fiserv - FBO Thomas
Lively
2nd Qtr 2007
(14,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/03/07
N/A
Roger & Li Johnson
Partial
Redemption,
2nd Qtr 2007
(100,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/03/07
N/A
Vivian K. Kouvant
Partial
Redemption,2n
d Qtr 2007
(35,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/06/07
N/A
Dekker Capital
Management, LLC
Mgmnt &
Performance
Fee
Determination/
Assessment,6.
1.07-6.30.07
(3,690.88)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/06/07
N/A
Michael Scott and
Barbara Edgecombe
2nd Qtr
2007Full
Redemption
(2,844.53)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
07/09/07
N/A
Vahalla Management,
Inc. / Northern Trust
#0901
2nd Qtr 2007
Fees
(1,095,594.48)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/09/07
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Valhalla
Invesment
Partners 1618
1,900,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/09/07
N/A
Millennium Trust FBO Hamilton Hagar
4th Qtr 2006
(15,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/09/07
N/A
Raymond Hill
2nd Qtr 2007
(3,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/09/07
1493
Tina Lee Little
2nd Qtr 2007
(15,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
07/10/07
N/A
Northern Trust Bank
Ordered
Deposit Slips
(17.50)
Page 58 of 75
(Payee)/Payor
QB Only
Memo
Amount
287.06
(90,000.00)
(5,000.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/10/07
1496
Carol C. Wilkes,
Revocable Trust dtd
Partial
Redemption
(50,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/10/07
N/A
MMG Bank & Trust,
Ltd.
2nd Qtr 2007
(500,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/10/07
1497
Robert E. Wilkes
Revocable Trust
Dated
Partial
Redemption
(50,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/11/07
1501
Scoop Management,
Inc.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/13/07
1494
Mississippi Secretary
of State
Filing Fees
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/16/07
1502
Trevor Taylor
2nd Qtr 2007
Full
Redemption
(113,334.96)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/16/07
1498
YMCA Foundation of
Sarasota, Inc.
2nd Qtr 2007
(4,396.81)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/18/07
1499
Walter & Esther
Bahler
Partial
Redemption,
2nd Qtr 2007
(50,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/19/07
1500
Jansen W. & Kay C.
Taylor, Family L.P.
2nd Qtr 2007
(15,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
07/31/07
N/A
Unknown
Deposit
6,001.73
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/31/07
N/A
International Dev.
Group, Inc. DBP dtd
Deposit
30,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
08/01/07
N/A
Northern Trust Bank
Deposit
606.45
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
08/01/07
1503
Scoop Management,
Inc. / Northern Trust
#4544
August 2007
Office Fee
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
08/13/07
1488
Scoop Management,
Inc. / Northern Trust
#4544
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
08/14/07
N/A
Dekker Capital
Management, LLC
Page 59 of 75
(Payee)/Payor
QB Only
Memo
Amount
(2,000.00)
(50.00)
(5,000.00)
(4,865.25)
Mgmnt &
Performance
Fee
Determination/
Assessment,71
.07-7.31.07
(4,346.29)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
08/16/07
N/A
W. Thomas Veal, Jr.
DDS, Inc Retirement
Deposit
44,361.69
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
08/20/07
N/A
Unknown
Deposit
1,991.32
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
08/22/07
N/A
MAN Financial Inc.
Deposit
500,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
08/23/07
N/A
Forex Capital Markets
LLC
New Trading
Acct.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
08/28/07
N/A
Millenium Trust - FBO
Sharon Moody
Deposit
236,891.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
09/04/07
N/A
Northern Trust Bank
Deposit
518.21
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
09/04/07
1504
Scoop Management,
Inc. / Northern Trust
#4544
September
2007 Office
Fee
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
09/07/07
N/A
Bradd & Joan
Christensen JJ
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
09/11/07
N/A
Dekker Capital
Management, LLC
Mgmnt &
Performance
Fee
Determination/
Assessment,81
.07-8.31.07
(3,931.49)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
09/17/07
N/A
Flagship Health Care
Management
Deposit
31,250.01
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
09/18/07
N/A
W. Thomas Veal, Jr.
DDS, Inc Retirement
Deposit
10,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
09/20/07
N/A
Bradd K. Christensen
Deposit
200,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
09/24/07
N/A
Unknown
Deposit
1,991.32
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
09/24/07
N/A
Vahalla Management,
Inc. / Northern Trust
#0901
3rd Qtr 2007
Fees
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
09/25/07
1505
C.S.C.
