Securities and Exchange Commission v. Nadel et al

Filing 1192

Declaration of M. Yip by Burton W. Wiand re 1190 MOTION for miscellaneous relief, specifically Motion to Overrule Objections to Claims 403, 404, 405, 406, 407, 408, and 477 Notice of Filing Declaration of Maria Yip (Attachments: # 1 Exhibit M. Yip Declaration, # 2 Exhibit Ex. 1 to M. Yip Declaration, # 3 Exhibit Ex. 2 to M. Yip Declaration, # 4 Exhibit Ex. 3 to M. Yip Declaration, # 5 Exhibit Ex. 4 to M. Yip Declaration, # 6 Exhibit Ex. 5 to M. Yip Declaration, # 7 Exhibit Ex. 6 to M. Yip Declaration, # 8 Exhibit Ex. 7 to M. Yip Declaration, # 9 Exhibit Ex. 8 to M. Yip Declaration, # 10 Exhibit Ex. 9 to M. Yip Declaration, # 11 Exhibit Ex. 10-1 to M. Yip Declaration, # 12 Exhibit Ex. 10-2 to M. Yip Declaration, # 13 Exhibit Ex. 11 to M. Yip Declaration, # 14 Exhibit Ex. 12 to M. Yip Declaration, # 15 Exhibit Ex. 13 to M. Yip Declaration, # 16 Exhibit Ex. 14 to M. Yip Declaration, # 17 Exhibit Ex. 15 to M. Yip Declaration, # 18 Exhibit Ex. 16 to M. Yip Declaration, # 19 Exhibit Ex. 17 to M. Yip Declaration, # 20 Exhibit Ex. 18 to M. Yip Declaration, # 21 Exhibit Ex. 19 to M. Yip Declaration, # 22 Exhibit Ex. 20 to M. Yip Declaration, # 23 Exhibit Ex. 21 to M. Yip Declaration, # 24 Exhibit Ex. 22 to M. Yip Declaration, # 25 Exhibit Ex. 23 to M. Yip Declaration, # 26 Exhibit Ex. 24 to M. Yip Declaration, # 27 Exhibit Ex. 25 to M. Yip Declaration, # 28 Exhibit Ex. 26 to M. Yip Declaration, # 29 Exhibit Ex. 27 to M. Yip Declaration, # 30 Exhibit Ex. 28 to M. Yip Declaration, # 31 Exhibit Ex. 29 to M. Yip Declaration, # 32 Exhibit Ex. 30 to M. Yip Declaration, # 33 Exhibit Ex. 31 to M. Yip Declaration, # 34 Exhibit Ex. 32 to M. Yip Declaration, # 35 Exhibit Ex. 33 to M. Yip Declaration, # 36 Exhibit Ex. 34 to M. Yip Declaration, # 37 Exhibit Ex. 35 to M. Yip Declaration, # 38 Exhibit Ex. 36 to M. Yip Declaration, # 39 Exhibit Ex. 37 to M. Yip Declaration, # 40 Exhibit Ex. 38 to M. Yip Declaration, # 41 Exhibit Ex. 39 to M. Yip Declaration, # 42 Exhibit Ex. 40 to M. Yip Declaration, # 43 Exhibit Ex. 41 to M. Yip Declaration, # 44 Exhibit Ex. 42 to M. Yip Declaration, # 45 Exhibit Ex. 43 to M. Yip Declaration, # 46 Exhibit Ex. 44 to M. Yip Declaration, # 47 Exhibit Ex. 45 to M. Yip Declaration, # 48 Exhibit Ex. 46 to M. Yip Declaration, # 49 Exhibit Ex. 47 to M. Yip Declaration, # 50 Exhibit Ex. 48 to M. Yip Declaration, # 51 Exhibit Ex. 49 to M. Yip Declaration, # 52 Exhibit Ex. 50 to M. Yip Declaration, # 53 Exhibit Ex. 51 to M. Yip Declaration, # 54 Exhibit Ex. 52 to M. Yip Declaration, # 55 Exhibit Ex. 53 to M. Yip Declaration, # 56 Exhibit Ex. 54 to M. Yip Declaration, # 57 Exhibit Ex. 55 to M. Yip Declaration, # 58 Exhibit Ex. 56 to M. Yip Declaration, # 59 Exhibit Ex. 57 to M. Yip Declaration, # 60 Exhibit Ex. 58 to M. Yip Declaration, # 61 Exhibit Ex. 59 to M. Yip Declaration, # 62 Exhibit Ex. 60 to M. Yip Declaration, # 63 Exhibit Ex. 61 to M. Yip Declaration)(Morello, Gianluca) Modified on 8/12/2015 (KMM).

