Securities and Exchange Commission v. Nadel et al

Filing 1192

Declaration of M. Yip by Burton W. Wiand re 1190 MOTION for miscellaneous relief, specifically Motion to Overrule Objections to Claims 403, 404, 405, 406, 407, 408, and 477 Notice of Filing Declaration of Maria Yip (Attachments: # 1 Exhibit M. Yip Declaration, # 2 Exhibit Ex. 1 to M. Yip Declaration, # 3 Exhibit Ex. 2 to M. Yip Declaration, # 4 Exhibit Ex. 3 to M. Yip Declaration, # 5 Exhibit Ex. 4 to M. Yip Declaration, # 6 Exhibit Ex. 5 to M. Yip Declaration, # 7 Exhibit Ex. 6 to M. Yip Declaration, # 8 Exhibit Ex. 7 to M. Yip Declaration, # 9 Exhibit Ex. 8 to M. Yip Declaration, # 10 Exhibit Ex. 9 to M. Yip Declaration, # 11 Exhibit Ex. 10-1 to M. Yip Declaration, # 12 Exhibit Ex. 10-2 to M. Yip Declaration, # 13 Exhibit Ex. 11 to M. Yip Declaration, # 14 Exhibit Ex. 12 to M. Yip Declaration, # 15 Exhibit Ex. 13 to M. Yip Declaration, # 16 Exhibit Ex. 14 to M. Yip Declaration, # 17 Exhibit Ex. 15 to M. Yip Declaration, # 18 Exhibit Ex. 16 to M. Yip Declaration, # 19 Exhibit Ex. 17 to M. Yip Declaration, # 20 Exhibit Ex. 18 to M. Yip Declaration, # 21 Exhibit Ex. 19 to M. Yip Declaration, # 22 Exhibit Ex. 20 to M. Yip Declaration, # 23 Exhibit Ex. 21 to M. Yip Declaration, # 24 Exhibit Ex. 22 to M. Yip Declaration, # 25 Exhibit Ex. 23 to M. Yip Declaration, # 26 Exhibit Ex. 24 to M. Yip Declaration, # 27 Exhibit Ex. 25 to M. Yip Declaration, # 28 Exhibit Ex. 26 to M. Yip Declaration, # 29 Exhibit Ex. 27 to M. Yip Declaration, # 30 Exhibit Ex. 28 to M. Yip Declaration, # 31 Exhibit Ex. 29 to M. Yip Declaration, # 32 Exhibit Ex. 30 to M. Yip Declaration, # 33 Exhibit Ex. 31 to M. Yip Declaration, # 34 Exhibit Ex. 32 to M. Yip Declaration, # 35 Exhibit Ex. 33 to M. Yip Declaration, # 36 Exhibit Ex. 34 to M. Yip Declaration, # 37 Exhibit Ex. 35 to M. Yip Declaration, # 38 Exhibit Ex. 36 to M. Yip Declaration, # 39 Exhibit Ex. 37 to M. Yip Declaration, # 40 Exhibit Ex. 38 to M. Yip Declaration, # 41 Exhibit Ex. 39 to M. Yip Declaration, # 42 Exhibit Ex. 40 to M. Yip Declaration, # 43 Exhibit Ex. 41 to M. Yip Declaration, # 44 Exhibit Ex. 42 to M. Yip Declaration, # 45 Exhibit Ex. 43 to M. Yip Declaration, # 46 Exhibit Ex. 44 to M. Yip Declaration, # 47 Exhibit Ex. 45 to M. Yip Declaration, # 48 Exhibit Ex. 46 to M. Yip Declaration, # 49 Exhibit Ex. 47 to M. Yip Declaration, # 50 Exhibit Ex. 48 to M. Yip Declaration, # 51 Exhibit Ex. 49 to M. Yip Declaration, # 52 Exhibit Ex. 50 to M. Yip Declaration, # 53 Exhibit Ex. 51 to M. Yip Declaration, # 54 Exhibit Ex. 52 to M. Yip Declaration, # 55 Exhibit Ex. 53 to M. Yip Declaration, # 56 Exhibit Ex. 54 to M. Yip Declaration, # 57 Exhibit Ex. 55 to M. Yip Declaration, # 58 Exhibit Ex. 56 to M. Yip Declaration, # 59 Exhibit Ex. 57 to M. Yip Declaration, # 60 Exhibit Ex. 58 to M. Yip Declaration, # 61 Exhibit Ex. 59 to M. Yip Declaration, # 62 Exhibit Ex. 60 to M. Yip Declaration, # 63 Exhibit Ex. 61 to M. Yip Declaration)(Morello, Gianluca) Modified on 8/12/2015 (KMM).

