Securities and Exchange Commission v. Nadel et al
Filing
1192
Declaration of M. Yip by Burton W. Wiand re 1190 MOTION for miscellaneous relief, specifically Motion to Overrule Objections to Claims 403, 404, 405, 406, 407, 408, and 477 Notice of Filing Declaration of Maria Yip (Attachments: # 1 Exhibit M. Yip Declaration, # 2 Exhibit Ex. 1 to M. Yip Declaration, # 3 Exhibit Ex. 2 to M. Yip Declaration, # 4 Exhibit Ex. 3 to M. Yip Declaration, # 5 Exhibit Ex. 4 to M. Yip Declaration, # 6 Exhibit Ex. 5 to M. Yip Declaration, # 7 Exhibit Ex. 6 to M. Yip Declaration, # 8 Exhibit Ex. 7 to M. Yip Declaration, # 9 Exhibit Ex. 8 to M. Yip Declaration, # 10 Exhibit Ex. 9 to M. Yip Declaration, # 11 Exhibit Ex. 10-1 to M. Yip Declaration, # 12 Exhibit Ex. 10-2 to M. Yip Declaration, # 13 Exhibit Ex. 11 to M. Yip Declaration, # 14 Exhibit Ex. 12 to M. Yip Declaration, # 15 Exhibit Ex. 13 to M. Yip Declaration, # 16 Exhibit Ex. 14 to M. Yip Declaration, # 17 Exhibit Ex. 15 to M. Yip Declaration, # 18 Exhibit Ex. 16 to M. Yip Declaration, # 19 Exhibit Ex. 17 to M. Yip Declaration, # 20 Exhibit Ex. 18 to M. Yip Declaration, # 21 Exhibit Ex. 19 to M. Yip Declaration, # 22 Exhibit Ex. 20 to M. Yip Declaration, # 23 Exhibit Ex. 21 to M. Yip Declaration, # 24 Exhibit Ex. 22 to M. Yip Declaration, # 25 Exhibit Ex. 23 to M. Yip Declaration, # 26 Exhibit Ex. 24 to M. Yip Declaration, # 27 Exhibit Ex. 25 to M. Yip Declaration, # 28 Exhibit Ex. 26 to M. Yip Declaration, # 29 Exhibit Ex. 27 to M. Yip Declaration, # 30 Exhibit Ex. 28 to M. Yip Declaration, # 31 Exhibit Ex. 29 to M. Yip Declaration, # 32 Exhibit Ex. 30 to M. Yip Declaration, # 33 Exhibit Ex. 31 to M. Yip Declaration, # 34 Exhibit Ex. 32 to M. Yip Declaration, # 35 Exhibit Ex. 33 to M. Yip Declaration, # 36 Exhibit Ex. 34 to M. Yip Declaration, # 37 Exhibit Ex. 35 to M. Yip Declaration, # 38 Exhibit Ex. 36 to M. Yip Declaration, # 39 Exhibit Ex. 37 to M. Yip Declaration, # 40 Exhibit Ex. 38 to M. Yip Declaration, # 41 Exhibit Ex. 39 to M. Yip Declaration, # 42 Exhibit Ex. 40 to M. Yip Declaration, # 43 Exhibit Ex. 41 to M. Yip Declaration, # 44 Exhibit Ex. 42 to M. Yip Declaration, # 45 Exhibit Ex. 43 to M. Yip Declaration, # 46 Exhibit Ex. 44 to M. Yip Declaration, # 47 Exhibit Ex. 45 to M. Yip Declaration, # 48 Exhibit Ex. 46 to M. Yip Declaration, # 49 Exhibit Ex. 47 to M. Yip Declaration, # 50 Exhibit Ex. 48 to M. Yip Declaration, # 51 Exhibit Ex. 49 to M. Yip Declaration, # 52 Exhibit Ex. 50 to M. Yip Declaration, # 53 Exhibit Ex. 51 to M. Yip Declaration, # 54 Exhibit Ex. 52 to M. Yip Declaration, # 55 Exhibit Ex. 53 to M. Yip Declaration, # 56 Exhibit Ex. 54 to M. Yip Declaration, # 57 Exhibit Ex. 55 to M. Yip Declaration, # 58 Exhibit Ex. 56 to M. Yip Declaration, # 59 Exhibit Ex. 57 to M. Yip Declaration, # 60 Exhibit Ex. 58 to M. Yip Declaration, # 61 Exhibit Ex. 59 to M. Yip Declaration, # 62 Exhibit Ex. 60 to M. Yip Declaration, # 63 Exhibit Ex. 61 to M. Yip Declaration)(Morello, Gianluca) Modified on 8/12/2015 (KMM).
