Securities and Exchange Commission v. Nadel et al
Filing
1192
Declaration of M. Yip by Burton W. Wiand re 1190 MOTION for miscellaneous relief, specifically Motion to Overrule Objections to Claims 403, 404, 405, 406, 407, 408, and 477 Notice of Filing Declaration of Maria Yip (Attachments: # 1 Exhibit M. Yip Declaration, # 2 Exhibit Ex. 1 to M. Yip Declaration, # 3 Exhibit Ex. 2 to M. Yip Declaration, # 4 Exhibit Ex. 3 to M. Yip Declaration, # 5 Exhibit Ex. 4 to M. Yip Declaration, # 6 Exhibit Ex. 5 to M. Yip Declaration, # 7 Exhibit Ex. 6 to M. Yip Declaration, # 8 Exhibit Ex. 7 to M. Yip Declaration, # 9 Exhibit Ex. 8 to M. Yip Declaration, # 10 Exhibit Ex. 9 to M. Yip Declaration, # 11 Exhibit Ex. 10-1 to M. Yip Declaration, # 12 Exhibit Ex. 10-2 to M. Yip Declaration, # 13 Exhibit Ex. 11 to M. Yip Declaration, # 14 Exhibit Ex. 12 to M. Yip Declaration, # 15 Exhibit Ex. 13 to M. Yip Declaration, # 16 Exhibit Ex. 14 to M. Yip Declaration, # 17 Exhibit Ex. 15 to M. Yip Declaration, # 18 Exhibit Ex. 16 to M. Yip Declaration, # 19 Exhibit Ex. 17 to M. Yip Declaration, # 20 Exhibit Ex. 18 to M. Yip Declaration, # 21 Exhibit Ex. 19 to M. Yip Declaration, # 22 Exhibit Ex. 20 to M. Yip Declaration, # 23 Exhibit Ex. 21 to M. Yip Declaration, # 24 Exhibit Ex. 22 to M. Yip Declaration, # 25 Exhibit Ex. 23 to M. Yip Declaration, # 26 Exhibit Ex. 24 to M. Yip Declaration, # 27 Exhibit Ex. 25 to M. Yip Declaration, # 28 Exhibit Ex. 26 to M. Yip Declaration, # 29 Exhibit Ex. 27 to M. Yip Declaration, # 30 Exhibit Ex. 28 to M. Yip Declaration, # 31 Exhibit Ex. 29 to M. Yip Declaration, # 32 Exhibit Ex. 30 to M. Yip Declaration, # 33 Exhibit Ex. 31 to M. Yip Declaration, # 34 Exhibit Ex. 32 to M. Yip Declaration, # 35 Exhibit Ex. 33 to M. Yip Declaration, # 36 Exhibit Ex. 34 to M. Yip Declaration, # 37 Exhibit Ex. 35 to M. Yip Declaration, # 38 Exhibit Ex. 36 to M. Yip Declaration, # 39 Exhibit Ex. 37 to M. Yip Declaration, # 40 Exhibit Ex. 38 to M. Yip Declaration, # 41 Exhibit Ex. 39 to M. Yip Declaration, # 42 Exhibit Ex. 40 to M. Yip Declaration, # 43 Exhibit Ex. 41 to M. Yip Declaration, # 44 Exhibit Ex. 42 to M. Yip Declaration, # 45 Exhibit Ex. 43 to M. Yip Declaration, # 46 Exhibit Ex. 44 to M. Yip Declaration, # 47 Exhibit Ex. 45 to M. Yip Declaration, # 48 Exhibit Ex. 46 to M. Yip Declaration, # 49 Exhibit Ex. 47 to M. Yip Declaration, # 50 Exhibit Ex. 48 to M. Yip Declaration, # 51 Exhibit Ex. 49 to M. Yip Declaration, # 52 Exhibit Ex. 50 to M. Yip Declaration, # 53 Exhibit Ex. 51 to M. Yip Declaration, # 54 Exhibit Ex. 52 to M. Yip Declaration, # 55 Exhibit Ex. 53 to M. Yip Declaration, # 56 Exhibit Ex. 54 to M. Yip Declaration, # 57 Exhibit Ex. 55 to M. Yip Declaration, # 58 Exhibit Ex. 56 to M. Yip Declaration, # 59 Exhibit Ex. 57 to M. Yip Declaration, # 60 Exhibit Ex. 58 to M. Yip Declaration, # 61 Exhibit Ex. 59 to M. Yip Declaration, # 62 Exhibit Ex. 60 to M. Yip Declaration, # 63 Exhibit Ex. 61 to M. Yip Declaration)(Morello, Gianluca) Modified on 8/12/2015 (KMM).
