Securities and Exchange Commission v. Nadel et al

Filing 1192

Declaration of M. Yip by Burton W. Wiand re 1190 MOTION for miscellaneous relief, specifically Motion to Overrule Objections to Claims 403, 404, 405, 406, 407, 408, and 477 Notice of Filing Declaration of Maria Yip (Attachments: # 1 Exhibit M. Yip Declaration, # 2 Exhibit Ex. 1 to M. Yip Declaration, # 3 Exhibit Ex. 2 to M. Yip Declaration, # 4 Exhibit Ex. 3 to M. Yip Declaration, # 5 Exhibit Ex. 4 to M. Yip Declaration, # 6 Exhibit Ex. 5 to M. Yip Declaration, # 7 Exhibit Ex. 6 to M. Yip Declaration, # 8 Exhibit Ex. 7 to M. Yip Declaration, # 9 Exhibit Ex. 8 to M. Yip Declaration, # 10 Exhibit Ex. 9 to M. Yip Declaration, # 11 Exhibit Ex. 10-1 to M. Yip Declaration, # 12 Exhibit Ex. 10-2 to M. Yip Declaration, # 13 Exhibit Ex. 11 to M. Yip Declaration, # 14 Exhibit Ex. 12 to M. Yip Declaration, # 15 Exhibit Ex. 13 to M. Yip Declaration, # 16 Exhibit Ex. 14 to M. Yip Declaration, # 17 Exhibit Ex. 15 to M. Yip Declaration, # 18 Exhibit Ex. 16 to M. Yip Declaration, # 19 Exhibit Ex. 17 to M. Yip Declaration, # 20 Exhibit Ex. 18 to M. Yip Declaration, # 21 Exhibit Ex. 19 to M. Yip Declaration, # 22 Exhibit Ex. 20 to M. Yip Declaration, # 23 Exhibit Ex. 21 to M. Yip Declaration, # 24 Exhibit Ex. 22 to M. Yip Declaration, # 25 Exhibit Ex. 23 to M. Yip Declaration, # 26 Exhibit Ex. 24 to M. Yip Declaration, # 27 Exhibit Ex. 25 to M. Yip Declaration, # 28 Exhibit Ex. 26 to M. Yip Declaration, # 29 Exhibit Ex. 27 to M. Yip Declaration, # 30 Exhibit Ex. 28 to M. Yip Declaration, # 31 Exhibit Ex. 29 to M. Yip Declaration, # 32 Exhibit Ex. 30 to M. Yip Declaration, # 33 Exhibit Ex. 31 to M. Yip Declaration, # 34 Exhibit Ex. 32 to M. Yip Declaration, # 35 Exhibit Ex. 33 to M. Yip Declaration, # 36 Exhibit Ex. 34 to M. Yip Declaration, # 37 Exhibit Ex. 35 to M. Yip Declaration, # 38 Exhibit Ex. 36 to M. Yip Declaration, # 39 Exhibit Ex. 37 to M. Yip Declaration, # 40 Exhibit Ex. 38 to M. Yip Declaration, # 41 Exhibit Ex. 39 to M. Yip Declaration, # 42 Exhibit Ex. 40 to M. Yip Declaration, # 43 Exhibit Ex. 41 to M. Yip Declaration, # 44 Exhibit Ex. 42 to M. Yip Declaration, # 45 Exhibit Ex. 43 to M. Yip Declaration, # 46 Exhibit Ex. 44 to M. Yip Declaration, # 47 Exhibit Ex. 45 to M. Yip Declaration, # 48 Exhibit Ex. 46 to M. Yip Declaration, # 49 Exhibit Ex. 47 to M. Yip Declaration, # 50 Exhibit Ex. 48 to M. Yip Declaration, # 51 Exhibit Ex. 49 to M. Yip Declaration, # 52 Exhibit Ex. 50 to M. Yip Declaration, # 53 Exhibit Ex. 51 to M. Yip Declaration, # 54 Exhibit Ex. 52 to M. Yip Declaration, # 55 Exhibit Ex. 53 to M. Yip Declaration, # 56 Exhibit Ex. 54 to M. Yip Declaration, # 57 Exhibit Ex. 55 to M. Yip Declaration, # 58 Exhibit Ex. 56 to M. Yip Declaration, # 59 Exhibit Ex. 57 to M. Yip Declaration, # 60 Exhibit Ex. 58 to M. Yip Declaration, # 61 Exhibit Ex. 59 to M. Yip Declaration, # 62 Exhibit Ex. 60 to M. Yip Declaration, # 63 Exhibit Ex. 61 to M. Yip Declaration)(Morello, Gianluca) Modified on 8/12/2015 (KMM).