EXHIBIT 33
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Traders Investment Club
Wachovia Account No. 2000780158115
For the Period December 2002 through January 2006
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
(Payee)/Payor
QB Only
Memo
Amount
Wachovia
Traders Investment
Club
2000780158115
Wire
01/07/03
N/A
Unknown
150,000.00
Wachovia
Traders Investment
Club
2000780158115
Check
01/21/03
194
Unknown
(160,000.00)
Wachovia
Traders Investment
Club
2000780158115
Wire
01/30/03
N/A
Wachovia
Wachovia
Traders Investment
Club
2000780158115
Wire
01/30/03
N/A
Unknown
22,000.00
Wachovia
Traders Investment
Club
2000780158115
Wire
01/30/03
N/A
Unknown
60,000.00
Wachovia
Traders Investment
Club
2000780158115
Deposit
01/31/03
N/A
Victory Fund, LTD. /
Wachovia #4790
Wachovia
Traders Investment
Club
2000780158115
Debit
02/05/03
N/A
Wachovia
Wire Transfer Fee
(10.00)
Wachovia
Traders Investment
Club
2000780158115
Debit
02/05/03
N/A
Wachovia
Wire Transfer Fee
(10.00)
Wachovia
Traders Investment
Club
2000780158115
Deposit
02/05/03
N/A
Brian Woodman
Wachovia
Traders Investment
Club
2000780158115
Check
02/05/03
195
Vernon Lee
Wachovia
Traders Investment
Club
2000780158115
Wire
02/05/03
N/A
Unknown
4,825.85
Wachovia
Traders Investment
Club
2000780158115
Wire
02/05/03
N/A
Unknown
4,835.96
Wachovia
Traders Investment
Club
2000780158115
Deposit
02/06/03
N/A
Family Counseling
Center Foundation
11,000.00
Wachovia
Traders Investment
Club
2000780158115
Check
02/21/03
196
Vernon Lee
(8,313.16)
Wachovia
Traders Investment
Club
2000780158115
Check
03/25/03
197
Intex Trading
Corporation
Wachovia
Traders Investment
Club
2000780158115
Deposit
04/11/03
N/A
Richard Porter
Wachovia
Traders Investment
Club
2000780158115
Deposit
04/18/03
N/A
Victory Fund, LTD. /
Wachovia #4790
Wachovia
Traders Investment
Club
2000780158115
Debit
04/21/03
N/A
Wachovia
Wachovia
Traders Investment
Club
2000780158115
Wire
04/21/03
N/A
Unknown
Page 1 of 12
Wire Transfer Fee
(10.00)
200,000.00
40,000.00
(280,000.00)
(50,000.00)
40,000.00
175,000.00
Wire Transfer Fee
(25.00)
(218,972.71)
EXHIBIT 33
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Traders Investment Club
Wachovia Account No. 2000780158115
For the Period December 2002 through January 2006
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
(Payee)/Payor
QB Only
Memo
Amount
Wachovia
Traders Investment
Club
2000780158115
Deposit
04/30/03
N/A
Victory Fund, LTD. /
Wachovia #4790
125,000.00
Wachovia
Traders Investment
Club
2000780158115
Deposit
05/01/03
N/A
Victory Fund, LTD. /
Wachovia #4790
10,000.00
Wachovia
Traders Investment
Club
2000780158115
Deposit
05/05/03
N/A
Victory Fund, LTD. /
Wachovia #4790
415,000.00
Wachovia
Traders Investment
Club
2000780158115
Deposit
05/05/03
N/A
L. H. Blackburn
45,000.00
Wachovia
Traders Investment
Club
2000780158115
Check
05/05/03
198
Sharon Moody
(125,000.00)
Wachovia
Traders Investment
Club
2000780158115
Check
05/06/03
199
Phil Davis
Wachovia
Traders Investment
Club
2000780158115
Debit
05/08/03
N/A
Wachovia
Wachovia
Traders Investment
Club
2000780158115
Wire
05/08/03
N/A
Victory Fund, Ltd. /
Northern Trust
#1023
Wachovia
Traders Investment
Club
2000780158115
Check
05/16/03
200
Vernon Lee
Wachovia
Traders Investment
Club
2000780158115
Deposit
05/28/03
N/A
Intex Trading
Corporation
14,000.00
Wachovia
Traders Investment
Club
2000780158115
Deposit
05/29/03
N/A
Intex Trading
Corporation