<![CDATA[
EXHIBIT 54
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Victory Fund, Ltd.
Spear Leads & Kellogg / Shoreline Trading Group Account No. 750A
For the Period June 2002 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Date
(Payee)/Payor
Amount
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
06/14/02
Victory Fund, Ltd. / Wachovia #4790
100,000.00
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
06/28/02
06/28/02
07/17/02
DEBIT INTEREST
P&L
Victory Fund, Ltd. / Wachovia #4790
(60.86)
(12,751.71)
150,000.00
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
07/31/02
Victory Fund, Ltd. / Wachovia #4790
200,000.00
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
750A
750A
750A
750A
07/31/02
07/31/02
08/30/02
08/30/02
09/30/02
09/30/02
10/21/02
DEBIT INTEREST
P&L
DEBIT INTEREST
P&L
DEBIT INTEREST
P&L
Victory Fund, Ltd. / Wachovia #4790
(365.52)
(29,583.20)
(883.00)
(13,824.11)
(1,499.66)
(98,113.78)
75,000.00
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
10/25/02
Victory Fund, Ltd. / Wachovia #4790
330,000.00
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
750A
10/31/02
10/31/02
11/01/02
11/05/02
DEBIT INTEREST
P&L
SOUTHTRUST BK
Victory Fund, Ltd. / Wachovia #4790
(2,859.10)
1,181,227.18
100,000.00
100,000.00
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
11/06/02
Victory Fund, Ltd. / Wachovia #4790
600,000.00
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
11/07/02
Victory Fund, Ltd. / Wachovia #4790
500,000.00
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
11/12/02
Victory Fund, Ltd. / Wachovia #4790
300,000.00
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
11/15/02
Victory Fund, Ltd. / Wachovia #4790
100,000.00
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
11/29/02
Victory Fund, Ltd. / Wachovia #4790
90,000.00
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
11/29/02
11/29/02
12/02/02
DEBIT INTEREST
P&L
Victory Fund, Ltd. / Wachovia #4790
(8,827.71)
1,254,111.54
100,000.00
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
12/04/02
Victory Fund, Ltd. / Wachovia #4790
100,000.00
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
12/11/02
Victory Fund, Ltd. / Wachovia #4790
30,000.00
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
12/27/02
Victory Fund, Ltd. / Wachovia #4790
300,000.00
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
750A
12/31/02
12/31/02
12/31/02
01/03/03
DEBIT INTEREST
P&L
OPTION P&L
Victory Fund, Ltd. / Wachovia #4790
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
01/09/03
Victory Fund, Ltd. / Wachovia #4790
280,000.00
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
01/14/03
Victory Fund, Ltd. / Wachovia #4790
(20,000.00)
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
750A
750A
01/14/03
01/31/03
01/31/03
01/31/03
02/03/03
WIRE CHARGE
DEBIT INTEREST
P&L
OPTION P&L
Victory Fund, Ltd. / Bank of America
#6763
(12.00)
(19,989.15)
(58,542.06)
(35,927.90)
2,000,000.00
Page 1 of 8
(17,665.17)
(1,160,037.21)
2,266.40
375,000.00
EXHIBIT 54
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Victory Fund, Ltd.