EXHIBIT 34
Case No.: 8:10-cv-77-T-17MAP et al.
Analyses of Deposits and Disbursements
Victory Fund, Ltd.
Wachovia Account No. 2000706764790
For the Period May 2001 through December 2008
(Sorted in Chronological Order)
Institution

Account Name

Account Number

Bank Type

Bank Date

Check No.

(Payee)/Payor

QB Only

Memo

Amount

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

05/01/01

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

05/02/01

N/A

Wachovia

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

05/02/01

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

05/02/01

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

05/17/01

N/A

Wachovia

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

05/30/01

N/A

Unknown

25,000.00

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

06/01/01

N/A

Unknown

16,000.00

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

06/04/01

N/A

Wachovia

Wire Transfer Fee

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

06/04/01

N/A

Unknown

Outgoing Wire
Transfer

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

06/13/01

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

06/14/01

N/A

Wachovia

Wire Transfer Fee

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

06/14/01

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

06/21/01

N/A

Wachovia

Outgoing Wire
Transfer
Check Supplies

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

06/27/01

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

06/28/01

N/A

Wachovia

Wire Transfer Fee

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

06/28/01

N/A

Unknown

Outgoing Wire
Transfer

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

07/05/01

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

07/06/01

N/A

Wachovia

Wire Transfer Fee

(25.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

07/06/01

N/A

Unknown

(50,000.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

07/09/01

N/A

Wachovia

Outgoing Wire
Transfer
Wire Transfer Fee

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

07/09/01

N/A

Unknown

Outgoing Wire
Transfer

(70,000.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Check

07/12/01

302

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

07/27/01

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

07/30/01

N/A

Wachovia

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

07/30/01

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

07/30/01

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

08/01/01

N/A

Wachovia

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

08/01/01

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Check

08/06/01

304

Unknown

(485.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Check

08/08/01

303

Unknown

(350.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

08/16/01

N/A

Wachovia

Wire Transfer Fee

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

08/16/01

N/A

Unknown

Incoming Wire
Transfer

Page 1 of 14

114,000.00
Wire Transfer Fee

(25.00)
4,872.00

Outgoing Wire
Transfer
Check Supplies

(114,000.00)
(16.95)

(25.00)
(45,000.00)
150,000.00
(25.00)
(150,000.00)
(16.95)
40,000.00
(25.00)
(39,000.00)
120,000.00

(25.00)

(1,500.00)
150,000.00
Wire Transfer Fee

(25.00)
27,936.00

Outgoing Wire
Transfer
Wire Transfer Fee
Outgoing Wire
Transfer

(150,000.00)
(25.00)
(25,000.00)

(10.00)
10,000.00

EXHIBIT 34
Case No.: 8:10-cv-77-T-17MAP et al.
Analyses of Deposits and Disbursements
Victory Fund, Ltd.
Wachovia Account No. 2000706764790
For the Period May 2001 through December 2008
(Sorted in Chronological Order)
Institution

Account Name

Account Number

Bank Type

Bank Date

Check No.

(Payee)/Payor

QB Only

Memo

Amount

Wachovia

Victory Fund, Ltd.

2000706764790

Check

08/22/01

305

Unknown

(7,806.58)

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

08/24/01

N/A

Unknown

11,237.00

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

08/27/01

N/A

Unknown

52,000.00

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

08/28/01

N/A

Wachovia

Wire Transfer Fee

(25.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

08/28/01

N/A

Unknown

(67,500.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

01/11/02

N/A

Wachovia

Outgoing Wire
Transfer
Wire Transfer Fee

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

01/11/02

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

01/23/02

N/A

Unknown

100,000.00

Wachovia

Victory Fund, Ltd.

2000706764790

Check

01/24/02

310

(20,000.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Check

01/28/02

309

Intex Trading
Corporation
Scoop
Management, Inc. /
Northern Trust
#4544

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

01/29/02

N/A

Wachovia

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

01/29/02

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

01/29/02

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

01/30/02

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

01/30/02

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

01/30/02

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

02/05/02

N/A

Wachovia

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

02/05/02

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Check

03/04/02

311

Milennium Trust Co.

