Securities and Exchange Commission v. Nadel et al

Filing 1192

Declaration of M. Yip by Burton W. Wiand re 1190 MOTION for miscellaneous relief, specifically Motion to Overrule Objections to Claims 403, 404, 405, 406, 407, 408, and 477 Notice of Filing Declaration of Maria Yip (Attachments: # 1 Exhibit M. Yip Declaration, # 2 Exhibit Ex. 1 to M. Yip Declaration, # 3 Exhibit Ex. 2 to M. Yip Declaration, # 4 Exhibit Ex. 3 to M. Yip Declaration, # 5 Exhibit Ex. 4 to M. Yip Declaration, # 6 Exhibit Ex. 5 to M. Yip Declaration, # 7 Exhibit Ex. 6 to M. Yip Declaration, # 8 Exhibit Ex. 7 to M. Yip Declaration, # 9 Exhibit Ex. 8 to M. Yip Declaration, # 10 Exhibit Ex. 9 to M. Yip Declaration, # 11 Exhibit Ex. 10-1 to M. Yip Declaration, # 12 Exhibit Ex. 10-2 to M. Yip Declaration, # 13 Exhibit Ex. 11 to M. Yip Declaration, # 14 Exhibit Ex. 12 to M. Yip Declaration, # 15 Exhibit Ex. 13 to M. Yip Declaration, # 16 Exhibit Ex. 14 to M. Yip Declaration, # 17 Exhibit Ex. 15 to M. Yip Declaration, # 18 Exhibit Ex. 16 to M. Yip Declaration, # 19 Exhibit Ex. 17 to M. Yip Declaration, # 20 Exhibit Ex. 18 to M. Yip Declaration, # 21 Exhibit Ex. 19 to M. Yip Declaration, # 22 Exhibit Ex. 20 to M. Yip Declaration, # 23 Exhibit Ex. 21 to M. Yip Declaration, # 24 Exhibit Ex. 22 to M. Yip Declaration, # 25 Exhibit Ex. 23 to M. Yip Declaration, # 26 Exhibit Ex. 24 to M. Yip Declaration, # 27 Exhibit Ex. 25 to M. Yip Declaration, # 28 Exhibit Ex. 26 to M. Yip Declaration, # 29 Exhibit Ex. 27 to M. Yip Declaration, # 30 Exhibit Ex. 28 to M. Yip Declaration, # 31 Exhibit Ex. 29 to M. Yip Declaration, # 32 Exhibit Ex. 30 to M. Yip Declaration, # 33 Exhibit Ex. 31 to M. Yip Declaration, # 34 Exhibit Ex. 32 to M. Yip Declaration, # 35 Exhibit Ex. 33 to M. Yip Declaration, # 36 Exhibit Ex. 34 to M. Yip Declaration, # 37 Exhibit Ex. 35 to M. Yip Declaration, # 38 Exhibit Ex. 36 to M. Yip Declaration, # 39 Exhibit Ex. 37 to M. Yip Declaration, # 40 Exhibit Ex. 38 to M. Yip Declaration, # 41 Exhibit Ex. 39 to M. Yip Declaration, # 42 Exhibit Ex. 40 to M. Yip Declaration, # 43 Exhibit Ex. 41 to M. Yip Declaration, # 44 Exhibit Ex. 42 to M. Yip Declaration, # 45 Exhibit Ex. 43 to M. Yip Declaration, # 46 Exhibit Ex. 44 to M. Yip Declaration, # 47 Exhibit Ex. 45 to M. Yip Declaration, # 48 Exhibit Ex. 46 to M. Yip Declaration, # 49 Exhibit Ex. 47 to M. Yip Declaration, # 50 Exhibit Ex. 48 to M. Yip Declaration, # 51 Exhibit Ex. 49 to M. Yip Declaration, # 52 Exhibit Ex. 50 to M. Yip Declaration, # 53 Exhibit Ex. 51 to M. Yip Declaration, # 54 Exhibit Ex. 52 to M. Yip Declaration, # 55 Exhibit Ex. 53 to M. Yip Declaration, # 56 Exhibit Ex. 54 to M. Yip Declaration, # 57 Exhibit Ex. 55 to M. Yip Declaration, # 58 Exhibit Ex. 56 to M. Yip Declaration, # 59 Exhibit Ex. 57 to M. Yip Declaration, # 60 Exhibit Ex. 58 to M. Yip Declaration, # 61 Exhibit Ex. 59 to M. Yip Declaration, # 62 Exhibit Ex. 60 to M. Yip Declaration, # 63 Exhibit Ex. 61 to M. Yip Declaration)(Morello, Gianluca) Modified on 8/12/2015 (KMM).

EXHIBIT 39
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Viking Fund, LLC
Bear Stearns / TradeStation Securities Account No. 172-80559 RS1
For the Period December 2002 through March 2003
(Sorted in Chronological Order)
Institution

Account Name

Account Number

Bank Date

(Payee)/Payor
Viking Master Fund / AB
Watley #2214
CREDIT INTEREST
DEBIT INTEREST
Viking Fund, LLC / Bank
of America #7518
Viking Fund, LLC / Bank
of America #7518
DEBIT INTEREST
CREDIT INTEREST
Viking Fund, LLC / Bank
of America #7518
DEBIT INTEREST
DIVIDENDS
Viking Fund / Spear Leeds
Kellogg #75YK
DEBIT INTEREST
Net trading Activity

TradeStation Securities

Viking Fund, LLC

172-80559 RS1

12/16/02

TradeStation Securities
TradeStation Securities
TradeStation Securities

Viking Fund, LLC
Viking Fund, LLC
Viking Fund, LLC

172-80559 RS1
172-80559 RS1
172-80559 RS1

12/23/02
12/31/02
01/06/03

TradeStation Securities

Viking Fund, LLC

172-80559 RS1

01/16/03

TradeStation Securities
TradeStation Securities
TradeStation Securities

Viking Fund, LLC
Viking Fund, LLC
Viking Fund, LLC

172-80559 RS1
172-80559 RS1
172-80559 RS1

01/21/03
01/21/03
02/07/03

TradeStation Securities
TradeStation Securities
TradeStation Securities

Viking Fund, LLC
Viking Fund, LLC
Viking Fund, LLC

172-80559 RS1
172-80559 RS1
172-80559 RS1

02/21/03
03/07/03
03/18/03

TradeStation Securities
TradeStation Securities

Viking Fund, LLC
Viking Fund, LLC

172-80559 RS1
172-80559 RS1

03/21/03
03/21/03

Sources:
1. Brokerage account statements.
2. Bank of America account statements including deposit slips, cancelled checks and wire detail.
3. QuickBooks files.

Page 1 of 1

Amount
100,000.00
10.42
(40.46)
50,000.00
80,000.00
(109.99)
6.25
100,000.00
(394.92)
160.00
(326,161.44)
(751.29)
(2,718.57)