Spear Leads & Kellogg / Shoreline Trading Group Account No. 750A
For the Period June 2002 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Date
(Payee)/Payor
Victory Fund / Spear Leeds Kellogg
#750A
Victory Fund, Ltd. / Bank of America
#6763
DEBIT INTEREST
P&L
Victory Fund, Ltd. / Northern Trust
#1023
Victory Fund, Ltd. / Northern Trust
#1023
Victory Fund, Ltd. / Northern Trust
#1023
Victory Fund, Ltd. / Wachovia #4790
(1,000,000.00)
WIRE CHARGE
Victory Fund, Ltd. / Northern Trust
#1023
Victory Fund, Ltd. / Wachovia #4790
(12.00)
350,000.00
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
02/04/03
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
02/06/03
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
02/28/03
02/28/03
03/04/03
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
03/07/03
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
03/11/03
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
03/21/03
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
03/21/03
03/24/03
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
03/27/03
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
750A
03/27/03
03/31/03
03/31/03
04/04/03
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
04/09/03
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
04/09/03
04/15/03
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
04/15/03
04/29/03
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
750A
750A
750A
04/29/03
04/30/03
04/30/03
05/01/03
05/01/03
05/02/03
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
05/06/03
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
05/07/03
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
05/08/03
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
05/30/03
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
05/30/03
05/30/03
06/03/03
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
06/05/03
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
06/12/03
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
06/30/03
06/30/03
Page 2 of 8
Amount
1,228,000.00
(21,567.70)
530,871.68
430,785.50
78,000.00
100,000.00
(600,000.00)
(400,000.00)
WIRE CHARGE
DEBIT INTEREST
P&L
Victory Fund, Ltd. / Northern Trust
#1023
Victory Fund, Ltd. / Wachovia #4790
(12.00)
(27,837.46)
148,297.65
1,875,000.00
WIRE CHARGE
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
Victory Fund, Ltd. / Wachovia #4790
(12.00)
(350,000.00)
WIRE CHARGE
DEBIT INTEREST
P&L
SOUTHTRUST ST PETE
WIRE CHARGE
Victory Fund, Ltd. / Northern Trust
#1023
Victory Fund, Ltd. / Northern Trust
#1023
Victory Fund, Ltd. / Northern Trust
#1023
Victory Fund, Ltd. / Northern Trust
#1023
Victory Fund, Ltd. / Northern Trust
#1023
DEBIT INTEREST
P&L
Victory Fund, Ltd. / Northern Trust
#1023
Victory Fund, Ltd. / Northern Trust
#1023
Victory Fund, Ltd. / Northern Trust
#1023
DEBIT INTEREST
P&L
(500,000.00)
(12.00)
(300,000.00)
(12.00)
(25,576.20)
1,397,590.43
(400,000.00)
(12.00)
1,000,000.00
100,000.00
200,000.00
100,000.00
900,000.00
(21,961.20)
1,345,723.36
1,300,000.00
225,000.00
170,000.00
(29,608.83)
(38,903.36)
EXHIBIT 54
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Victory Fund, Ltd.
Spear Leads & Kellogg / Shoreline Trading Group Account No. 750A
For the Period June 2002 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Date
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
07/15/03
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
750A
07/15/03
07/31/03
07/31/03
08/04/03
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
08/07/03
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
08/11/03
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
08/29/03
08/29/03
09/08/03
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
09/24/03
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
750A
09/24/03
09/30/03
09/30/03
10/08/03
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
750A
10/08/03
10/31/03
10/31/03
11/06/03
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
11/28/03
11/28/03
12/04/03
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
12/04/03
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
12/31/03
12/31/03
01/13/04
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
01/13/04
01/16/04
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
01/16/04
02/06/04
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
02/10/04
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
02/26/04
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
02/27/04
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
02/27/04
02/27/04
03/01/04
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
03/09/04
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
03/17/04
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
03/17/04
Page 3 of 8
(Payee)/Payor
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
DEBIT INTEREST
P&L
Victory Fund, Ltd. / Northern Trust
#1023
Victory Fund, Ltd. / Northern Trust
#1023
Victory Fund, Ltd. / Northern Trust
#1023
DEBIT INTEREST
P&L
Victory Fund, Ltd. / Northern Trust
#1023
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
DEBIT INTEREST
P&L
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
DEBIT INTEREST
P&L
Victory Fund, Ltd. / Northern Trust
#1023
DEBIT INTEREST
P&L
Victory Fund, Ltd. / Northern Trust
#1023
Victory Fund, Ltd. / Northern Trust
#1023
DEBIT INTEREST
P&L
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
Victory Fund, Ltd. / Northern Trust
#1023
Victory Fund / Spear Leeds Kellogg
#71S1
Victory Fund, Ltd. / Northern Trust
#1023
VICTORY FUND LTD / RYDEX
FUNDS #4382
DEBIT INTEREST
WIRE CHARGE
Victory Fund, Ltd. / Northern Trust
#1023
Victory Fund, Ltd. / Northern Trust
#1023
VICTORY FUND LTD / RYDEX
FUNDS #4382
WIRE CHARGE
Amount
(820,000.00)
(12.00)
(26,460.77)
1,032,076.99
475,000.00
114,000.00
60,000.00
(19,880.88)
556,987.92
290,000.00
(560,000.00)
(12.00)
(15,485.43)
(949,484.60)
(770,000.00)
(12.00)
(22,766.25)
1,996,863.04
872,955.00
(25,026.03)
80,091.31
100,000.00
5,000,000.00
(43,880.42)
758,415.07
(370,000.00)
(12.00)
(60,000.00)
(12.00)
3,565,000.00
33,224.26
710,000.00
(800,000.00)
(1,142.49)
(12.00)
200,000.00
2,277,038.59
(1,000,000.00)
(12.00)
EXHIBIT 54
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Victory Fund, Ltd.