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

03/04/02

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

03/08/02

N/A

Wachovia

Wire Transfer Fee

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

03/08/02

N/A

Unknown

Outgoing Wire
Transfer

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

03/28/02

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

04/03/02

N/A

Wachovia

Wire Transfer Fee

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

04/03/02

N/A

Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#470P

Outgoing Wire
Transfer

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

04/16/02

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Check

04/19/02

312

Scoop
Management, Inc. /
Northern Trust
#4544

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

05/03/02

N/A

Unknown

Page 2 of 14

Outgoing Wire
Transfer

(25.00)
(150,000.00)

(17,441.27)

Wire Transfer Fee

(25.00)
20,000.00

Outgoing Wire
Transfer
Incoming Wire
Transfer

(82,000.00)
82,000.00
100,000.00

Outgoing Wire
Transfer
Wire Transfer Fee
Outgoing Wire
Transfer
For: review fee

(82,000.00)
(25.00)
(100,000.00)
(175.00)
200,000.00
(25.00)
(200,000.00)
100,000.00
(25.00)
(100,000.00)

25,000.00
For: MGMT
$4839.70 PIF
$20,317.72

(25,157.42)

200.00

EXHIBIT 34
Case No.: 8:10-cv-77-T-17MAP et al.
Analyses of Deposits and Disbursements
Victory Fund, Ltd.
Wachovia Account No. 2000706764790
For the Period May 2001 through December 2008
(Sorted in Chronological Order)
Institution

Account Name

Account Number

Bank Type

Bank Date

Check No.

(Payee)/Payor

QB Only

Memo

Wachovia

Victory Fund, Ltd.

2000706764790

Check

05/15/02

313

Corporation Service
Company

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

05/29/02

N/A

Unknown

35,000.00

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

05/31/02

N/A

Unknown

100,000.00

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

06/07/02

N/A

Unknown

100,000.00

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

06/14/02

N/A

Wachovia

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

06/14/02

N/A

VICTORY FUND
LTD / Spear, Leeds
& Kellogg #750A

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

06/27/02

N/A

Wachovia

Wire Transfer Fee

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

06/27/02

N/A

Unknown

Incoming Wire
Transfer

Wachovia

Victory Fund, Ltd.

2000706764790

Check

07/01/02

315

Valhalla Investment
Partners, L.P.

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

07/01/02

N/A

Unknown

55,000.00

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

07/02/02

N/A

Unknown

25,000.00

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

07/08/02

N/A

Unknown

130,000.00

Wachovia

Victory Fund, Ltd.

2000706764790

Check

07/09/02

317

Valhalla Investment
Partners, L.P.

(75,000.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

07/09/02

N/A

Unknown

50,000.00

Wachovia

Victory Fund, Ltd.

2000706764790

Check

07/16/02

319

Unknown

(34,164.77)

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

07/17/02

N/A

Wachovia

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

07/17/02

N/A

VICTORY FUND
LTD / Spear, Leeds
& Kellogg #750A

Wachovia

Victory Fund, Ltd.

2000706764790

Check

07/19/02

314

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

07/30/02

N/A

GA Secretary of
State
Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

07/31/02

N/A

Wachovia

Wire Transfer Fee

(25.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

07/31/02

N/A

Wachovia

Wire Transfer Fee

(25.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

07/31/02

N/A

VICTORY FUND
LTD / Spear, Leeds
& Kellogg #750A

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

07/31/02

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Check

08/02/02

318

Unknown

Page 3 of 14

For: Policy fees

Amount

Wire Transfer Fee

(197.00)

(25.00)
(100,000.00)

(10.00)
60,000.00
(190,000.00)

Wire Transfer Fee

(25.00)
(150,000.00)

(250.00)
222,391.51

(200,000.00)

Outgoing Wire
Transfer

(15,000.00)
(150.00)

EXHIBIT 34
Case No.: 8:10-cv-77-T-17MAP et al.
Analyses of Deposits and Disbursements
Victory Fund, Ltd.
Wachovia Account No. 2000706764790
For the Period May 2001 through December 2008
(Sorted in Chronological Order)
Institution

Account Name

Account Number

Bank Type

Bank Date

Check No.

(Payee)/Payor

QB Only

Memo

Amount

Wachovia

Victory Fund, Ltd.