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EXHIBIT 33 Case No.: 8:10-cv-77-T-17MAP et al. Analysis of Deposits and Disbursements Traders Investment Club Wachovia Account No. 2000780158115 For the Period December 2002 through January 2006 (Sorted in Chronological Order) Institution Account Name Account Number Bank Type Bank Date Check No. (Payee)/Payor QB Only Memo Amount Wachovia Traders Investment Club 2000780158115 Wire 01/07/03 N/A Unknown 150,000.00 Wachovia Traders Investment Club 2000780158115 Check 01/21/03 194 Unknown (160,000.00) Wachovia Traders Investment Club 2000780158115 Wire 01/30/03 N/A Wachovia Wachovia Traders Investment Club 2000780158115 Wire 01/30/03 N/A Unknown 22,000.00 Wachovia Traders Investment Club 2000780158115 Wire 01/30/03 N/A Unknown 60,000.00 Wachovia Traders Investment Club 2000780158115 Deposit 01/31/03 N/A Victory Fund, LTD. / Wachovia #4790 Wachovia Traders Investment Club 2000780158115 Debit 02/05/03 N/A Wachovia Wire Transfer Fee (10.00) Wachovia Traders Investment Club 2000780158115 Debit 02/05/03 N/A Wachovia Wire Transfer Fee (10.00) Wachovia Traders Investment Club 2000780158115 Deposit 02/05/03 N/A Brian Woodman Wachovia Traders Investment Club 2000780158115 Check 02/05/03 195 Vernon Lee Wachovia Traders Investment Club 2000780158115 Wire 02/05/03 N/A Unknown 4,825.85 Wachovia Traders Investment Club 2000780158115 Wire 02/05/03 N/A Unknown 4,835.96 Wachovia Traders Investment Club 2000780158115 Deposit 02/06/03 N/A Family Counseling Center Foundation 11,000.00 Wachovia Traders Investment Club 2000780158115 Check 02/21/03 196 Vernon Lee (8,313.16) Wachovia Traders Investment Club 2000780158115 Check 03/25/03 197 Intex Trading Corporation Wachovia Traders Investment Club 2000780158115 Deposit 04/11/03 N/A Richard Porter Wachovia Traders Investment Club 2000780158115 Deposit 04/18/03 N/A Victory Fund, LTD. / Wachovia #4790 Wachovia Traders Investment Club 2000780158115 Debit 04/21/03 N/A Wachovia Wachovia Traders Investment Club 2000780158115 Wire 04/21/03 N/A Unknown Page 1 of 12 Wire Transfer Fee (10.00) 200,000.00 40,000.00 (280,000.00) (50,000.00) 40,000.00 175,000.00 Wire Transfer Fee (25.00) (218,972.71) EXHIBIT 33 Case No.: 8:10-cv-77-T-17MAP et al. Analysis of Deposits and Disbursements Traders Investment Club Wachovia Account No. 2000780158115 For the Period December 2002 through January 2006 (Sorted in Chronological Order) Institution Account Name Account Number Bank Type Bank Date Check No. (Payee)/Payor QB Only Memo Amount Wachovia Traders Investment Club 2000780158115 Deposit 04/30/03 N/A Victory Fund, LTD. / Wachovia #4790 125,000.00 Wachovia Traders Investment Club 2000780158115 Deposit 05/01/03 N/A Victory Fund, LTD. / Wachovia #4790 10,000.00 Wachovia Traders Investment Club 2000780158115 Deposit 05/05/03 N/A Victory Fund, LTD. / Wachovia #4790 415,000.00 Wachovia Traders Investment Club 2000780158115 Deposit 05/05/03 N/A L. H. Blackburn 45,000.00 Wachovia Traders Investment Club 2000780158115 Check 05/05/03 198 Sharon Moody (125,000.00) Wachovia Traders Investment Club 2000780158115 Check 05/06/03 199 Phil Davis Wachovia Traders Investment Club 2000780158115 Debit 05/08/03 N/A Wachovia Wachovia Traders Investment Club 2000780158115 Wire 05/08/03 N/A Victory Fund, Ltd. / Northern Trust #1023 Wachovia Traders Investment Club 2000780158115 Check 05/16/03 200 Vernon Lee Wachovia Traders Investment Club 2000780158115 Deposit 05/28/03 N/A Intex Trading Corporation 14,000.00 Wachovia Traders Investment Club 