Acct 7405424 Invoice
71125403-RF
Page 60 of 75
(Payee)/Payor
QB Only
X
Memo
Amount
(500,000.00)
(5,000.00)
213,915.04
(300,000.00)
(198.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
(Payee)/Payor
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
09/28/07
1506
Holland & Knight, LLP
Invoice
2144693
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
10/01/07
N/A
Northern Trust Bank
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/02/07
N/A
Caryn R. Comer
3rd Qtr 2007
(11,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/02/07
1508
Mason FLLLP
Partial
Redemption
3rd Qtr 2007
(15,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/02/07
N/A
Vivian K. Kouvant
Partial
Redemption,3r
d Qtr 2007
(40,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/02/07
1507
Scoop Management,
Inc. / Northern Trust
#4544
October 2007
Office Fee
(5,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/03/07
N/A
Vahalla Management,
Inc. / Northern Trust
#0901
3rd Qtr 2007
Fees
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/09/07
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Valhalla
Invesment
Partners 1618
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/10/07
N/A
Millennium Trust FBO Hamilton Hagar
3rd Qtr 2007
(7,500.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/10/07
N/A
Millennium Trust FBO Philip Stull
Partial
Redemption,
3rd Qtr 2007
(500.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/10/07
N/A
Caryn Comer
3rd Qtr 2007
(106,489.61)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/10/07
N/A
Fiserv Trust Company
3rd Qtr 2007
(14,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/10/07
N/A
Fiserv Trust Company
3rdQtr 2007
Redemption for
Fred Grea
(15,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/10/07
N/A
Linsco Private Ledger
Corp.
3rd Qtr 2007
(500,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/10/07
N/A
Raymond Hill
3rd Qtr 2007
(3,000.00)
Page 61 of 75
QB Only
Memo
Amount
(252.38)
1,858.45
(300,000.00)
900,000.00
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/10/07
N/A
TD Ameritrade
3rd Qtr 2007
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/11/07
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Valhalla
Invesment
Partners 1618
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/11/07
N/A
Bank of Florida, N.A.
3rd Qtr 2007
(500,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/12/07
N/A
Vahalla Management,
Inc. / Northern Trust
#0901
3rd Qtr 2007
Fees
(227,440.19)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/12/07
1512
Scoop Management,
Inc.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/15/07
N/A
Dekker Capital
Management, LLC
Mgmnt &
Performance
Fee
Determination/
Assessment,91
.07-9.30.07
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/17/07
1510
Jansen W. & Kay C.
Taylor, Family L.P.
3rd Qtr 2007
(13,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/17/07
1511
Larry J. Collier
Valhalla
Partial
Redemption
3rd Qtr 2007
(3,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/19/07
1509
Chester and Carrie
Zinn, Jr.
Partial
Redemption
3rd Qtr 2007
(45,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/19/07
1513
Prasad V. Podila
Partial
Redemption,3r
d Qtr 2007
(31,272.78)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/19/07
1514
Holland & Knight, LLP
Invoice
2152309
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
10/23/07
N/A
Unknown
Deposit
1,702.91
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
10/29/07
N/A
Flagship Health Care
Management
Deposit
10,416.67
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
10/31/07
N/A
Molly Schechter
Deposit
100,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
11/01/07
N/A
Northern Trust Bank
Deposit
641.18
Page 62 of 75
(Payee)/Payor
QB Only
Memo
Amount
(160,000.00)
600,000.00
(2,000.00)
X
(2,593.80)
(422.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
(Payee)/Payor
QB Only
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
11/02/07
N/A
Dekker Capital
Management, LLC
Mgmnt &
Performance
Fee
Determination/
Assessment,10
.1.07-10.9.07
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
11/02/07
1515
Scoop Management,
Inc. / Northern Trust
#4544
November
2007 Office
Fee
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
11/13/07
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Goldman
Sachs
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
11/16/07
N/A
MAN Financial Inc.