2000706764790

Check

08/19/02

320

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

08/23/02

N/A

Wachovia

Wire Transfer Fee

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

08/23/02

N/A

Unknown

Incoming Wire
Transfer

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

08/28/02

N/A

Viking Master Fund
Ltd. / AB Watley
#2214

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

08/30/02

N/A

Wachovia

Wire Transfer Fee

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

08/30/02

N/A

Unknown

Outgoing Wire
Transfer

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

09/03/02

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

09/06/02

N/A

Scoop Investments
Ltd. / AB Watley
#3326

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

09/06/02

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

09/26/02

N/A

Wachovia

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

09/30/02

N/A

Unknown

36,000.00

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

10/07/02

N/A

Unknown

150,000.00

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

10/09/02

N/A

Wachovia

(25.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

10/09/02

N/A

Wachovia

(10.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

10/09/02

N/A

Scoop Investments
Ltd. / AB Watley
#3326

400,000.00

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

10/09/02

N/A

Valhalla Investment
Partners / AB
Watley #7160

(200,000.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

10/10/02

N/A

Wachovia

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

10/10/02

N/A

Valhalla Investment
Partners / AB
Watley #7160

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

10/16/02

N/A

Wachovia

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

10/16/02

N/A

Unknown

55,000.00

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

10/16/02

N/A

Unknown

72,896.84

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

10/21/02

N/A

Wachovia

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

10/21/02

N/A

VICTORY FUND
LTD / Spear, Leeds
& Kellogg #750A

(75,000.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Check

10/21/02

321

Unknown

(68,792.26)

Page 4 of 14

(500.00)
(10.00)
44,056.68
25,000.00

(25.00)
(50,000.00)
25,000.00

Outgoing Wire
Transfer

(250,000.00)

225,000.00
Wire Transfer Fee

(25.00)

(25.00)
(400,000.00)

(10.00)

(25.00)

EXHIBIT 34
Case No.: 8:10-cv-77-T-17MAP et al.
Analyses of Deposits and Disbursements
Victory Fund, Ltd.
Wachovia Account No. 2000706764790
For the Period May 2001 through December 2008
(Sorted in Chronological Order)
Institution

Account Name

Account Number

Bank Type

Bank Date

Check No.

(Payee)/Payor

QB Only

Memo

Amount

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

10/23/02

N/A

Vernon Lee IRA

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

10/25/02

N/A

Wachovia

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

10/25/02

N/A

VICTORY FUND
LTD / Spear, Leeds
& Kellogg #750A

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

10/30/02

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

11/05/02

N/A

Wachovia

Wire Transfer Fee

(25.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

11/05/02

N/A

Wachovia

Wire Transfer Fee

(10.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

11/05/02

N/A

Wachovia

Wire Transfer Fee

(10.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

11/05/02

N/A

Wachovia

Wire Transfer Fee

(10.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

11/05/02

N/A

Scoop Investments
Ltd. / AB Watley
#3326

Incoming Wire
Transfer

12,180.47

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

11/05/02

N/A

Blumberg 1984
Revocable Trust

Incoming Wire
Transfer

500,000.00

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

11/05/02

N/A

VICTORY FUND
LTD / Spear, Leeds
& Kellogg #750A

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

11/05/02

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

11/06/02

N/A

Wachovia

Incoming Wire
Transfer
Wire Transfer Fee

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

11/06/02

N/A

Wachovia

Wire Transfer Fee

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

11/06/02

N/A

Blumberg 1984
Revocable Trust

Incoming Wire
Transfer

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

11/06/02

N/A

John V. Cloud

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

11/06/02

N/A

VICTORY FUND
LTD / Spear, Leeds
& Kellogg #750A

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

11/07/02

N/A

Wachovia

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

11/07/02

N/A

VICTORY FUND
LTD / Spear, Leeds
& Kellogg #750A

Wachovia

Victory Fund, Ltd.

2000706764790

Check

11/07/02

323

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

11/12/02

N/A

Wachovia

Page 5 of 14

343,262.10

(25.00)
(330,000.00)

100,000.00

(100,000.00)

100,000.00
(25.00)
(10.00)
500,000.00

300,000.00

(600,000.00)

Wire Transfer Fee

(25.00)
(500,000.00)

(1,500.00)
Wire Transfer Fee

(25.00)

EXHIBIT 34
Case No.: 8:10-cv-77-T-17MAP et al.
Analyses of Deposits and Disbursements
Victory Fund, Ltd.
Wachovia Account No. 2000706764790
For the Period May 2001 through December 2008
(Sorted in Chronological Order)
Institution

Account Name

Account Number

Bank Type

Bank Date

Check No.

(Payee)/Payor

QB Only

Memo

Amount

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

11/12/02

N/A

VICTORY FUND
LTD / Spear, Leeds
& Kellogg #750A

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

11/12/02

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

11/15/02

N/A

Wachovia

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

11/15/02

N/A

VICTORY FUND
LTD / Spear, Leeds
& Kellogg #750A

Wachovia

Victory Fund, Ltd.