2000780158115 Deposit 05/29/03 N/A Intex Trading Corporation 2,000.00 Wachovia Traders Investment Club 2000780158115 Wire 05/29/03 N/A Gail Ensinger Living Trust Wachovia Traders Investment Club 2000780158115 Debit 06/02/03 N/A Wachovia Wachovia Traders Investment Club 2000780158115 Deposit 06/02/03 N/A K.C. Humpert 70,000.00 Wachovia Traders Investment Club 2000780158115 Wire 06/02/03 N/A Rene Guerin 50,000.00 Wachovia Traders Investment Club 2000780158115 Wire 06/02/03 N/A Unknown (50,000.00) Wachovia Traders Investment Club 2000780158115 Check 06/03/03 201 Phil Davis (2,500.00) Wachovia Traders Investment Club 2000780158115 Wire 06/06/03 N/A Gail Ensinger Living Trust 15,000.00 Page 2 of 12 (10,000.00) Wire Transfer Fee (25.00) (411,926.67) (13,085.57) 75,000.00 Wire Transfer Fee (25.00) EXHIBIT 33 Case No.: 8:10-cv-77-T-17MAP et al. Analysis of Deposits and Disbursements Traders Investment Club Wachovia Account No. 2000780158115 For the Period December 2002 through January 2006 (Sorted in Chronological Order) Institution Account Name Account Number Bank Type Bank Date Check No. (Payee)/Payor QB Only Memo Amount Wachovia Traders Investment Club 2000780158115 Deposit 06/06/03 N/A Richard Porter Wachovia Traders Investment Club 2000780158115 Wire 06/11/03 N/A Gail Ensinger Living Trust 5,000.00 Wachovia Traders Investment Club 2000780158115 Wire 06/30/03 N/A Gail Ensinger Living Trust 16,000.00 Wachovia Traders Investment Club 2000780158115 Wire 07/01/03 N/A Unknown Wachovia Traders Investment Club 2000780158115 Check 07/07/03 202 Phil Davis Wachovia Traders Investment Club 2000780158115 Debit 07/14/03 N/A Wachovia Wachovia Traders Investment Club 2000780158115 Wire 07/14/03 N/A TRADERS INVESTMENT CLUB / Shoreline Trading Group LLC #782V Wachovia Traders Investment Club 2000780158115 Deposit 07/15/03 N/A Brian Woodman Wachovia Traders Investment Club 2000780158115 Debit 07/18/03 N/A Wachovia Wire Transfer Fee (10.00) Wachovia Traders Investment Club 2000780158115 Debit 07/18/03 N/A Wachovia Wire Transfer Fee (10.00) Wachovia Traders Investment Club 2000780158115 Wire 07/18/03 N/A Unknown 2,652.95 Wachovia Traders Investment Club 2000780158115 Wire 07/18/03 N/A Unknown 16,679.95 Wachovia Traders Investment Club 2000780158115 Debit 07/23/03 N/A Wachovia Wachovia Traders Investment Club 2000780158115 Check 07/24/03 203 Mikhail Khodorkovsky Wachovia Traders Investment Club 2000780158115 Wire 07/29/03 N/A Gail Ensinger Living Trust Wachovia Traders Investment Club 2000780158115 Wire 07/29/03 N/A Mikhail Khodorkovsky 5,000.00 Wachovia Traders Investment Club 2000780158115 Deposit 07/29/03 N/A Sharon Moody 100,000.00 Wachovia Traders Investment Club 2000780158115 Check 08/01/03 204 Phil Davis (4,000.00) Wachovia Traders Investment Club 2000780158115 Wire 08/04/03 N/A Neil Moody 50,000.00 Wachovia Traders Investment Club 2000780158115 Check 08/29/03 205 Phil Davis Page 3 of 12 14,000.00 150,000.00 (2,500.00) Wire Transfer Fee (25.00) (350,000.00) 10,000.00 Wire Transfer Fee (10.00) (9,474.00) 135,000.00 (800.00) EXHIBIT 33 Case No.: 8:10-cv-77-T-17MAP et al. Analysis of Deposits and Disbursements Traders Investment Club Wachovia Account No. 2000780158115 For the Period December 2002 through January 2006 (Sorted in Chronological Order) Institution Account Name Account Number Bank Type Bank Date Check No. (Payee)/Payor QB Only Memo Amount Wachovia Traders Investment Club 2000780158115 Check 08/29/03 206 Sharon Moody Wachovia Traders Investment Club 2000780158115 Debit 09/09/03 