Securities and Exchange Commission v. Nadel et al

Filing 1192

Declaration of M. Yip by Burton W. Wiand re 1190 MOTION for miscellaneous relief, specifically Motion to Overrule Objections to Claims 403, 404, 405, 406, 407, 408, and 477 Notice of Filing Declaration of Maria Yip (Attachments: # 1 Exhibit M. Yip Declaration, # 2 Exhibit Ex. 1 to M. Yip Declaration, # 3 Exhibit Ex. 2 to M. Yip Declaration, # 4 Exhibit Ex. 3 to M. Yip Declaration, # 5 Exhibit Ex. 4 to M. Yip Declaration, # 6 Exhibit Ex. 5 to M. Yip Declaration, # 7 Exhibit Ex. 6 to M. Yip Declaration, # 8 Exhibit Ex. 7 to M. Yip Declaration, # 9 Exhibit Ex. 8 to M. Yip Declaration, # 10 Exhibit Ex. 9 to M. Yip Declaration, # 11 Exhibit Ex. 10-1 to M. Yip Declaration, # 12 Exhibit Ex. 10-2 to M. Yip Declaration, # 13 Exhibit Ex. 11 to M. Yip Declaration, # 14 Exhibit Ex. 12 to M. Yip Declaration, # 15 Exhibit Ex. 13 to M. Yip Declaration, # 16 Exhibit Ex. 14 to M. Yip Declaration, # 17 Exhibit Ex. 15 to M. Yip Declaration, # 18 Exhibit Ex. 16 to M. Yip Declaration, # 19 Exhibit Ex. 17 to M. Yip Declaration, # 20 Exhibit Ex. 18 to M. Yip Declaration, # 21 Exhibit Ex. 19 to M. Yip Declaration, # 22 Exhibit Ex. 20 to M. Yip Declaration, # 23 Exhibit Ex. 21 to M. Yip Declaration, # 24 Exhibit Ex. 22 to M. Yip Declaration, # 25 Exhibit Ex. 23 to M. Yip Declaration, # 26 Exhibit Ex. 24 to M. Yip Declaration, # 27 Exhibit Ex. 25 to M. Yip Declaration, # 28 Exhibit Ex. 26 to M. Yip Declaration, # 29 Exhibit Ex. 27 to M. Yip Declaration, # 30 Exhibit Ex. 28 to M. Yip Declaration, # 31 Exhibit Ex. 29 to M. Yip Declaration, # 32 Exhibit Ex. 30 to M. Yip Declaration, # 33 Exhibit Ex. 31 to M. Yip Declaration, # 34 Exhibit Ex. 32 to M. Yip Declaration, # 35 Exhibit Ex. 33 to M. Yip Declaration, # 36 Exhibit Ex. 34 to M. Yip Declaration, # 37 Exhibit Ex. 35 to M. Yip Declaration, # 38 Exhibit Ex. 36 to M. Yip Declaration, # 39 Exhibit Ex. 37 to M. Yip Declaration, # 40 Exhibit Ex. 38 to M. Yip Declaration, # 41 Exhibit Ex. 39 to M. Yip Declaration, # 42 Exhibit Ex. 40 to M. Yip Declaration, # 43 Exhibit Ex. 41 to M. Yip Declaration, # 44 Exhibit Ex. 42 to M. Yip Declaration, # 45 Exhibit Ex. 43 to M. Yip Declaration, # 46 Exhibit Ex. 44 to M. Yip Declaration, # 47 Exhibit Ex. 45 to M. Yip Declaration, # 48 Exhibit Ex. 46 to M. Yip Declaration, # 49 Exhibit Ex. 47 to M. Yip Declaration, # 50 Exhibit Ex. 48 to M. Yip Declaration, # 51 Exhibit Ex. 49 to M. Yip Declaration, # 52 Exhibit Ex. 50 to M. Yip Declaration, # 53 Exhibit Ex. 51 to M. Yip Declaration, # 54 Exhibit Ex. 52 to M. Yip Declaration, # 55 Exhibit Ex. 53 to M. Yip Declaration, # 56 Exhibit Ex. 54 to M. Yip Declaration, # 57 Exhibit Ex. 55 to M. Yip Declaration, # 58 Exhibit Ex. 56 to M. Yip Declaration, # 59 Exhibit Ex. 57 to M. Yip Declaration, # 60 Exhibit Ex. 58 to M. Yip Declaration, # 61 Exhibit Ex. 59 to M. Yip Declaration, # 62 Exhibit Ex. 60 to M. Yip Declaration, # 63 Exhibit Ex. 61 to M. Yip Declaration)(Morello, Gianluca) Modified on 8/12/2015 (KMM).