2,000.00
Wachovia
Traders Investment
Club
2000780158115
Wire
05/29/03
N/A
Gail Ensinger Living
Trust
Wachovia
Traders Investment
Club
2000780158115
Debit
06/02/03
N/A
Wachovia
Wachovia
Traders Investment
Club
2000780158115
Deposit
06/02/03
N/A
K.C. Humpert
70,000.00
Wachovia
Traders Investment
Club
2000780158115
Wire
06/02/03
N/A
Rene Guerin
50,000.00
Wachovia
Traders Investment
Club
2000780158115
Wire
06/02/03
N/A
Unknown
(50,000.00)
Wachovia
Traders Investment
Club
2000780158115
Check
06/03/03
201
Phil Davis
(2,500.00)
Wachovia
Traders Investment
Club
2000780158115
Wire
06/06/03
N/A
Gail Ensinger Living
Trust
15,000.00
Page 2 of 12
(10,000.00)
Wire Transfer Fee
(25.00)
(411,926.67)
(13,085.57)
75,000.00
Wire Transfer Fee
(25.00)
EXHIBIT 33
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Traders Investment Club
Wachovia Account No. 2000780158115
For the Period December 2002 through January 2006
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
(Payee)/Payor
QB Only
Memo
Amount
Wachovia
Traders Investment
Club
2000780158115
Deposit
06/06/03
N/A
Richard Porter
Wachovia
Traders Investment
Club
2000780158115
Wire
06/11/03
N/A
Gail Ensinger Living
Trust
5,000.00
Wachovia
Traders Investment
Club
2000780158115
Wire
06/30/03
N/A
Gail Ensinger Living
Trust
16,000.00
Wachovia
Traders Investment
Club
2000780158115
Wire
07/01/03
N/A
Unknown
Wachovia
Traders Investment
Club
2000780158115
Check
07/07/03
202
Phil Davis
Wachovia
Traders Investment
Club
2000780158115
Debit
07/14/03
N/A
Wachovia
Wachovia
Traders Investment
Club
2000780158115
Wire
07/14/03
N/A
TRADERS
INVESTMENT
CLUB / Shoreline
Trading Group LLC
#782V
Wachovia
Traders Investment
Club
2000780158115
Deposit
07/15/03
N/A
Brian Woodman
Wachovia
Traders Investment
Club
2000780158115
Debit
07/18/03
N/A
Wachovia
Wire Transfer Fee
(10.00)
Wachovia
Traders Investment
Club
2000780158115
Debit
07/18/03
N/A
Wachovia
Wire Transfer Fee
(10.00)
Wachovia
Traders Investment
Club
2000780158115
Wire
07/18/03
N/A
Unknown
2,652.95
Wachovia
Traders Investment
Club
2000780158115
Wire
07/18/03
N/A
Unknown
16,679.95
Wachovia
Traders Investment
Club
2000780158115
Debit
07/23/03
N/A
Wachovia
Wachovia
Traders Investment
Club
2000780158115
Check
07/24/03
203
Mikhail
Khodorkovsky
Wachovia
Traders Investment
Club
2000780158115
Wire
07/29/03
N/A
Gail Ensinger Living
Trust
Wachovia
Traders Investment
Club
2000780158115
Wire
07/29/03
N/A
Mikhail
Khodorkovsky
5,000.00
Wachovia
Traders Investment
Club
2000780158115
Deposit
07/29/03
N/A
Sharon Moody
100,000.00
Wachovia
Traders Investment
Club
2000780158115
Check
08/01/03
204
Phil Davis
(4,000.00)
Wachovia
Traders Investment
Club
2000780158115
Wire
08/04/03
N/A
Neil Moody
50,000.00
Wachovia
Traders Investment
Club
2000780158115
Check
08/29/03
205
Phil Davis
Page 3 of 12
14,000.00
150,000.00
(2,500.00)
Wire Transfer Fee
(25.00)
(350,000.00)
10,000.00
Wire Transfer Fee
(10.00)
(9,474.00)
135,000.00
(800.00)
EXHIBIT 33
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Traders Investment Club
Wachovia Account No. 2000780158115
For the Period December 2002 through January 2006
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
(Payee)/Payor
QB Only
Memo
Amount
Wachovia
Traders Investment
Club
2000780158115
Check
08/29/03
206
Sharon Moody
Wachovia
Traders Investment
Club
2000780158115
Debit
09/09/03
N/A
Wachovia
Wachovia
Traders Investment
Club
2000780158115
Wire