Spear Leads & Kellogg / Shoreline Trading Group Account No. 750A
For the Period June 2002 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Date
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
03/30/04
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
03/30/04
03/31/04
04/01/04
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
04/01/04
04/12/04
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
04/12/04
04/21/04
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
04/30/04
05/26/04
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
750A
05/26/04
05/28/04
06/30/04
07/08/04
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
07/30/04
08/09/04
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
08/10/04
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
08/10/04
08/31/04
09/29/04
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
09/29/04
09/30/04
10/04/04
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
10/13/04
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
10/13/04
10/29/04
11/05/04
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
750A
750A
750A
750A
11/30/04
11/30/04
11/30/04
12/31/04
12/31/04
12/31/04
01/07/05
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
01/07/05
01/11/05
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
750A
750A
750A
750A
01/11/05
01/31/05
02/07/05
02/28/05
03/03/05
03/31/05
04/08/05
Page 4 of 8
(Payee)/Payor
VICTORY FUND LTD / RYDEX
FUNDS #4382
WIRE CHARGE
DEBIT INTEREST
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
Victory Fund, Ltd. / Northern Trust
#1023
DEBIT INTEREST
VICTORY FUND LTD / RYDEX
FUNDS #4382
WIRE CHARGE
DEBIT INTEREST
DEBIT INTEREST
Victory Fund, Ltd. / Northern Trust
#1023
DEBIT INTEREST
Victory Fund, Ltd. / Northern Trust
#1023
VICTORY FUND LTD / RYDEX
FUNDS #4382
WIRE CHARGE
DEBIT INTEREST
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
DEBIT INTEREST
Victory Fund, Ltd. / Northern Trust
#1023
VICTORY FUND LTD / RYDEX
FUNDS #4382
WIRE CHARGE
DEBIT INTEREST
Victory Fund, Ltd. / Northern Trust
#1023
DEBIT INTEREST
CREDIT INTEREST
REBATE ON SHORTS
DEBIT INTEREST
P&L
REBATE ON SHORTS
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
DEBIT INTEREST
JANUARY
DEBIT INTEREST
FEBRUARY
DEBIT INTEREST
NADEL ARCA ADD REBATE
Amount
(1,000,000.00)
(12.00)
(35,012.75)
(3,000,000.00)
(12.00)
(600,000.00)
(12.00)
1,350,000.00
(41,162.35)
(500,000.00)
(12.00)
(49,506.13)
(32,304.85)
780,000.00
(44,946.68)
1,030,000.00
(400,000.00)
(12.00)
(74,864.52)
(1,750,000.00)
(12.00)
(28,563.33)
500,000.00
(1,000,000.00)
(12.00)
(36,621.14)
500,000.00
(23,008.37)
4,480.20
115.64
(40,254.08)
1,259,813.96
25.46
(1,700,000.00)
(12.00)
(700,000.00)
(12.00)
(55,763.80)
887.57
(76,679.89)
605.00
(100,423.01)
954.36
EXHIBIT 54
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Victory Fund, Ltd.