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EXHIBIT 56 Case No.: 8:10-cv-77-T-17MAP et al. Analysis of Deposits and Disbursements Viking Fund, LLC Spear Leads & Kellogg / Shoreline Trading Group Account No. 75YK For the Period March 2003 through December 2008 (Sorted in Chronological Order) Institution Account Name Account Number Bank Date (Payee)/Payor Amount Spear, Leads & Kellogg Viking Fund, LLC 75YK 03/18/03 Viking Fund / TradeStation #9RS1 326,161.44 Spear, Leads & Kellogg Viking Fund, LLC 75YK 03/18/03 1,682,323.13 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 03/31/03 03/31/03 04/02/03 Spear, Leads & Kellogg Viking Fund, LLC 75YK 04/15/03 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 75YK 04/15/03 04/30/03 04/30/03 05/07/03 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 05/30/03 05/30/03 06/03/03 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 06/30/03 06/30/03 07/17/03 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 07/31/03 07/31/03 08/01/03 Spear, Leads & Kellogg Viking Fund, LLC 75YK 08/04/03 Spear, Leads & Kellogg Viking Fund, LLC 75YK 08/08/03 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 08/29/03 08/29/03 09/05/03 Spear, Leads & Kellogg Viking Fund, LLC 75YK 09/09/03 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 09/30/03 09/30/03 10/07/03 Spear, Leads & Kellogg Viking Fund, LLC 75YK 10/10/03 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 10/31/03 10/31/03 11/06/03 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 11/28/03 11/28/03 12/04/03 Spear, Leads & Kellogg Viking Fund, LLC 75YK 12/12/03 Spear, Leads & Kellogg Viking Fund, LLC 75YK 12/16/03 Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC 75YK 75YK 12/31/03 12/31/03 Viking Master Fund / Spear Leeds Kellogg #7AY6 DEBIT INTEREST P&L Viking Fund, LLC / Northern Trust #0928 Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE DEBIT INTEREST P&L Viking Fund, LLC / Northern Trust #0928 DEBIT INTEREST P&L Viking Fund, LLC / Northern Trust #0928 DEBIT INTEREST P&L Viking Fund, LLC / Northern Trust #0928 DEBIT INTEREST P&L Viking Fund, LLC / Northern Trust #0928 Viking Fund, LLC / Northern Trust #0928 Viking Fund, LLC / Northern Trust #0928 DEBIT INTEREST P&L Viking Fund, LLC / Northern Trust #0928 Viking Fund, LLC / Northern Trust #0928 DEBIT INTEREST P&L Viking Fund, LLC / Northern Trust #0928 Viking Fund, LLC / Northern Trust #0928 DEBIT INTEREST P&L Viking Fund, LLC / Northern Trust #0928 DEBIT INTEREST P&L Viking Fund, LLC / Northern Trust #0928 Viking Fund, LLC / Northern Trust #0928 Viking Fund, LLC / Northern Trust #0928 DEBIT INTEREST P&L Page 1 of 6 (428.22) (149,634.90) 157,185.47 (90,000.00) (12.00) (4,391.79) 308,064.92 760,000.00 (7,315.08) 449,974.51 375,000.00 (10,017.50) 18,402.50 130,000.00 (6,686.93) 481,439.43 1,200,000.00 1,300,000.00 700,000.00 (10,841.06) 802,755.50 1,400,000.00 100,000.00 (14,780.04) (771,768.47) 1,900,000.00 290,000.00 (26,959.81) 1,460,121.37 5,760,000.00 (27,154.63) (276,255.67) 3,100,000.00 1,000,000.00 400,000.00 (45,493.70) 662,241.48 EXHIBIT 56 Case No.: 8:10-cv-77-T-17MAP et al. Analysis of Deposits and Disbursements Viking Fund, LLC Spear Leads & Kellogg / Shoreline Trading Group Account No. 75YK For the Period March 2003 through December 2008 (Sorted in Chronological Order) Institution Account Name Account Number Bank Date Spear, Leads & Kellogg Viking Fund, LLC 75YK 01/12/04 Spear, Leads & Kellogg Viking Fund, LLC 75YK 02/05/04 Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC 75YK 75YK 02/27/04 03/01/04 Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC 75YK 75YK 03/31/04 04/05/04 Spear, Leads & Kellogg Viking Fund, LLC 75YK 04/20/04 Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC 75YK 75YK 04/30/04 05/05/04 Spear, Leads & Kellogg Viking Fund, LLC 75YK 05/10/04 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 05/10/04 05/28/04 06/09/04 Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC 75YK 75YK 06/30/04 07/06/04 Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC 75YK 75YK 07/06/04 07/08/04 Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC 75YK 75YK 07/30/04 08/09/04 Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC 75YK 75YK 08/31/04 09/07/04 Spear, Leads & Kellogg Viking Fund, LLC 75YK 09/29/04 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 09/29/04 09/30/04 10/04/04 Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC 75YK 75YK 10/29/04 11/05/04 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 75YK 75YK 75YK 11/30/04 11/30/04 11/30/04 12/31/04 12/31/04 01/21/05 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 75YK 75YK 75YK 75YK 01/31/05 02/07/05 02/28/05 03/03/05 03/31/05 04/08/05 04/08/05 Spear, Leads & Kellogg Viking Fund, LLC 75YK 04/08/05 Page 2 of 6 (Payee)/Payor Viking Fund, LLC / Northern Trust #0928 Viking Fund, LLC / Northern Trust #0928 DEBIT INTEREST Viking Fund, LLC / Northern Trust #0928 DEBIT INTEREST Viking Fund, LLC / Northern Trust #0928 Viking Fund, LLC / Northern Trust #0928 DEBIT INTEREST Viking Fund, LLC / Northern Trust #0928 Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE DEBIT INTEREST Viking Fund, LLC / Northern Trust #0928 DEBIT INTEREST Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE Viking Fund, LLC / Northern Trust #0928 DEBIT INTEREST Viking Fund, LLC / Northern Trust #0928 DEBIT INTEREST Viking Fund, LLC / Northern Trust #0928 Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE DEBIT INTEREST Viking Fund, LLC / Northern Trust #0928 DEBIT INTEREST Viking Fund, LLC / Northern Trust #0928 DEBIT INTEREST CREDIT INTEREST REBATE ON SHORTS DEBIT INTEREST P&L Viking Fund, LLC / Northern Trust #0928 DEBIT INTEREST JANUARY DEBIT INTEREST FEBRUARY DEBIT INTEREST ARCA REBATE Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE Amount 45,000.00 3,345,000.00 (1,658.44) 4,500,000.00 (63,420.38) 3,500,000.00 300,000.00 (80,688.01) 1,310,000.00 (175,000.00) (12.00) (98,443.99) 1,290,000.00 (80,095.51) (6,500,000.00) (12.00) 60,000.00 (73,114.42) 740,000.00 (105,596.07) 250,000.00 (2,900,000.00) (12.00) (54,725.28) 400,000.00 (32,794.23) 5,735,000.00 (16,653.29) 41.71 70.51 (57,711.53) (1,043,688.59) 2,590,000.00 (66,031.19) 1,250.66 (139,966.61) 852.50 (175,226.27) 1,344.78 (2,450,000.00) (12.00) EXHIBIT 56 Case No.: 8:10-cv-77-T-17MAP et al. Analysis of Deposits and Disbursements Viking Fund, LLC Spear Leads & Kellogg / Shoreline Trading Group Account No. 75YK For the Period March 2003 through December 2008 (Sorted in Chronological Order) Institution Account Name Account Number Bank Date Spear, Leads & Kellogg Viking Fund, LLC 75YK 04/13/05 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 75YK 04/13/05 04/29/05 05/02/05 05/03/05 Spear, Leads & Kellogg Viking Fund, LLC 75YK 05/05/05 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 75YK 05/31/05 