09/09/03
N/A
Unknown
Wachovia
Traders Investment
Club
2000780158115
Check
09/15/03
207
Intex Trading
Corporation
(40,000.00)
Wachovia
Traders Investment
Club
2000780158115
Check
09/16/03
208
Intex Trading
Corporation
(15,000.00)
Wachovia
Traders Investment
Club
2000780158115
Check
10/02/03
209
Phil or Barbara
Davis
(1,500.00)
Wachovia
Traders Investment
Club
2000780158115
Deposit
10/06/03
N/A
Rita Kales; Allen
Kales; Kimberly
Dehetre
25,000.00
Wachovia
Traders Investment
Club
2000780158115
Deposit
10/07/03
N/A
Intex Trading
Corporation
Wachovia
Traders Investment
Club
2000780158115
Check
10/10/03
210
Brian Woodman
Wachovia
Traders Investment
Club
2000780158115
Deposit
10/30/03
N/A
Intex Trading
Corporation
Wachovia
Traders Investment
Club
2000780158115
Deposit
10/30/03
N/A
Neil Moody
Wachovia
Traders Investment
Club
2000780158115
Debit
10/31/03
N/A
Wachovia
Wachovia
Traders Investment
Club
2000780158115
Check
10/31/03
211
Family Counseling
Center Foundation
(13,555.93)
Wachovia
Traders Investment
Club
2000780158115
Wire
10/31/03
N/A
Unknown
(25,000.00)
Wachovia
Traders Investment
Club
2000780158115
Check
11/19/03
212
Phil Davis
(1,500.00)
Wachovia
Traders Investment
Club
2000780158115
Debit
12/03/03
N/A
Wachovia
Wachovia
Traders Investment
Club
2000780158115
Wire
12/03/03
N/A
Unknown
Wachovia
Traders Investment
Club
2000780158115
Check
12/16/03
214
Lester Blackburn
Trust
Page 4 of 12
(50,000.00)
Wire Transfer Fee
(25.00)
(241,358.03)
5,000.00
(15,000.00)
25,000.00
200,000.00
Wire Transfer Fee
Wire Transfer Fee
(25.00)
(25.00)
(10,000.00)
(2,000.00)
EXHIBIT 33
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Traders Investment Club
Wachovia Account No. 2000780158115
For the Period December 2002 through January 2006
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
(Payee)/Payor
QB Only
Memo
Amount
Wachovia
Traders Investment
Club
2000780158115
Check
12/17/03
213
Phil Davis
(1,500.00)
Wachovia
Traders Investment
Club
2000780158115
Deposit
12/22/03
N/A
Edward A. Guy and
Patricia W. Guy
10,000.00
Wachovia
Traders Investment
Club
2000780158115
Debit
12/30/03
N/A
Wachovia
Wachovia
Traders Investment
Club
2000780158115
Wire
12/30/03
N/A
Unknown
Wachovia
Traders Investment
Club
2000780158115
Check
01/05/04
215
Harold Ames
Wachovia
Traders Investment
Club
2000780158115
Credit
01/27/04
N/A
Neil V. Moody
Charitable
Foundation, Inc.
Wachovia
Traders Investment
Club
2000780158115
Deposit
01/29/04
N/A
Gail Ensinger
30,000.00
Wachovia
Traders Investment
Club
2000780158115
Check
02/02/04
216
Sharon Moody
(100,000.00)
Wachovia
Traders Investment
Club
2000780158115
Check
02/03/04
218
Kathy Humpert
(5,000.00)
Wachovia
Traders Investment
Club
2000780158115
Check
02/03/04
217
Neil Moody
Wachovia
Traders Investment
Club
2000780158115
Deposit
02/04/04
N/A
Gail Ensinger
10,000.00
Wachovia
Traders Investment
Club
2000780158115
Check
02/04/04
219
Rene Guerin
(8,000.00)
Wachovia
Traders Investment
Club
2000780158115
Debit
02/29/04
N/A
Wachovia
Minimum Balance
Fee
Wachovia
Traders Investment
Club
2000780158115
Debit
03/02/04
N/A
Wachovia
Refund Service
Charge
Wachovia
Traders Investment
Club
2000780158115
Deposit
03/05/04
N/A
Victory Fund, LTD. /
Wachovia #4790
300,000.00
Wachovia
Traders Investment
Club
2000780158115
Check
03/08/04
221
Lester Blackburn
Trust
(10,000.00)
Wachovia
Traders Investment
Club
2000780158115
Check
03/08/04
220
Millennium Trust &
Co.