N/A Wachovia Wachovia Traders Investment Club 2000780158115 Wire 09/09/03 N/A Unknown Wachovia Traders Investment Club 2000780158115 Check 09/15/03 207 Intex Trading Corporation (40,000.00) Wachovia Traders Investment Club 2000780158115 Check 09/16/03 208 Intex Trading Corporation (15,000.00) Wachovia Traders Investment Club 2000780158115 Check 10/02/03 209 Phil or Barbara Davis (1,500.00) Wachovia Traders Investment Club 2000780158115 Deposit 10/06/03 N/A Rita Kales; Allen Kales; Kimberly Dehetre 25,000.00 Wachovia Traders Investment Club 2000780158115 Deposit 10/07/03 N/A Intex Trading Corporation Wachovia Traders Investment Club 2000780158115 Check 10/10/03 210 Brian Woodman Wachovia Traders Investment Club 2000780158115 Deposit 10/30/03 N/A Intex Trading Corporation Wachovia Traders Investment Club 2000780158115 Deposit 10/30/03 N/A Neil Moody Wachovia Traders Investment Club 2000780158115 Debit 10/31/03 N/A Wachovia Wachovia Traders Investment Club 2000780158115 Check 10/31/03 211 Family Counseling Center Foundation (13,555.93) Wachovia Traders Investment Club 2000780158115 Wire 10/31/03 N/A Unknown (25,000.00) Wachovia Traders Investment Club 2000780158115 Check 11/19/03 212 Phil Davis (1,500.00) Wachovia Traders Investment Club 2000780158115 Debit 12/03/03 N/A Wachovia Wachovia Traders Investment Club 2000780158115 Wire 12/03/03 N/A Unknown Wachovia Traders Investment Club 2000780158115 Check 12/16/03 214 Lester Blackburn Trust Page 4 of 12 (50,000.00) Wire Transfer Fee (25.00) (241,358.03) 5,000.00 (15,000.00) 25,000.00 200,000.00 Wire Transfer Fee Wire Transfer Fee (25.00) (25.00) (10,000.00) (2,000.00) EXHIBIT 33 Case No.: 8:10-cv-77-T-17MAP et al. Analysis of Deposits and Disbursements Traders Investment Club Wachovia Account No. 2000780158115 For the Period December 2002 through January 2006 (Sorted in Chronological Order) Institution Account Name Account Number Bank Type Bank Date Check No. (Payee)/Payor QB Only Memo Amount Wachovia Traders Investment Club 2000780158115 Check 12/17/03 213 Phil Davis (1,500.00) Wachovia Traders Investment Club 2000780158115 Deposit 12/22/03 N/A Edward A. Guy and Patricia W. Guy 10,000.00 Wachovia Traders Investment Club 2000780158115 Debit 12/30/03 N/A Wachovia Wachovia Traders Investment Club 2000780158115 Wire 12/30/03 N/A Unknown Wachovia Traders Investment Club 2000780158115 Check 01/05/04 215 Harold Ames Wachovia Traders Investment Club 2000780158115 Credit 01/27/04 N/A Neil V. Moody Charitable Foundation, Inc. Wachovia Traders Investment Club 2000780158115 Deposit 01/29/04 N/A Gail Ensinger 30,000.00 Wachovia Traders Investment Club 2000780158115 Check 02/02/04 216 Sharon Moody (100,000.00) Wachovia Traders Investment Club 2000780158115 Check 02/03/04 218 Kathy Humpert (5,000.00) Wachovia Traders Investment Club 2000780158115 Check 02/03/04 217 Neil Moody Wachovia Traders Investment Club 2000780158115 Deposit 02/04/04 N/A Gail Ensinger 10,000.00 Wachovia Traders Investment Club 2000780158115 Check 02/04/04 219 Rene Guerin (8,000.00) Wachovia Traders Investment Club 2000780158115 Debit 02/29/04 N/A Wachovia Minimum Balance Fee Wachovia Traders Investment Club 2000780158115 Debit 03/02/04 N/A Wachovia Refund Service Charge Wachovia Traders Investment Club 2000780158115 Deposit 03/05/04 N/A Victory Fund, LTD. / Wachovia #4790 300,000.00 Wachovia Traders Investment Club 2000780158115 Check 03/08/04 221 Lester Blackburn Trust (10,000.00) Wachovia Traders Investment Club 2000780158115 Check 03/08/04 220 Millennium Trust & Co. Wachovia Traders Investment Club 2000780158115 Check 03/10/04 226 Victory IRA Fund, Ltd. / Northern Trust #1090 (38,627.83) Wachovia Traders Investment Club 2000780158115 Check 03/10/04 228 Victory IRA Fund, Ltd. / Northern Trust #1090 (158,694.61) Wachovia Traders Investment Club 2000780158115 Check 03/10/04 227 Victory IRA Fund, Ltd. / Northern Trust #1090 (84,893.29) Page 5 of 12 Wire Transfer Fee (25.00) (20,000.00) (8,000.00) 100,000.00 (100,000.00) (13.00) 13.00 (252.17) EXHIBIT 33 Case No.: 8:10-cv-77-T-17MAP et al. Analysis of Deposits and Disbursements Traders Investment Club Wachovia Account No. 2000780158115 For the Period December 2002 through January 2006 (Sorted in Chronological Order) Institution Account Name Account Number Bank Type Bank Date Check No. (Payee)/Payor QB Only Memo Amount Wachovia Traders Investment Club 2000780158115 Check 03/10/04 229 Victory IRA Fund, Ltd. / Northern Trust #1090 (63,399.72) Wachovia Traders Investment Club 2000780158115 Deposit 03/31/04 N/A Victory Fund, LTD. / Wachovia #4790 350,000.00 Wachovia Traders Investment Club 2000780158115 Check 04/06/04 231 James Grogan (30,000.00) Wachovia Traders Investment Club 2000780158115 Check 04/08/04 232 Mikhail Khodorkovsky (15,000.00) Wachovia Traders Investment Club 2000780158115 Check 04/09/04 230 Advent Software Inc. (4,656.66) Wachovia Traders Investment Club 2000780158115 Debit 04/13/04 N/A Neil V. Moody Charitable Foundation, Inc. 94,000.00 Wachovia Traders Investment Club 2000780158115 Deposit 04/13/04 N/A Scoop Management, Inc. 22,001.43 Wachovia Traders Investment Club 2000780158115 Deposit 04/27/04 N/A Indigo Investments Club 3,510.14 Wachovia Traders Investment Club 2000780158115 Deposit 04/27/04 N/A Harmony Investments Club 55,553.00 Wachovia Traders Investment Club 2000780158115 Debit 04/27/04 N/A Michelle Bell 10,000.00 Wachovia Traders Investment Club 2000780158115 Check 04/27/04 234 Victory Fund, Ltd. / Northern Trust #1023 (128,118.77) Wachovia Traders Investment Club 2000780158115 Check 04/30/04 235 Neil Moody (350,000.00) Wachovia Traders Investment Club 2000780158115 Check 04/30/04 236 Sharon Moody Wachovia Traders Investment Club 2000780158115 Debit 05/10/04 N/A Wachovia Wachovia Traders Investment Club 2000780158115 Wire 05/10/04 N/A Unknown (25,000.00) Wachovia Traders Investment Club 2000780158115 Check 05/13/04 238 Indigo Investments Club (10,000.00) Wachovia Traders Investment Club 2000780158115 Deposit 05/17/04 N/A Geoffrey B. Quisenberry Wachovia Traders Investment Club 2000780158115 Check 05/21/04 237 Advent Software Inc. Wachovia Traders Investment Club 2000780158115 Debit 05/27/04 N/A Wachovia Page 6 of 12 (10,000.00) Wire Transfer Fee (25.00) 10,000.00 (306.13) Wire Transfer Fee (10.00) EXHIBIT 33 Case No.: 8:10-cv-77-T-17MAP et al. Analysis of Deposits and Disbursements Traders Investment Club Wachovia Account No. 2000780158115 For the Period December 2002 through January 2006 (Sorted in Chronological Order) Institution Account Name Account Number Bank Type Bank Date Check No. (Payee)/Payor QB Only Memo Amount Wachovia Traders Investment Club 2000780158115 Deposit 05/27/04 N/A Arthur G. Nadel 15,000.00 Wachovia Traders Investment Club 2000780158115 Deposit 05/27/04 N/A Scoop Management, Inc. 10,281.02 Wachovia Traders Investment Club 2000780158115 Wire 05/27/04 N/A Unknown Wachovia Traders Investment Club 2000780158115 Debit 05/28/04 N/A Wachovia Wachovia Traders Investment Club 2000780158115 Wire 05/28/04 N/A Unknown Wachovia Traders Investment