06/06/05 06/30/05 07/01/05 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 07/01/05 07/05/05 07/11/05 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 75YK 75YK 07/11/05 07/29/05 07/29/05 08/03/05 08/09/05 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 08/31/05 09/02/05 09/27/05 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 75YK 09/27/05 09/30/05 10/04/05 10/21/05 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 10/31/05 10/31/05 11/16/05 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 75YK 11/30/05 12/30/05 12/30/05 01/04/06 Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC 75YK 75YK 01/04/06 01/09/06 Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC 75YK 75YK 01/09/06 01/17/06 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 75YK 01/17/06 01/31/06 01/31/06 02/28/06 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 75YK 02/28/06 02/28/06 03/31/06 04/03/06 Page 3 of 6 (Payee)/Payor Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE DEBIT INTEREST ARCA REBATE Viking Fund, LLC / Northern Trust #0928 Viking Fund, LLC / Northern Trust #0928 DEBIT INTEREST ARCA REBATE DEBIT INTEREST Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE ARCA REBATE Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE DEBIT INTEREST CREDIT INTEREST ARCA REBATE Viking Fund, LLC / Northern Trust #0928 CREDIT INTEREST ARCA REBATE Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE CREDIT INTEREST ARCA REBATE Viking Fund, LLC / Northern Trust #0928 DEBIT INTEREST CREDIT INTEREST Viking Fund, LLC / Northern Trust #0928 DEBIT INTEREST DEBIT INTEREST P&L Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE DEBIT INTEREST CREDIT INTEREST Viking Fund, LLC / Northern Trust #0928 DEBIT INTEREST WIRE CHARGE DEBIT INTEREST Viking Fund, LLC / Northern Trust #0928 Amount (300,000.00) (12.00) (162,648.23) 1,937.50 150,000.00 550,000.00 (168,822.99) 1,583.79 (165,707.44) (400,000.00) (12.00) 846.00 (500,000.00) (12.00) (82,006.97) 1,792.53 886.29 800,000.00 12,703.93 976.50 (10,200,000.00) (12.00) 15,297.65 1,828.69 1,175,000.00 (14,553.68) 8,565.12 1,725,000.00 (99,310.95) (138,994.91) 493,549.20 (2,300,000.00) (12.00) (1,050,000.00) (12.00) (100,000.00) (12.00) (100,705.78) 62.73 (600,000.00) (111,945.45) (12.00) (138,934.28) (1,200,000.00) EXHIBIT 56 Case No.: 8:10-cv-77-T-17MAP et al. Analysis of Deposits and Disbursements Viking Fund, LLC Spear Leads & Kellogg / Shoreline Trading Group Account No. 75YK For the Period March 2003 through December 2008 (Sorted in Chronological Order) Institution Account Name Account Number Bank Date Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC 75YK 75YK 04/03/06 04/07/06 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 04/07/06 04/28/06 05/01/06 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 05/31/06 06/30/06 07/05/06 Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC 75YK 75YK 07/05/06 07/10/06 Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC 75YK 75YK 07/10/06 07/12/06 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 75YK 75YK 07/12/06 07/31/06 08/31/06 09/29/06 10/02/06 Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC 75YK 75YK 10/02/06 10/10/06 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 75YK 75YK 75YK 75YK 10/10/06 10/31/06 10/31/06 11/30/06 12/29/06 12/29/06 01/08/07 Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC 75YK 75YK 01/08/07 01/09/07 Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC 75YK 75YK 01/09/07 01/12/07 Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC 75YK 75YK 01/31/07 02/01/07 Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC 75YK 75YK 02/01/07 02/14/07 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 02/28/07 03/30/07 04/04/07 Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC 75YK 75YK 04/04/07 04/10/07 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 04/10/07 04/30/07 05/03/07 Spear, Leads & Kellogg Viking Fund, LLC 75YK 05/31/07 Page 4 of 6 (Payee)/Payor WIRE CHARGE Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE DEBIT INTEREST Viking Fund, LLC / Northern Trust #0928 DEBIT INTEREST DEBIT INTEREST Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE DEBIT INTEREST DEBIT INTEREST DEBIT INTEREST Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE DEBIT INTEREST CREDIT INTEREST CREDIT INTEREST CREDIT INTEREST P&L Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE Viking Fund, LLC / Northern Trust #0928 CREDIT INTEREST Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE Viking Fund, LLC / Northern Trust #0928 CREDIT INTEREST CREDIT INTEREST Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE CREDIT INTEREST Viking Fund, LLC / Northern Trust #0928 CREDIT INTEREST Amount (12.00) (2,150,000.00) (12.00) (108,418.50) 1,450,000.00 (153,848.53) (142,382.43) (1,150,000.00) (12.00) (836,000.00) (12.00) (1,800,000.00) (12.00) (131,430.14) (114,519.15) (100,149.77) (1,100,000.00) (12.00) (925,000.00) (12.00) (1,629.47) 20,657.65 18,982.26 17,814.09 (3,119,627.08) (615,000.00) (12.00) (250,000.00) (12.00) 450,000.00 19,035.86 (325,000.00) (12.00) 500,000.00 15,265.33 17,598.37 (2,950,000.00) (12.00) (1,250,000.00) (12.00) 10,432.81 725,000.00 8,906.33 EXHIBIT 56 Case No.: 8:10-cv-77-T-17MAP et al. Analysis of Deposits and Disbursements Viking Fund, LLC Spear Leads & Kellogg / Shoreline Trading Group Account No. 75YK For the Period March 2003 through December 2008 (Sorted in Chronological Order) Institution Account Name Account Number Bank Date Spear, Leads & Kellogg Viking Fund, LLC 75YK 06/29/07 Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC 75YK 75YK 06/29/07 07/09/07 Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC 75YK 75YK 07/09/07 07/19/07 Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC 75YK 75YK 07/31/07 08/08/07 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 08/31/07 09/28/07 10/05/07 Spear, Leads & Kellogg Viking Fund, LLC 75YK 10/09/07 Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC 75YK 75YK 10/09/07 10/11/07 Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC 75YK 75YK 10/11/07 10/18/07 Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC 75YK 75YK 10/31/07 11/13/07 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 75YK 11/30/07 12/31/07 12/31/07 01/03/08 Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC 75YK 75YK 01/03/08 01/09/08 Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC 75YK 75YK 01/09/08 01/11/08 Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC 75YK 75YK 01/11/08 01/15/08 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 01/31/08 01/31/08 02/05/08 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 75YK 02/29/08 02/29/08 03/31/08 04/09/08 Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC 75YK 75YK 04/09/08 04/11/08 Spear, Leads & Kellogg Viking Fund, LLC 75YK 04/14/08 