Wachovia
Traders Investment
Club
2000780158115
Check
03/10/04
226
Victory IRA Fund,
Ltd. / Northern
Trust #1090
(38,627.83)
Wachovia
Traders Investment
Club
2000780158115
Check
03/10/04
228
Victory IRA Fund,
Ltd. / Northern
Trust #1090
(158,694.61)
Wachovia
Traders Investment
Club
2000780158115
Check
03/10/04
227
Victory IRA Fund,
Ltd. / Northern
Trust #1090
(84,893.29)
Page 5 of 12
Wire Transfer Fee
(25.00)
(20,000.00)
(8,000.00)
100,000.00
(100,000.00)
(13.00)
13.00
(252.17)
EXHIBIT 33
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Traders Investment Club
Wachovia Account No. 2000780158115
For the Period December 2002 through January 2006
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
(Payee)/Payor
QB Only
Memo
Amount
Wachovia
Traders Investment
Club
2000780158115
Check
03/10/04
229
Victory IRA Fund,
Ltd. / Northern
Trust #1090
(63,399.72)
Wachovia
Traders Investment
Club
2000780158115
Deposit
03/31/04
N/A
Victory Fund, LTD. /
Wachovia #4790
350,000.00
Wachovia
Traders Investment
Club
2000780158115
Check
04/06/04
231
James Grogan
(30,000.00)
Wachovia
Traders Investment
Club
2000780158115
Check
04/08/04
232
Mikhail
Khodorkovsky
(15,000.00)
Wachovia
Traders Investment
Club
2000780158115
Check
04/09/04
230
Advent Software
Inc.
(4,656.66)
Wachovia
Traders Investment
Club
2000780158115
Debit
04/13/04
N/A
Neil V. Moody
Charitable
Foundation, Inc.
94,000.00
Wachovia
Traders Investment
Club
2000780158115
Deposit
04/13/04
N/A
Scoop
Management, Inc.
22,001.43
Wachovia
Traders Investment
Club
2000780158115
Deposit
04/27/04
N/A
Indigo Investments
Club
3,510.14
Wachovia
Traders Investment
Club
2000780158115
Deposit
04/27/04
N/A
Harmony
Investments Club
55,553.00
Wachovia
Traders Investment
Club
2000780158115
Debit
04/27/04
N/A
Michelle Bell
10,000.00
Wachovia
Traders Investment
Club
2000780158115
Check
04/27/04
234
Victory Fund, Ltd. /
Northern Trust
#1023
(128,118.77)
Wachovia
Traders Investment
Club
2000780158115
Check
04/30/04
235
Neil Moody
(350,000.00)
Wachovia
Traders Investment
Club
2000780158115
Check
04/30/04
236
Sharon Moody
Wachovia
Traders Investment
Club
2000780158115
Debit
05/10/04
N/A
Wachovia
Wachovia
Traders Investment
Club
2000780158115
Wire
05/10/04
N/A
Unknown
(25,000.00)
Wachovia
Traders Investment
Club
2000780158115
Check
05/13/04
238
Indigo Investments
Club
(10,000.00)
Wachovia
Traders Investment
Club
2000780158115
Deposit
05/17/04
N/A
Geoffrey B.
Quisenberry
Wachovia
Traders Investment
Club
2000780158115
Check
05/21/04
237
Advent Software
Inc.
Wachovia
Traders Investment
Club
2000780158115
Debit
05/27/04
N/A
Wachovia
Page 6 of 12
(10,000.00)
Wire Transfer Fee
(25.00)
10,000.00
(306.13)
Wire Transfer Fee
(10.00)
EXHIBIT 33
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Traders Investment Club
Wachovia Account No. 2000780158115
For the Period December 2002 through January 2006
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
(Payee)/Payor
QB Only
Memo
Amount
Wachovia
Traders Investment
Club
2000780158115
Deposit
05/27/04
N/A
Arthur G. Nadel
15,000.00
Wachovia
Traders Investment
Club
2000780158115
Deposit
05/27/04
N/A
Scoop
Management, Inc.