Club 2000780158115 Check 06/03/04 239 Rita Kales Wachovia Traders Investment Club 2000780158115 Deposit 06/07/04 N/A Victory Fund, LTD. / Wachovia #4790 50,000.00 Wachovia Traders Investment Club 2000780158115 Check 06/07/04 240 Kathy Humpert (3,000.00) Wachovia Traders Investment Club 2000780158115 Check 06/10/04 242 Sharon Moody (45,000.00) Wachovia Traders Investment Club 2000780158115 Check 06/15/04 241 Mikhail Khodorkovsky (6,500.00) Wachovia Traders Investment Club 2000780158115 Check 06/18/04 243 Lester Blackburn Trust (3,000.00) Wachovia Traders Investment Club 2000780158115 Deposit 06/28/04 N/A Victory Fund, LTD. / Wachovia #4790 Wachovia Traders Investment Club 2000780158115 Debit 06/29/04 N/A Wachovia Wachovia Traders Investment Club 2000780158115 Wire 06/29/04 N/A Unknown Wachovia Traders Investment Club 2000780158115 Debit 07/01/04 N/A Wachovia Wachovia Traders Investment Club 2000780158115 Wire 07/01/04 N/A TRADERS INVESTMENT CLUB / Shoreline Trading Group LLC #782V 200,000.00 Wachovia Traders Investment Club 2000780158115 Check 07/06/04 244 Harmony Investments Club (30,000.00) Wachovia Traders Investment Club 2000780158115 Check 07/15/04 246 Millennium Trust & Co. (78,969.38) Page 7 of 12 3,000.30 Wire Transfer Fee (10.00) 499.70 (25,000.00) 300,000.00 Wire Transfer Fee (25.00) (300,000.00) Wire Transfer Fee (10.00) EXHIBIT 33 Case No.: 8:10-cv-77-T-17MAP et al. Analysis of Deposits and Disbursements Traders Investment Club Wachovia Account No. 2000780158115 For the Period December 2002 through January 2006 (Sorted in Chronological Order) Institution Account Name Account Number Bank Type Bank Date Check No. (Payee)/Payor QB Only Memo Wachovia Traders Investment Club 2000780158115 Debit 07/16/04 N/A Wachovia Wachovia Traders Investment Club 2000780158115 Debit 07/16/04 N/A Andrew Martin Wachovia Traders Investment Club 2000780158115 Deposit 07/16/04 N/A Geoffrey B. Quisenberry Wachovia Traders Investment Club 2000780158115 Check 07/20/04 247 Mikhail Khodorkovsky Wachovia Traders Investment Club 2000780158115 Debit 07/30/04 N/A Wachovia Wachovia Traders Investment Club 2000780158115 Wire 07/30/04 N/A Unknown Wachovia Traders Investment Club 2000780158115 Deposit 08/12/04 N/A Brian Woodman 30,000.00 Wachovia Traders Investment Club 2000780158115 Deposit 08/27/04 N/A Harmony Investments Club 20,000.00 Wachovia Traders Investment Club 2000780158115 Check 09/10/04 249 Sharon Moody Wachovia Traders Investment Club 2000780158115 Debit 09/29/04 N/A Wachovia Wachovia Traders Investment Club 2000780158115 Wire 09/29/04 N/A TRADERS INVESTMENT CLUB / Shoreline Trading Group LLC #782V 100,000.00 Wachovia Traders Investment Club 2000780158115 Check 10/01/04 250 Andrew Martin (41,000.00) Wachovia Traders Investment Club 2000780158115 Check 10/22/04 253 Gail Ensinger (10,000.00) Wachovia Traders Investment Club 2000780158115 Check 10/26/04 252 Lester Blackburn (4,000.00) Wachovia Traders Investment Club 2000780158115 Transfer 11/02/04 N/A Neil V. Moody Charitable Foundation, Inc. 45,000.00 Wachovia Traders Investment Club 2000780158115 Check 12/02/04 254 Sharon Moody (75,000.00) Wachovia Traders Investment Club 2000780158115 Check 12/03/04 255 Kathy Humpert (7,000.00) Wachovia Traders Investment Club 2000780158115 Check 12/06/04 256 Lester Blackburn (5,000.00) Wachovia Traders Investment Club 2000780158115 Deposit 12/10/04 N/A Unknown 110,000.00 Wachovia Traders Investment Club 2000780158115 Check 01/11/05 257 Kathy Humpert (10,000.00) Page 8 of 12 Stop Payment Charge