Deposit
1,339,107.23
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
11/19/07
N/A
Flagship Health Care
Management
Deposit
12,060.92
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
11/26/07
N/A
Unknown
Deposit
6,742.40
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
12/03/07
N/A
Northern Trust Bank
Deposit
2,178.37
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
12/03/07
1516
Scoop Management,
Inc. / Northern Trust
#4544
December
2007 Office
Fee
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
12/03/07
N/A
Quest Energy
Management Group
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
12/21/07
N/A
Millenium Trust Co.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
12/24/07
N/A
Flagship Health Care
Management
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
12/28/07
N/A
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
01/02/08
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
X
Memo
Amount
(668.08)
(5,000.00)
(75,000.00)
(5,000.00)
(600,000.00)
Partial
Redemption
4th Qtr. 2007
Deposit
11,848.10
Jean Weidner
Deposit
101,000.00
N/A
Northern Trust Bank
Deposit
3,079.60
01/03/08
1518
Scoop Management,
Inc. / Northern Trust
#4544
January 2008
Office Fee
01/07/08
N/A
Unknown
Deposit
Page 63 of 75
X
(38,290.00)
(5,000.00)
5,096.09
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
(Payee)/Payor
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/07/08
1517
Geofco Holdings, Inc.
4th Qtr 2007
Redemption
(100,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/07/08
1519
Mason Family FLLLP
Partial
Redemption
4TH Qtr 2007
(10,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/09/08
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Valhalla
Invesment
Partners 1618
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/09/08
1520
Carol Wilkes
4th Qtr 2007
Partial
Redemption
(50,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/09/08
N/A
Millennium Trust Co.
4th Qtr 2007
(7,500.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/09/08
1521
Robert E. Wilkes
Revocable Trust
Dated
4th Qtr 2007
Partial
Redemption
(50,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/09/08
N/A
The M.B. Winstead
Family Trust
Partial
Redemption4thQtr 2007
(20,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/09/08
N/A
Vivian K. Kouvant
Partial
Redemption,4t
h Qtr 2007
(35,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
01/10/08
N/A
Sharon Moody
Corporate
Deposit.
100,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/10/08
N/A
World Opportunity
Fund, LP
4th Qtr 2007
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/11/08
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Valhalla
Invesment
Partners 1618
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/11/08
N/A
ABN Amro Bank N.V.,
London Branch
4th Qtr 2007
(1,524,915.65)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/11/08
N/A
Dancing Dollars
Valhalla Fund
4th Qtr 2007
(346,243.60)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/11/08
N/A
Fiserv - FBO John
Grover #60653200
4th Qtr 2007
Redemption
(100,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
01/14/08
N/A
Vahalla Management,
Inc. / Northern Trust
#0901
4th Qtr 2007
Fees
(1,157,104.60)
Page 64 of 75
QB Only
Memo
Amount
5,100,000.00
(2,487,000.99)
975,000.00
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/14/08
1529
Scoop Management,
Inc.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/16/08
1522
Jansen W. & Kay C.
Taylor, Family L.P.
4th Qtr 2007
(13,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/17/08
1524
Wayne H & Susan
Zarozny
4th Qtr 2007
Partial
Redemption
(30,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/23/08
1527
Sewell Solutions, LLC
4th Qtr 2007
(20,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/24/08
1523
Chun-Hui Teng
Partial
Withdrawal 4th
Qtr 2007
(12,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
01/24/08
1528
Kenneth Ackerman
Full
Redemption,
4th Qtr 2007
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
01/28/08
N/A
The Wintsch Family
Trust
Deposit
100,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
01/30/08
N/A
International Dev.
Group, Inc. DBP dtd
Deposit
178,324.56
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
01/30/08
N/A
John Grover, TTEE for
CRT of John &
Deposit
255,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
02/01/08
N/A
CGC (NA) as nom for
TS Multistrategy
Deposit
1,000,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
02/01/08
N/A
Northern Trust Bank
Deposit
4,276.53
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
02/01/08
1530
Scoop Management,
Inc. / Northern Trust
#4544
2.08 Office Fee
(5,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
02/04/08
N/A
Flagship Health Care
Management
Deposit
11,776.50
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
02/05/08
N/A
Unknown
Deposit
5,096.09
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
02/05/08
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Goldman
Sachs
Page 65 of 75
(Payee)/Payor
QB Only
Memo
Amount
(2,000.00)
X
(993,188.64)
(1,600,000.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
02/07/08
1531
Scoop Management,
Inc.