10,281.02
Wachovia
Traders Investment
Club
2000780158115
Wire
05/27/04
N/A
Unknown
Wachovia
Traders Investment
Club
2000780158115
Debit
05/28/04
N/A
Wachovia
Wachovia
Traders Investment
Club
2000780158115
Wire
05/28/04
N/A
Unknown
Wachovia
Traders Investment
Club
2000780158115
Check
06/03/04
239
Rita Kales
Wachovia
Traders Investment
Club
2000780158115
Deposit
06/07/04
N/A
Victory Fund, LTD. /
Wachovia #4790
50,000.00
Wachovia
Traders Investment
Club
2000780158115
Check
06/07/04
240
Kathy Humpert
(3,000.00)
Wachovia
Traders Investment
Club
2000780158115
Check
06/10/04
242
Sharon Moody
(45,000.00)
Wachovia
Traders Investment
Club
2000780158115
Check
06/15/04
241
Mikhail
Khodorkovsky
(6,500.00)
Wachovia
Traders Investment
Club
2000780158115
Check
06/18/04
243
Lester Blackburn
Trust
(3,000.00)
Wachovia
Traders Investment
Club
2000780158115
Deposit
06/28/04
N/A
Victory Fund, LTD. /
Wachovia #4790
Wachovia
Traders Investment
Club
2000780158115
Debit
06/29/04
N/A
Wachovia
Wachovia
Traders Investment
Club
2000780158115
Wire
06/29/04
N/A
Unknown
Wachovia
Traders Investment
Club
2000780158115
Debit
07/01/04
N/A
Wachovia
Wachovia
Traders Investment
Club
2000780158115
Wire
07/01/04
N/A
TRADERS
INVESTMENT
CLUB / Shoreline
Trading Group LLC
#782V
200,000.00
Wachovia
Traders Investment
Club
2000780158115
Check
07/06/04
244
Harmony
Investments Club
(30,000.00)
Wachovia
Traders Investment
Club
2000780158115
Check
07/15/04
246
Millennium Trust &
Co.
(78,969.38)
Page 7 of 12
3,000.30
Wire Transfer Fee
(10.00)
499.70
(25,000.00)
300,000.00
Wire Transfer Fee
(25.00)
(300,000.00)
Wire Transfer Fee
(10.00)
EXHIBIT 33
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Traders Investment Club
Wachovia Account No. 2000780158115
For the Period December 2002 through January 2006
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
(Payee)/Payor
QB Only
Memo
Wachovia
Traders Investment
Club
2000780158115
Debit
07/16/04
N/A
Wachovia
Wachovia
Traders Investment
Club
2000780158115
Debit
07/16/04
N/A
Andrew Martin
Wachovia
Traders Investment
Club
2000780158115
Deposit
07/16/04
N/A
Geoffrey B.
Quisenberry
Wachovia
Traders Investment
Club
2000780158115
Check
07/20/04
247
Mikhail
Khodorkovsky
Wachovia
Traders Investment
Club
2000780158115
Debit
07/30/04
N/A
Wachovia
Wachovia
Traders Investment
Club
2000780158115
Wire
07/30/04
N/A
Unknown
Wachovia
Traders Investment
Club
2000780158115
Deposit
08/12/04
N/A
Brian Woodman
30,000.00
Wachovia
Traders Investment
Club
2000780158115
Deposit
08/27/04
N/A
Harmony
Investments Club
20,000.00
Wachovia
Traders Investment
Club
2000780158115
Check
09/10/04
249
Sharon Moody
Wachovia
Traders Investment
Club
2000780158115
Debit
09/29/04
N/A
Wachovia
Wachovia
Traders Investment
Club
2000780158115
Wire
09/29/04
N/A
TRADERS
INVESTMENT
CLUB / Shoreline
Trading Group LLC
#782V
100,000.00
Wachovia
Traders Investment
Club
2000780158115
Check
10/01/04
250
Andrew Martin
(41,000.00)
Wachovia
Traders Investment
Club
2000780158115
Check
10/22/04
253
Gail Ensinger
(10,000.00)
Wachovia
Traders Investment
Club
2000780158115
Check
10/26/04
252
Lester Blackburn
(4,000.00)
Wachovia
Traders Investment
Club
2000780158115
Transfer
11/02/04
N/A
Neil V. Moody
Charitable
Foundation, Inc.