Spear Leads & Kellogg / Shoreline Trading Group Account No. 750A
For the Period June 2002 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Date
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
04/13/05
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
750A
04/13/05
04/29/05
05/02/05
05/03/05
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
05/05/05
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
750A
750A
05/31/05
06/06/05
06/30/05
07/05/05
07/11/05
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
750A
750A
07/11/05
07/29/05
07/29/05
08/03/05
08/09/05
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
08/31/05
09/02/05
09/27/05
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
750A
09/27/05
09/30/05
10/04/05
10/07/05
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
10/07/05
10/25/05
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
750A
750A
750A
10/31/05
10/31/05
11/30/05
12/30/05
12/30/05
01/04/06
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
01/04/06
01/09/06
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
01/09/06
01/11/06
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
750A
750A
750A
01/11/06
01/31/06
01/31/06
02/28/06
03/31/06
04/03/06
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
04/03/06
04/07/06
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
04/07/06
04/28/06
Page 5 of 8
(Payee)/Payor
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
DEBIT INTEREST
ARCA REBATE
Victory Fund, Ltd. / Northern Trust
#1023
Victory Fund, Ltd. / Northern Trust
#1023
DEBIT INTEREST
ARCA REBATE
DEBIT INTEREST
ARCA REBATE
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
DEBIT INTEREST
CREDIT INTEREST
ARCA REBATE
Victory Fund, Ltd. / Northern Trust
#1023
CREDIT INTEREST
ARCA REBATE
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
CREDIT INTEREST
ARCA REBATE
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
Victory Fund, Ltd. / Northern Trust
#1023
DEBIT INTEREST
CREDIT INTEREST
DEBIT INTEREST
DEBIT INTEREST
P&L
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
DEBIT INTEREST
CREDIT INTEREST
DEBIT INTEREST
DEBIT INTEREST
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
DEBIT INTEREST
Amount
(550,000.00)
(12.00)
(96,685.24)
1,375.00
2,200,000.00
1,000,000.00
(96,818.48)
1,123.98
(107,206.44)
600.00
(600,000.00)
(12.00)
(54,782.75)
1,330.04
628.98
1,000,000.00
9,494.85
693.00
(1,680,000.00)
(12.00)
11,898.10
1,297.79
(1,180,000.00)
(12.00)
900,000.00
(6,544.72)
9,027.24
(87,682.59)
(127,445.42)
1,447,670.93
(2,300,000.00)
(12.00)
(1,150,000.00)
(12.00)
(200,000.00)
(12.00)
(77,890.38)
292.37
(93,934.32)
(123,593.73)
(1,900,000.00)
(12.00)
(575,000.00)
(12.00)
(102,158.00)
EXHIBIT 54
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Victory Fund, Ltd.
Spear Leads & Kellogg / Shoreline Trading Group Account No. 750A
For the Period June 2002 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Date
(Payee)/Payor
DEBIT INTEREST
DEBIT INTEREST
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
Victory IRA Fund, Ltd. / Northern
Trust #1090
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
DEBIT INTEREST
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
DEBIT INTEREST
DEBIT INTEREST
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
Victory Fund, Ltd. / Wachovia #4790
(134,310.20)
(121,741.54)
(2,450,000.00)
Victory Fund, Ltd. / Northern Trust
#1023
DEBIT INTEREST
CREDIT INTEREST
WIRE CHARGE
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
Victory Fund, Ltd. / Wachovia #4790
(900,000.00)
Victory Fund, Ltd. / Northern Trust
#1023
CREDIT INTEREST
WIRE CHARGE
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
Victory Fund, Ltd. / Wachovia #4790
(500,000.00)
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
05/31/06
06/30/06
07/05/06
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
07/05/06
07/12/06
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
07/12/06
07/20/06
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
07/24/06
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
07/24/06
07/31/06
08/30/06
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
750A
08/30/06
08/31/06
09/29/06
10/02/06
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
10/02/06
10/10/06
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
10/10/06
10/26/06
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
10/31/06
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
750A
10/31/06
10/31/06
10/31/06
11/16/06
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
11/30/06
11/30/06
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
11/30/06
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
11/30/06
11/30/06
12/01/06
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
12/01/06
12/28/06
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
12/29/06
12/29/06
01/08/07
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
01/08/07
01/09/07
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
01/09/07
01/12/07
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
01/12/07
01/31/07
Page 6 of 8
CREDIT INTEREST
P&L
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
CREDIT INTEREST
Amount
(12.00)
(525,000.00)
(12.00)
250,000.00
(100,000.00)
(12.00)
(112,105.36)
(400,000.00)
(12.00)
(100,582.76)
(76,920.20)
(3,600,000.00)
(12.00)
(1,125,000.00)
(12.00)
1,020,000.00
(215.87)
12,999.79
(12.00)
(110,000.00)
(12.00)
500,000.00
11,619.36
(12.00)
(200,000.00)
(12.00)
2,000,000.00
10,511.75
(2,209,614.47)
(2,200,000.00)
(12.00)
(1,700,000.00)
(12.00)
(50,000.00)
(12.00)
10,262.07
EXHIBIT 54
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Victory Fund, Ltd.