Advent
Software
(3,909.38)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
02/15/08
1534
Holland & Knight, LLP
Invoice
2204030
(931.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
02/21/08
1532
New York Department
of Law
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
02/25/08
1533
William G. Prime
4th Qtr. 2007
Redemption
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
02/27/08
N/A
Castaldo Family Trust
Deposit
87,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
02/29/08
N/A
Laurence H. Parry
Deposit
250,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
03/03/08
N/A
Northern Trust Bank
Deposit
448.02
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
03/03/08
1535
Scoop Management,
Inc. / Northern Trust
#4544
3.1.08 Offfice
Fee
(5,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
03/04/08
N/A
Retirement Accts FBO Marv Berkman
Deposit
50,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
03/06/08
N/A
YMCA Foundation of
Sarasota, Inc.
Deposit
120,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
03/06/08
N/A
Flagship Health Care
Management
Deposit
11,687.35
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
03/10/08
N/A
Unknown
Deposit
4,767.31
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
03/17/08
N/A
Bradd & Joan
Christensen JJ
Deposit
58,472.80
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
03/20/08
N/A
Forex Capital Markets,
LLC
Deposit
411,415.23
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
03/21/08
N/A
Flagship Health Care
Management
Deposit
11,407.12
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
03/25/08
1537
Holland & Knight, LLP
Page 66 of 75
(Payee)/Payor
QB Only
Memo
Amount
(1,200.00)
X
X
Invoice
2218389
(50,000.00)
(385.70)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
03/28/08
N/A
W. Thomas Veal, Jr.
DDS, Inc Retirement
Deposit
45,919.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/01/08
N/A
CGC (NA) as nom for
TS Multistrategy
Deposit
1,000,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
04/01/08
N/A
Northern Trust Bank
Deposit
1,111.38
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/01/08
1538
Scoop Management,
Inc. / Northern Trust
#4544
4.1.08 Offfice
Fee
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
04/02/08
N/A
Northern Trust Bank
Deposit, added
2 cents from
last rec bank
off 2 cents
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/02/08
N/A
Vivian K. Kouvant
Partial
Redemption,1s
t Qtr 2008
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/03/08
1541
Mason FLLLP
Partial
Redemption
1st Qtr 2008
(6,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/08/08
N/A
Northern Trust Bank
Ordered
Deposit Slips
(65.50)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/08/08
1540
Kenneth Ackerman
2007 Revised
Full
Redemption
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
04/09/08
N/A
Unknown
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/09/08
1539
Caryn Comer
2007 Revised
Full
Redemptions
(646.52)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/09/08
N/A
Charles Schwab & Co.
2007 Revised
Full
Redemption
(1,569.22)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/09/08
N/A
World Opportunity
Fund LP
2007 Revised
Full
Redemption
(14,123.61)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/10/08
N/A
Vahalla Management,
Inc. / Northern Trust
#0901
1st Qtr 2008
Fees
(336,841.39)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/10/08
N/A
John & Susan Minor,
Tenants in Common
1st Qtr 2008
(200,000.00)
Page 67 of 75
(Payee)/Payor
QB Only
Memo
Amount
(5,000.00)
84.35
(40,000.00)
(4,501.26)
5,096.07
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/10/08
N/A
Millennium Trust Co.
1st Qtr 2008
(22,674.06)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/10/08
N/A
Raymond Hill
1st Qtr 2008
(200,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/11/08
N/A
ABN Amro Bank N.V.,
London Branch
2007 Revised
Full
Redemption
(6,911.10)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/11/08
1542
Mason Family FLLLP
Partial
Redemption
1st Qtr 2008
(4,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/11/08
N/A
Millennium Trust Co.
1st Qtr 2008
(676,313.15)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
04/14/08
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Valhalla
Invesment
Partners 1618
450,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/14/08
1543
Jean M. Weidner
Partial
Redemption
1st Qtr 2008
(25,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
04/15/08
N/A
Vahalla Management,
Inc. / Northern Trust
#0901
1st Qtr 2008
Fees
(762,254.80)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/15/08
1547
Scoop Management,
Inc.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/15/08
1545
Chun-Hui Teng
Partial
Withdrawal 1st
Qtr 2008
(12,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/16/08
1544
King Itl, PSP, TTEE
Robert Kavieff & Terri
1ST QTR
REDEMPTION
2008
(33,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/21/08
1546
Jansen W. & Kay C.