45,000.00
Wachovia
Traders Investment
Club
2000780158115
Check
12/02/04
254
Sharon Moody
(75,000.00)
Wachovia
Traders Investment
Club
2000780158115
Check
12/03/04
255
Kathy Humpert
(7,000.00)
Wachovia
Traders Investment
Club
2000780158115
Check
12/06/04
256
Lester Blackburn
(5,000.00)
Wachovia
Traders Investment
Club
2000780158115
Deposit
12/10/04
N/A
Unknown
110,000.00
Wachovia
Traders Investment
Club
2000780158115
Check
01/11/05
257
Kathy Humpert
(10,000.00)
Page 8 of 12
Stop Payment
Charge
Amount
(30.00)
5,000.00
10,000.00
(74,556.46)
Wire Transfer Fee
(25.00)
(30,000.00)
(50,000.00)
(10.00)
EXHIBIT 33
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Traders Investment Club
Wachovia Account No. 2000780158115
For the Period December 2002 through January 2006
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
(Payee)/Payor
QB Only
Memo
Amount
Wachovia
Traders Investment
Club
2000780158115
Deposit
01/19/05
N/A
Victory Fund, LTD. /
Wachovia #4790
Wachovia
Traders Investment
Club
2000780158115
Deposit
01/19/05
N/A
Brian Woodman
Wachovia
Traders Investment
Club
2000780158115
Check
02/03/05
258
Richard Porter
(10,000.00)
Wachovia
Traders Investment
Club
2000780158115
Check
02/10/05
259
Samuel Morgan
(30,000.00)
Wachovia
Traders Investment
Club
2000780158115
Deposit
02/22/05
N/A
Jenny Aldrich
Walker
Wachovia
Traders Investment
Club
2000780158115
Debit
03/04/05
N/A
Wachovia
Wachovia
Traders Investment
Club
2000780158115
Wire
03/04/05
N/A
Unknown
Wachovia
Traders Investment
Club
2000780158115
Check
03/11/05
260
Neil Moody Trust
(47,000.00)
Wachovia
Traders Investment
Club
2000780158115
Check
03/11/05
261
Sharon Moody
(10,000.00)
Wachovia
Traders Investment
Club
2000780158115
Check
03/31/05
264
James Grogan
(35,000.00)
Wachovia
Traders Investment
Club
2000780158115
Check
03/31/05
262
Neil Moody Trust
(1,338.05)
Wachovia
Traders Investment
Club
2000780158115
Check
04/01/05
263
Lester Blackburn
(13,000.00)
Wachovia
Traders Investment
Club
2000780158115
Debit
04/08/05
N/A
Wachovia
Wachovia
Traders Investment
Club
2000780158115
Wire
04/08/05
N/A
TRADERS
INVESTMENT
CLUB / Shoreline
Trading Group LLC
#782V
400,000.00
Wachovia
Traders Investment
Club
2000780158115
Check
04/13/05
267
Victory IRA Fund,
Ltd. / Northern
Trust #1090
(72,209.05)
Wachovia
Traders Investment
Club
2000780158115
Check
04/13/05
266
Viking Fund, LLC /
Northern Trust
#0928
(512,363.34)
Wachovia
Traders Investment
Club
2000780158115
Transfer
04/21/05
N/A
Andrew Martin
55,000.00
Wachovia
Traders Investment
Club
2000780158115
Check
04/29/05
268
Gail Ensinger
(5,000.00)
Wachovia
Traders Investment
Club
2000780158115
Deposit
05/06/05
N/A
Geoffrey B.
Quisenberry
10,000.00
Page 9 of 12
121,994.00
75,000.00
40,000.00
(10.00)
24,220.45
(10.00)
EXHIBIT 33
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Traders Investment Club
Wachovia Account No. 2000780158115
For the Period December 2002 through January 2006
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
(Payee)/Payor
QB Only
Memo
Amount
Wachovia
Traders Investment
Club
2000780158115
Check
05/12/05
269
Rita Kales
(6,573.73)
Wachovia
Traders Investment
Club
2000780158115
Debit
05/20/05
N/A
Wachovia
(10.00)
Wachovia
Traders Investment
Club
2000780158115
Wire
05/20/05
N/A
TRADERS
INVESTMENT
CLUB / Shoreline
Trading Group LLC
#782V
Wachovia
Traders Investment
Club
2000780158115
Check
05/27/05
270
Gail Ensinger
Wachovia
Traders Investment
Club
2000780158115
Check
06/06/05
271
Brian Woodman
Wachovia
Traders Investment
Club
2000780158115
Check
06/15/05
272
Gail Ensinger
Wachovia
Traders Investment
Club
2000780158115
Check
06/15/05
274
Scoop Real Estate,