Spear Leads & Kellogg / Shoreline Trading Group Account No. 750A
For the Period June 2002 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Date
(Payee)/Payor
Victory Fund, Ltd. / Northern Trust
#1023
CREDIT INTEREST
CREDIT INTEREST
Victory Fund, Ltd. / Northern Trust
#1023
CREDIT INTEREST
Victory Fund, Ltd. / Northern Trust
#1023
CREDIT INTEREST
CREDIT INTEREST
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
CREDIT INTEREST
CREDIT INTEREST
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
CREDIT INTEREST
Victory Fund, Ltd. / Wachovia #4790
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
02/13/07
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
02/28/07
03/30/07
04/10/07
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
04/30/07
05/03/07
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
05/31/07
06/29/07
07/09/07
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
750A
07/09/07
07/31/07
08/31/07
09/10/07
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
09/10/07
09/28/07
10/05/07
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
10/09/07
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
10/09/07
10/11/07
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
10/11/07
10/31/07
11/13/07
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
750A
11/30/07
12/31/07
12/31/07
01/08/08
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
01/09/08
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
01/09/08
01/11/08
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
750A
01/11/08
01/31/08
01/31/08
02/06/08
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
750A
02/29/08
02/29/08
03/31/08
04/14/08
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
04/14/08
04/30/08
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
05/05/08
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
05/05/08
06/30/08
Page 7 of 8
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
CREDIT INTEREST
Victory Fund, Ltd. / Northern Trust
#1023
CREDIT INTEREST
CREDIT INTEREST
P&L
Victory Fund, Ltd. / Wachovia #4790
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
DEBIT INTEREST
CREDIT INTEREST
Victory Fund, Ltd. / Northern Trust
#1023
DEBIT INTEREST
CREDIT INTEREST
CREDIT INTEREST
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
Victory Fund, Ltd. / Wachovia #4790
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
DEBIT INTEREST
Amount
900,000.00
6,972.39
8,586.27
3,785,000.00
12,672.48
80,000.00
13,639.32
12,096.61
(1,775,000.00)
(12.00)
9,399.75
8,155.10
(518,000.00)
(12.00)
5,137.34
550,000.00
(700,000.00)
(12.00)
(800,000.00)
(12.00)
3,297.21
230,000.00
2,102.22
2,828.54
(3,251,560.88)
3,700,000.00
(4,400,000.00)
(12.00)
(1,225,000.00)
(12.00)
(1,083.19)
1,543.04
550,000.00
(561.52)
71.19
64.69
(600,000.00)
(12.00)
1,000,000.00
(250,000.00)
(12.00)
(330.38)
EXHIBIT 54
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Victory Fund, Ltd.
Spear Leads & Kellogg / Shoreline Trading Group Account No. 750A
For the Period June 2002 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Date
(Payee)/Payor
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
Victory Fund, Ltd. / Wachovia #4790
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
07/09/08
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
07/09/08
07/14/08
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
07/15/08
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
07/15/08
07/31/08
08/20/08
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Spear, Leads & Kellogg
Amount
(700,000.00)
(12.00)
1,000,000.00
(1,025,000.00)
08/22/08
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
DEBIT INTEREST
Victory Fund, Ltd. / Northern Trust
#1023
Victory Fund, Ltd. / Wachovia #4790
750A
750A
750A
750A
750A
08/22/08
08/29/08
09/30/08
09/30/08
09/30/08
WIRE CHARGE
DEBIT INTEREST
DEBIT INTEREST
CREDIT INTEREST
Victory Fund, Ltd. / Wachovia #4790
(12.00)
(115.93)
(1,256.72)
10.25
100,000.00
Victory Fund, Ltd.
750A
10/16/08
340,000.00
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
10/17/08
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
10/17/08
10/22/08
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
10/31/08
11/03/08
Spear, Leads & Kellogg
Victory Fund, Ltd.
750A
11/04/08
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory Fund, Ltd.
750A
750A
750A
750A
11/04/08
11/28/08
12/31/08
12/31/08
Scoop Capital LLC / Wachovia
#2157
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
Scoop Capital LLC / Wachovia
#2157
DEBIT INTEREST
Scoop Capital LLC / Wachovia
#2157
Victory Fund, Ltd. / Northern Trust
#1023
WIRE CHARGE
SHORT PRM. EXP QQQQ 11/08
SHORT PRM. EXP QQQQ 12/08
P&L
Source:
1. Brokerage account statements.
2. Bank of America, Northern Trust and Wachovia bank account statements including deposit slips, cancelled checks and wire detail.
3. QuickBooks file.
Page 8 of 8
(12.00)
(520.21)
400,000.00
(500,000.00)
(740,000.00)
(12.00)
1,000,000.00
(629.81)
100,000.00
(1,000,000.00)
(12.00)
(154.25)
(56.59)
(256,075.84)
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