EXHIBIT 60
Case No.: 8:10-cv-77-T-17MAP et al.
Summary of Hedge Fund Performance
For the Period September 1999 through December 2008

Hedge Fund

Brokerage

Scoop Real Estate L.P.
Spear, Leads & Kellogg
Scoop Real Estate L.P. Total
Valhalla Investment Partners L.P.
A. B. WATLEY
Valhalla Investment Partners L.P.
BEAR STEARNS
Valhalla Investment Partners L.P.
SG AMERICAS SECURITIES
Valhalla Investment Partners L.P.
Spear, Leads & Kellogg
Valhalla Investment Partners L.P.
Spear, Leads & Kellogg
Valhalla Investment Partners L.P. Total
Victory Fund Ltd.
A. B. WATLEY
Victory Fund Ltd.
RYDEX FUNDS
Victory Fund Ltd.
Spear, Leads & Kellogg
Victory Fund Ltd.
Spear, Leads & Kellogg
Victory Fund Ltd. Total
Victory IRA Fund Ltd.
RYDEX FUNDS
Victory IRA Fund Ltd.
Spear, Leads & Kellogg
Victory IRA Fund Ltd. Total
Viking Fund LLC
RYDEX FUNDS
Viking Fund LLC
SG AMERICAS SECURITIES
Viking Fund LLC
Spear, Leads & Kellogg
Viking Fund LLC
TRADESTATION SECURITIES
Viking Fund LLC Total
Viking IRA Fund LLC
RYDEX FUNDS
Viking IRA Fund LLC
SG AMERICAS SECURITIES
Viking IRA Fund LLC
Spear, Leads & Kellogg
Viking IRA Fund LLC
TRADESTATION SECURITIES
Viking IRA Fund LLC Total
Viking Master Fund LTD
A. B. WATLEY
Viking Master Fund LTD
Spear, Leads & Kellogg
Viking Master Fund LTD Total

Account Number

Beginning date

End Date

4C8L

2/1/2004

12/31/2008

69587160
102-22314 055
85577219
470P
750B

6/1/2002
3/1/2000
6/1/2004
9/1/1999
10/1/2002

11/30/2002
4/30/2000
12/31/2005
6/30/2002
12/31/2008

69583326
031304382
71S1
750A

6/1/2002
7/1/2003
2/1/2003
6/1/2002

12/31/2002
12/31/2004
8/31/2003
12/31/2008

1003003162
78A1

12/1/2003
5/1/2003

12/31/2004
12/31/2008

021204178
85775949
75YK
172-80559 RS1

2/1/2003
6/1/2004
3/1/2003
12/1/2002

12/31/2004
12/31/2005
1/31/2009
3/31/2003

021204177
85685239
75YG
172-80560 RS1

4/1/2003
6/1/2004
3/1/2003
12/1/2002

12/31/2004
12/31/2005
12/31/2008
4/30/2003

69552214
7AY6

6/1/2002
5/1/2002

Account
Profits/(Losses)

4/30/2003
3/31/2003

$
$

$

(6,637,880)
(6,637,880)
(158,867)
5,407
97,422
(5,921,848)
2,863,875
(3,114,011)
(326,703)
249,181
(66,776)
1,825,701
1,681,403
50,627
(5,941,164)
(5,890,537)
962,391
97,422
(8,073,752)
(3,839)
(7,017,778)
1,166,455
48,696
(2,053,443)
22,649
(815,643)
(1,119,376)
(163,918)
(1,283,294)

$

(23,077,740)

$

$

$

$

$

Grand Total

Sources:
Analyses of brokerage account statements performed by Riverside Financial Group from February 2009 through May 2010 and independent review of brokerage
statements performed by YIP and Levi, LLC.

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