Taylor, Family L.P.
1st Qtr 2008
(13,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
04/24/08
1548
Holland & Knight, LLP
Invoice
2230018
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
05/01/08
N/A
Unknown
Deposit
60,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
05/01/08
N/A
Vivien Yu TTEE
Deposit
500,000.00
Page 68 of 75
(Payee)/Payor
QB Only
Memo
Amount
(2,000.00)
(524.65)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
05/01/08
N/A
Northern Trust Bank
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
05/01/08
1549
Scoop Management,
Inc. / Northern Trust
#4544
5.08 Office Fee
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
05/06/08
N/A
Unknown
Deposit
4,931.70
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
05/06/08
N/A
Flagship Health Care
Management
Deposit
11,382.82
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
05/06/08
N/A
Barbara Edgecombe
5.08
Redemption
(100,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
05/07/08
N/A
Bonds.com Holdings,
Inc.
Private
Security
Offering
(400,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
05/28/08
N/A
Millennium Trust FBO Hamilton Hagar
Deposit
7,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
05/29/08
N/A
YMCA Foundation of
Sarasota, Inc.
Deposit
600,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
06/02/08
N/A
Unknown
Deposit
400.84
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
06/02/08
1551
Scoop Management,
Inc. / Northern Trust
#4544
6.08 Office Fee
(5,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
06/03/08
N/A
International Dev.
Group, Inc. DBP dtd
Deposit
60,556.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
06/06/08
N/A
Unknown
Deposit
5,096.09
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
06/26/08
N/A
Steven D. Wood,
Living Trust
Deposit
50,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
06/30/08
N/A
SG Private Banking
(Suisse) S.A.
Deposit
545,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
07/01/08
N/A
Northern Trust Bank
Deposit
1,308.77
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/01/08
N/A
Vivian K. Kouvant
Partial
Redemption,2n
d Qtr 2008
Page 69 of 75
(Payee)/Payor
QB Only
X
Memo
Amount
1,552.38
(5,000.00)
(40,000.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/01/08
1552
Scoop Management,
Inc. / Northern Trust
#4544
7.08 Office Fee
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/02/08
N/A
Canrol Finance, Ltd
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/03/08
N/A
Barbara Edgecombe
2nd Qtr 2008
(100,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/07/08
1553
Mason FLLLP
Partial
Redemption
2nd Qtr 2008
(15,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
07/08/08
N/A
Unknown
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/08/08
N/A
Bonds.com Holdings,
Inc.
2nd Qtr 2008
(200,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/08/08
1556
Jansen W. & Kay C.
Taylor, Family L.P.
2nd Qtr 2008
(13,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/08/08
1563
Victory Fund LTD
Transfer for
Vivian Yu, 2nd
Qtr 08
(600,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/09/08
1554
Sharon G. Moody,
Revocable Trust
Valhalla
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/10/08
1573
Carol C. Wilkes,
Revocable Trust dtd
2nd Qtr 2008
Partial
Redemption
(25,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/10/08
N/A
International Dev.
Group, Inc. DBP dtd
2nd Qtr 2008
(32,693.33)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/10/08
N/A
Millennium Trust FBO Thomas Lively
RO
2nd Qtr 2008
(10,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/10/08
N/A
RBC Wealth
Management
2nd Qtr 2008
(200,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/10/08
1574
Robert E. Wilkes
Revocable Trust
Dated
2nd Qtr 2008
Partial
Redemption
(25,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/10/08
1572
Viking Fund, LLC
Transfer to
New Viking
Fund from
Douglas Acct.
(381,243.53)
Page 70 of 75
(Payee)/Payor
QB Only
Memo
Amount
(5,000.00)
1,195,000.00
4,931.70
(20,000.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/14/08
1566
YMCA Foundation of
Sarasota, Inc.