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 04/14/08 06/30/08 07/08/08 Page 5 of 6 (Payee)/Payor Arthur Nadel DBA Viking Fund / Wachovia #4984 CREDIT INTEREST Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE Arthur Nadel DBA Viking Fund / Wachovia #4984 CREDIT INTEREST Viking Fund, LLC / Northern Trust #0928 CREDIT INTEREST CREDIT INTEREST Arthur Nadel DBA Viking Fund / Wachovia #4984 Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE Arthur Nadel DBA Viking Fund / Wachovia #4984 CREDIT INTEREST Viking Fund, LLC / Northern Trust #0928 CREDIT INTEREST CREDIT INTEREST P&L Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE Arthur Nadel DBA Viking Fund / Wachovia #4984 DEBIT INTEREST CREDIT INTEREST Viking Fund, LLC / Northern Trust #0928 DEBIT INTEREST CREDIT INTEREST CREDIT INTEREST Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE Arthur Nadel DBA Viking Fund / Wachovia #4984 Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE DEBIT INTEREST Arthur Nadel DBA Viking Fund / Wachovia #4984 Amount 800,000.00 7,877.78 (2,300,000.00) (12.00) 400,000.00 6,444.20 700,000.00 6,308.43 4,295.60 1,100,000.00 (1,200,000.00) (12.00) (860,000.00) (12.00) 300,000.00 3,073.70 325,000.00 2,194.87 2,420.92 (3,673,061.79) (250,000.00) (12.00) (200,000.00) (12.00) (1,050,000.00) (12.00) 545,000.00 (1,627.48) 1,131.03 2,950,000.00 (850.79) 174.94 152.59 (2,370,000.00) (12.00) 700,000.00 (800,000.00) (12.00) (222.47) 100,000.00 EXHIBIT 56 Case No.: 8:10-cv-77-T-17MAP et al. Analysis of Deposits and Disbursements Viking Fund, LLC Spear Leads & Kellogg / Shoreline Trading Group Account No. 75YK For the Period March 2003 through December 2008 (Sorted in Chronological Order) Institution Account Name Account Number Bank Date Spear, Leads & Kellogg Viking Fund, LLC 75YK 07/09/08 Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC 75YK 75YK 07/09/08 07/14/08 Spear, Leads & Kellogg Viking Fund, LLC 75YK 07/15/08 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 07/15/08 07/31/08 08/14/08 Spear, Leads & Kellogg Viking Fund, LLC 75YK 08/15/08 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 75YK 75YK 08/15/08 08/29/08 09/30/08 09/30/08 10/10/08 Spear, Leads & Kellogg Viking Fund, LLC 75YK 10/15/08 Spear, Leads & Kellogg Viking Fund, LLC 75YK 10/16/08 Spear, Leads & Kellogg Viking Fund, LLC 75YK 10/17/08 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Viking Fund, LLC Viking Fund, LLC Viking Fund, LLC 75YK 75YK 75YK 10/17/08 10/31/08 12/31/08 (Payee)/Payor Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE Arthur Nadel DBA Viking Fund / Wachovia #4984 Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE DEBIT INTEREST Scoop Capital LLC / Wachovia #2157 Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE DEBIT INTEREST DEBIT INTEREST CREDIT INTEREST Scoop Capital LLC / Wachovia #2157 Scoop Capital LLC / Wachovia #2157 Scoop Capital LLC / Wachovia #2157 Viking Fund, LLC / Northern Trust #0928 WIRE CHARGE DEBIT INTEREST P&L Source: 1. Brokerage account statements. 2. Northern Trust and Wachovia bank account statements including deposit slips, cancelled checks and wire detail. 3. QuickBooks file. Page 6 of 6 Amount (250,000.00) (12.00) 900,000.00 (850,000.00) (12.00) (246.85) 1,400,000.00 (1,400,000.00) (12.00) (101.68) (1,260.12) 10.16 700,000.00 2,100,000.00 650,000.00 (4,090,000.00) (12.00) (571.22) (787,543.30)

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