L.P. / Northern
Trust #0624
Wachovia
Traders Investment
Club
2000780158115
Transfer
07/27/05
N/A
Andrew Martin
25,000.00
Wachovia
Traders Investment
Club
2000780158115
Check
09/01/05
276
Andrew Martin
(10,000.00)
Wachovia
Traders Investment
Club
2000780158115
Check
09/01/05
275
James Grogan
(25,000.00)
Wachovia
Traders Investment
Club
2000780158115
Wire
10/05/05
N/A
TRADERS
INVESTMENT
CLUB / Shoreline
Trading Group LLC
#782V
Wachovia
Traders Investment
Club
2000780158115
Wire
10/06/05
N/A
Stanley Mason
(342,002.83)
Wachovia
Traders Investment
Club
2000780158115
Check
10/06/05
290
Arthur G. Nadel
(233,084.31)
Wachovia
Traders Investment
Club
2000780158115
Wire
10/06/05
N/A
Jenny Walker
(357,148.38)
Wachovia
Traders Investment
Club
2000780158115
Check
10/11/05
289
Moody Foundation
(359,240.35)
Wachovia
Traders Investment
Club
2000780158115
Debit
10/12/05
N/A
Wachovia
Wachovia
Traders Investment
Club
2000780158115
Check
10/13/05
286
Andrew Martin
(80,970.49)
Wachovia
Traders Investment
Club
2000780158115
Check
10/13/05
284
Bjorn Kolsson
(240,129.88)
Page 10 of 12
200,000.00
(246,000.00)
(15,000.00)
(3,579.98)
(20,515.25)
3,696,317.84
(15.00)
EXHIBIT 33
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Traders Investment Club
Wachovia Account No. 2000780158115
For the Period December 2002 through January 2006
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
(Payee)/Payor
QB Only
Memo
Amount
Wachovia
Traders Investment
Club
2000780158115
Check
10/13/05
292
Geoffrey B.
Quisenberry
Wachovia
Traders Investment
Club
2000780158115
Check
10/13/05
280
James Grogan
Wachovia
Traders Investment
Club
2000780158115
Check
10/13/05
278
Michelle Bell
(20,221.27)
Wachovia
Traders Investment
Club
2000780158115
Check
10/13/05
281
Rene Guerin
(320,312.20)
Wachovia
Traders Investment
Club
2000780158115
Check
10/14/05
294
Brian Woodman
(195,766.17)
Wachovia
Traders Investment
Club
2000780158115
Check
10/14/05
291
Donna Pickard
Wachovia
Traders Investment
Club
2000780158115
Check
10/14/05
285
James Le Tellier,
IRA
(223,854.21)
Wachovia
Traders Investment
Club
2000780158115
Check
10/14/05
282
Kathy Humpert
(339,083.45)
Wachovia
Traders Investment
Club
2000780158115
Check
10/14/05
279
Lester Blackburn
(41,117.27)
Wachovia
Traders Investment
Club
2000780158115
Check
10/17/05
288
Mark Mason
(60,673.31)
Wachovia
Traders Investment
Club
2000780158115
Check
10/17/05
277
Phil Davis
Wachovia
Traders Investment
Club
2000780158115
Check
10/26/05
295
Jenny Walker
(48,098.51)
Wachovia
Traders Investment
Club
2000780158115
Check
10/27/05
293
Alexsandra C.
Quisenberry
(24,438.16)
Wachovia
Traders Investment
Club
2000780158115
Debit
11/10/05
N/A
Wachovia
(25.00)
Wachovia
Traders Investment
Club
2000780158115
Wire
11/14/05
N/A
TRADERS
INVESTMENT
CLUB / Shoreline
Trading Group LLC
#782V
449.13
Wachovia
Traders Investment
Club
2000780158115
Check
11/17/05
283
Mara Joubert
(138,655.87)
Wachovia
Traders Investment
Club
2000780158115
Check
12/02/05
296
Arthur G. Nadel
(143,000.00)
Wachovia
Traders Investment
Club
2000780158115
Debit
12/09/05
N/A
Wachovia
(10.00)
Wachovia
Traders Investment
Club
2000780158115
Debit
01/10/06
N/A
Unknown
(194.96)
Source:
Page 11 of 12
(63,572.56)
(260,332.44)
(60,673.31)
(145,277.42)
EXHIBIT 33
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Traders Investment Club
Wachovia Account No. 2000780158115
For the Period December 2002 through January 2006
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Type
Bank Date
Check No.
1. Wachovia bank account statements including deposit slips, cancelled checks and wire detail.
Page 12 of 12
(Payee)/Payor
QB Only
Memo
Amount