2nd Qtr 2008
(22,971.39)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/15/08
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Valhalla
Invesment
Partners 1618
225,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
07/16/08
N/A
Vahalla Management,
Inc. / Northern Trust
#0901
2nd Qtr 2008
Fees
(961,602.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/16/08
1575
Scoop Management,
Inc.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/17/08
1569
Samuel Robert
Castaldo
Partial
Redemption,
2nd Qtr 2008
(25,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/17/08
1567
Wayne H & Susan
Zarozny
2nd Qtr 2008
Partial
Redemption
(25,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/18/08
1568
King Itl, PSP, TTEE
Robert Kavieff & Terri
2nd QTR
REDEMPTION
2008
(33,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/18/08
1565
William G. Prime
2nd Qtr. 2008
Redemption
(100,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
07/24/08
1571
Prasad V. Podila
Partial
Redemption,2n
d Qtr 2008
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
07/25/08
N/A
Intuit
Ordered 500
checks
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/28/08
N/A
Bruce M. Bell
Revocable Trust dtd
11/11/93 Valhalla
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/29/08
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
450,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/29/08
N/A
Quest Energy
Management Group
(500,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
07/31/08
N/A
JDFF Master Fund, LP
Deposit
250,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
08/01/08
N/A
Vivien Yu, Trust
Deposit
750,000.00
Page 71 of 75
(Payee)/Payor
QB Only
Memo
Amount
(2,000.00)
(26,378.73)
(114.68)
250,000.00
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
08/01/08
N/A
Northern Trust Bank
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
08/01/08
1576
Scoop Management,
Inc. / Northern Trust
#4544
8.08 Office
Fees
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
08/05/08
N/A
Unknown
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
08/07/08
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Goldman
Sachs
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
08/15/08
N/A
Vivian K. Kouvant
8.08
(5,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
08/20/08
N/A
Vivian K. Kouvant
8.08
(5,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
08/25/08
N/A
Scott Balher
Deposit
250,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
08/25/08
N/A
Steven D. Wood,
Living Trust
Deposit
50,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
08/25/08
N/A
Bank Julius Baer &
Co., Ltd.
Deposit
250,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
09/02/08
N/A
Dr. Patrick W. Peavy
Deposit
1,000,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
09/02/08
N/A
Northern Trust Bank
Deposit
610.79
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
09/02/08
N/A
Vivian K. Kouvant
9.08
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
09/03/08
N/A
Unknown
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
09/04/08
1577
Scoop Management,
Inc. / Northern Trust
#4544
9.08 Office
Fees
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
09/09/08
1578
Phoenix
Biotechnology, Inc.
20000. shares
of Phoenix
Biotec
Page 72 of 75
(Payee)/Payor
QB Only
Memo
Amount
1,499.82
(5,000.00)
5,507.06
(1,000,000.00)
(10,000.00)
9,342.78
(5,000.00)
(160,000.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
(Payee)/Payor
QB Only
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
10/01/08
N/A
Northern Trust Bank
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/01/08
1579
Tina Lee Little
3rd Qtr 2007
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/02/08
N/A
Viking Fund, LLC /
Northern Trust #0928
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/02/08
1580
Scoop Management,
Inc. / Northern Trust
#4544
10.08 Office
Fees
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
10/03/08
N/A
Unknown
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/06/08
1581
Sharon Moody
Northern Trust Valhalla Investment 750899
Partners, L.P.
Transfer
10/09/08
N/A
Unknown
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/09/08
N/A
Viking Fund, LLC /
Northern Trust #0928
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/09/08
1586
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/09/08
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
Northern Trust Valhalla Investment 750899
Partners, L.P.