Amount (30.00) 5,000.00 10,000.00 (74,556.46) Wire Transfer Fee (25.00) (30,000.00) (50,000.00) (10.00) EXHIBIT 33 Case No.: 8:10-cv-77-T-17MAP et al. Analysis of Deposits and Disbursements Traders Investment Club Wachovia Account No. 2000780158115 For the Period December 2002 through January 2006 (Sorted in Chronological Order) Institution Account Name Account Number Bank Type Bank Date Check No. (Payee)/Payor QB Only Memo Amount Wachovia Traders Investment Club 2000780158115 Deposit 01/19/05 N/A Victory Fund, LTD. / Wachovia #4790 Wachovia Traders Investment Club 2000780158115 Deposit 01/19/05 N/A Brian Woodman Wachovia Traders Investment Club 2000780158115 Check 02/03/05 258 Richard Porter (10,000.00) Wachovia Traders Investment Club 2000780158115 Check 02/10/05 259 Samuel Morgan (30,000.00) Wachovia Traders Investment Club 2000780158115 Deposit 02/22/05 N/A Jenny Aldrich Walker Wachovia Traders Investment Club 2000780158115 Debit 03/04/05 N/A Wachovia Wachovia Traders Investment Club 2000780158115 Wire 03/04/05 N/A Unknown Wachovia Traders Investment Club 2000780158115 Check 03/11/05 260 Neil Moody Trust (47,000.00) Wachovia Traders Investment Club 2000780158115 Check 03/11/05 261 Sharon Moody (10,000.00) Wachovia Traders Investment Club 2000780158115 Check 03/31/05 264 James Grogan (35,000.00) Wachovia Traders Investment Club 2000780158115 Check 03/31/05 262 Neil Moody Trust (1,338.05) Wachovia Traders Investment Club 2000780158115 Check 04/01/05 263 Lester Blackburn (13,000.00) Wachovia Traders Investment Club 2000780158115 Debit 04/08/05 N/A Wachovia Wachovia Traders Investment Club 2000780158115 Wire 04/08/05 N/A TRADERS INVESTMENT CLUB / Shoreline Trading Group LLC #782V 400,000.00 Wachovia Traders Investment Club 2000780158115 Check 04/13/05 267 Victory IRA Fund, Ltd. / Northern Trust #1090 (72,209.05) Wachovia Traders Investment Club 2000780158115 Check 04/13/05 266 Viking Fund, LLC / Northern Trust #0928 (512,363.34) Wachovia Traders Investment Club 2000780158115 Transfer 04/21/05 N/A Andrew Martin 55,000.00 Wachovia Traders Investment Club 2000780158115 Check 04/29/05 268 Gail Ensinger (5,000.00) Wachovia Traders Investment Club 2000780158115 Deposit 05/06/05 N/A Geoffrey B. Quisenberry 10,000.00 Page 9 of 12 121,994.00 75,000.00 40,000.00 (10.00) 24,220.45 (10.00) EXHIBIT 33 Case No.: 8:10-cv-77-T-17MAP et al. Analysis of Deposits and Disbursements Traders Investment Club Wachovia Account No. 2000780158115 For the Period December 2002 through January 2006 (Sorted in Chronological Order) Institution Account Name Account Number Bank Type Bank Date Check No. (Payee)/Payor QB Only Memo Amount Wachovia Traders Investment Club 2000780158115 Check 05/12/05 269 Rita Kales (6,573.73) Wachovia Traders Investment Club 2000780158115 Debit 05/20/05 N/A Wachovia (10.00) Wachovia Traders Investment Club 2000780158115 Wire 05/20/05 N/A TRADERS INVESTMENT CLUB / Shoreline Trading Group LLC #782V Wachovia Traders Investment Club 2000780158115 Check 05/27/05 270 Gail Ensinger Wachovia Traders Investment Club 2000780158115 Check 06/06/05 271 Brian Woodman Wachovia Traders Investment Club 2000780158115 Check 06/15/05 272 Gail Ensinger Wachovia Traders Investment Club 2000780158115 Check 06/15/05 274 Scoop Real Estate, L.P. / Northern Trust #0624 Wachovia Traders Investment Club 2000780158115 Transfer 07/27/05 N/A Andrew Martin 25,000.00 Wachovia Traders Investment Club 2000780158115 Check 09/01/05 276 Andrew Martin (10,000.00) Wachovia Traders Investment Club 2000780158115 Check 09/01/05 275 James Grogan (25,000.00) Wachovia Traders Investment Club 2000780158115 Wire 10/05/05 N/A TRADERS INVESTMENT CLUB / Shoreline Trading Group LLC #782V Wachovia Traders Investment Club 2000780158115 Wire 10/06/05 N/A Stanley Mason (342,002.83) Wachovia Traders Investment Club 2000780158115 Check 10/06/05 290 Arthur G. Nadel (233,084.31) Wachovia Traders Investment Club 2000780158115 Wire 10/06/05 N/A Jenny Walker (357,148.38) Wachovia Traders Investment Club 2000780158115 Check 10/11/05 289 Moody Foundation (359,240.35) Wachovia Traders Investment Club 2000780158115 Debit 10/12/05 N/A Wachovia Wachovia Traders Investment Club 2000780158115 Check 10/13/05 286 Andrew Martin (80,970.49) Wachovia Traders Investment Club 2000780158115 Check 10/13/05 284 Bjorn Kolsson (240,129.88) Page 10 of 12 200,000.00 (246,000.00) (15,000.00) (3,579.98) (20,515.25) 3,696,317.84 (15.00) EXHIBIT 33 Case No.: 8:10-cv-77-T-17MAP et al. Analysis of Deposits and Disbursements Traders Investment Club Wachovia Account No. 2000780158115 For the Period December 2002 through January 2006 (Sorted in Chronological Order) Institution Account Name Account Number Bank Type Bank Date Check No. (Payee)/Payor QB Only Memo Amount Wachovia Traders Investment Club 2000780158115 Check 10/13/05 292 Geoffrey B. Quisenberry Wachovia Traders Investment Club 2000780158115 Check 10/13/05 280 James Grogan Wachovia Traders Investment Club 2000780158115 Check 10/13/05 278 Michelle Bell (20,221.27) Wachovia Traders Investment Club 2000780158115 Check 10/13/05 281 Rene Guerin (320,312.20) Wachovia Traders Investment Club 2000780158115 Check 10/14/05 294 Brian Woodman (195,766.17) Wachovia Traders Investment Club 2000780158115 Check 10/14/05 291 Donna Pickard Wachovia Traders Investment Club 2000780158115 Check 10/14/05 285 James Le Tellier, IRA (223,854.21) Wachovia Traders Investment Club 2000780158115 Check 10/14/05 282 Kathy Humpert (339,083.45) Wachovia Traders Investment Club 2000780158115 Check 10/14/05 279 Lester Blackburn (41,117.27) Wachovia Traders Investment Club 2000780158115 Check 10/17/05 288 Mark Mason (60,673.31) Wachovia Traders Investment Club 2000780158115 Check 10/17/05 277 Phil Davis Wachovia Traders Investment Club 2000780158115 Check 10/26/05 295 Jenny Walker (48,098.51) Wachovia Traders Investment Club 2000780158115 Check 10/27/05 293 Alexsandra C. Quisenberry (24,438.16) Wachovia Traders Investment Club 2000780158115 Debit 11/10/05 N/A Wachovia (25.00) Wachovia Traders Investment Club 2000780158115 Wire 11/14/05 N/A TRADERS INVESTMENT CLUB / Shoreline Trading Group LLC #782V 449.13 Wachovia Traders Investment Club 2000780158115 Check 11/17/05 283 Mara Joubert (138,655.87) Wachovia Traders Investment Club 2000780158115 Check 12/02/05 296 Arthur G. Nadel (143,000.00) Wachovia Traders Investment Club 2000780158115 Debit 12/09/05 N/A Wachovia (10.00) Wachovia Traders Investment Club 2000780158115 Debit 01/10/06 N/A Unknown (194.96) Source: Page 11 of 12 (63,572.56) (260,332.44) (60,673.31) (145,277.42) EXHIBIT 33 Case No.: 8:10-cv-77-T-17MAP et al. Analysis of Deposits and Disbursements Traders Investment Club Wachovia Account No. 2000780158115 For the Period December 2002 through January 2006 (Sorted in Chronological Order) Institution Account Name Account Number Bank Type Bank Date Check No. 1. Wachovia bank account statements including deposit slips, cancelled checks and wire detail. Page 12 of 12 (Payee)/Payor QB Only Memo Amount

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