X
Memo
Funds Transfer
Amount
2,210.48
(60,000.00)
(500,000.00)
(5,000.00)
9,041.40
(50,000.00)
Transfer
Request - Fund
TF#262904
Intern
100,000.00
Funds Transfer
(390,000.00)
Carol C. Wilkes,
Revocable Trust dtd
3RD Qtr 2008
Partial
Redemption
(25,000.00)
N/A
Fiserv - FBO Fred J
Grae #60654049
3rd Qtr 2008
Redemption
(17,000.00)
10/09/08
1583
Jean M. Weidner
Partial
Redemption
3rd Qtr 2008
(5,000.00)
Check
10/09/08
1590
Mason FLLLP
Partial
Redemption,
3rd Qtr. 2008
(15,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/09/08
N/A
Millennium Trust FBO Thomas Lively
RO
3rd Qtr 2008
(4,860.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/09/08
1587
Robert E. Wilkes
Revocable Trust
Dated
3RD Qtr 2008
Partial
Redemption
(25,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/09/08
N/A
Roger & Li Johnson
Partial
Redemption,
3rd Qtr 2008
(100,000.00)
Page 73 of 75
X
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/09/08
N/A
Wagner Living Trust
3rd Qtr 2008,
Lemar Wagner
(300,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/14/08
N/A
Roger & Li Johnson
Partial
Redemption,
3rd Qtr 2008
(100,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/15/08
1589
Jean M. Weidner
Partial
Redemption
3rd Qtr 2008
(5,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/16/08
1588
Tina Lee Little
3rd Qtr 2007
(6,481.74)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/17/08
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Valhalla
Invesment
Partners 1618
820,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/17/08
1584
Chun-Hui Teng
Partial
Withdrawal 3rd
Qtr 2008
(80,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/20/08
N/A
Vahalla Management,
Inc. / Northern Trust
#0901
3rd Qtr 2008
Fees
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
10/20/08
N/A
Viking Fund, LLC /
Northern Trust #0928
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/20/08
1591
Scoop Management,
Inc.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
10/20/08
N/A
Gerald Gordon, tod
Leah Gordon
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
10/21/08
N/A
Valhalla Management,
Inc. / Northern Trust
#0901
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/21/08
1592
Jansen W. & Kay C.
Taylor, Family L.P.
3rd Qtr 2008
FR
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
10/22/08
N/A
Scoop Real Estate,
L.P. / Northern Trust
#0624
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Debit
10/23/08
N/A
Valhalla Management,
Inc. / Northern Trust
#0901
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/23/08
1593
King Itl, PSP, TTEE
Robert Kavieff & Terri
Page 74 of 75
(Payee)/Payor
QB Only
X
Memo
Funds Transfer
Amount
(823,196.96)
890,000.00
(2,000.00)
3rd Qtr 2008
X
X
Funds Transfer
(379,867.76)
350,000.00
(715,449.94)
350,000.00
Funds Transfer
(350,000.00)
3rd QTR
REDEMPTION
2008
(33,000.00)
EXHIBIT 14
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, L.P.
Northern Trust Account No. 750899
For the Period February 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
10/31/08
1596
David C. Quade
3rd Qtr 2008
FR
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
11/03/08
N/A
Northern Trust Bank
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
11/03/08
1597
Scoop Management,
Inc. / Northern Trust
#4544
11.08 Office
Fee
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
11/04/08
N/A
Unknown
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
11/18/08
1598
Holland & Knight, LLP
Invoice
2301077 &
2301075
(1,036.50)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
11/18/08
1599
Scoop Management,
Inc.
Legal Fees
(386.75)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
11/21/08
N/A
Unknown
Reimbursed
Expenses Legal Fees
386.75
Northern Trust Valhalla Investment 750899
Partners, L.P.
Interest
12/01/08
N/A
Northern Trust Bank
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
12/02/08
1600
Scoop Management,
Inc. / Northern Trust
#4544
12.08 Office
Fee
Northern Trust Valhalla Investment 750899
Partners, L.P.
Deposit
12/04/08
N/A
Unknown
Deposit
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
12/08/08
N/A
Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Valhalla
Invesment
Partners 1618
350,000.00
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
12/09/08
1601
Scoop Real Estate, LP
Repayment of
Loan
(350,000.00)
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
12/22/08
1603
Holland & Knight, LLP
Invoice
2330449
Northern Trust Valhalla Investment 750899
Partners, L.P.
Wire
12/23/08
N/A
Millennium Trust FBO Carl Wierum
Partial
Redemption
4th Qtr. 2008
Northern Trust Valhalla Investment 750899
Partners, L.P.
Check
12/31/08
1602
Mississippi Secretary
of State
Filing Fees
Source:
1. Northern Trust bank account statements including deposit slips, cancelled checks and wire detail.
2. QuickBooks file.
Page 75 of 75
(Payee)/Payor
QB Only
Memo
Amount
(106,135.84)
413.97
(5,000.00)
9,342.78
4.89
(5,000.00)
9,041.40
(306.00)
(43,171.00)
(50.00)
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