2000706764790

Check

11/18/02

324

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

11/26/02

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

11/27/02

N/A

Wachovia

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

11/27/02

N/A

Millenium Trust
FBO Shirley
Roberts

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

11/29/02

N/A

Wachovia

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

11/29/02

N/A

VICTORY FUND
LTD / Spear, Leeds
& Kellogg #750A

(90,000.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

11/29/02

N/A

Unknown

100,000.00

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

12/02/02

N/A

Wachovia

Wire Transfer Fee

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

12/02/02

N/A

VICTORY FUND
LTD / Spear, Leeds
& Kellogg #750A

Outgoing Wire
Transfer

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

12/04/02

N/A

Wachovia

Wire Transfer Fee

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

12/04/02

N/A

VICTORY FUND
LTD / Spear, Leeds
& Kellogg #750A

Outgoing Wire
Transfer

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

12/06/02

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

12/11/02

N/A

Wachovia

Wire Transfer Fee

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

12/11/02

N/A

VICTORY FUND
LTD / Spear, Leeds
& Kellogg #750A

Outgoing Wire
Transfer

(30,000.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Check

12/16/02

325

For: #1382264

(3,600.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

12/19/02

N/A

Holland & Knight
LLP
Wachovia

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

12/23/02

N/A

Vernon Lee Trust

Wachovia

Victory Fund, Ltd.

2000706764790

Check

12/24/02

326

Diane Pezick

Page 6 of 14

(300,000.00)

100,000.00
Wire Transfer Fee

(25.00)
(100,000.00)

(105.00)
75,000.00
Wire Transfer Fee
X

Incoming Wire
Transfer
Wire Transfer Fee

(10.00)
99,775.00

(25.00)

(25.00)
(100,000.00)

(25.00)
(100,000.00)

30,000.00

Check Supplies

(25.00)

(6.55)
125,000.00

(1,500.00)

EXHIBIT 34
Case No.: 8:10-cv-77-T-17MAP et al.
Analyses of Deposits and Disbursements
Victory Fund, Ltd.
Wachovia Account No. 2000706764790
For the Period May 2001 through December 2008
(Sorted in Chronological Order)
Institution

Account Name

Account Number

Bank Type

Bank Date

Check No.

(Payee)/Payor

QB Only

Memo

Amount

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

12/26/02

N/A

Wachovia

Wire Transfer Fee

(10.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

12/26/02

N/A

Wachovia

Wire Transfer Fee

(10.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

12/26/02

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

12/26/02

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

12/27/02

N/A

Wachovia

Incoming Wire
Transfer
Incoming Wire
Transfer
Wire Transfer Fee

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

12/27/02

N/A

VICTORY FUND
LTD / Spear, Leeds
& Kellogg #750A

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

12/31/02

N/A

James Cook

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

01/02/03

N/A

Wachovia

Wire Transfer Fee

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

01/02/03

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

01/03/03

N/A

Wachovia

Incoming Wire
Transfer
Wire Transfer Fee

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

01/03/03

N/A

Wachovia

Wire Transfer Fee

(10.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

01/03/03

N/A

Wachovia

Wire Transfer Fee

(10.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

01/03/03

N/A

Wachovia

Wire Transfer Fee

(10.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

01/03/03

N/A

VICTORY FUND
LTD / Spear, Leeds
& Kellogg #750A

Outgoing Wire
Transfer

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

01/03/03

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

01/03/03

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

01/03/03

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

01/06/03

N/A

Wachovia

Incoming Wire
Transfer
Incoming Wire
Transfer
Incoming Wire
Transfer
Wire Transfer Fee

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

01/06/03

N/A

Wachovia

Wire Transfer Fee

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

01/06/03

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

01/06/03

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Check

01/07/03

327

Diane Pezick

Incoming Wire
Transfer
Incoming Wire
Transfer
For: Withdraw
12/31/02

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

01/07/03

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

01/08/03

N/A

Wachovia

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

01/08/03

N/A

VICTORY FUND
LTD / Spear, Leeds
& Kellogg #750A

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

01/08/03

N/A

Unknown

20,000.00

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

01/08/03

N/A

Unknown

50,000.00

Page 7 of 14

Outgoing Wire
Transfer

100,000.00
100,000.00
(25.00)
(300,000.00)

150,000.00

(10.00)
100,000.00
(25.00)

(375,000.00)

4,000.00
75,000.00
100,000.00
(10.00)
(10.00)
100,000.00
100,000.00
(1,500.00)
100,000.00

Wire Transfer Fee
X

Outgoing Wire
Transfer

(25.00)
(280,000.00)

EXHIBIT 34
Case No.: 8:10-cv-77-T-17MAP et al.
Analyses of Deposits and Disbursements
Victory Fund, Ltd.
Wachovia Account No. 2000706764790
For the Period May 2001 through December 2008
(Sorted in Chronological Order)
Institution

Account Name

Account Number

Bank Type

Bank Date

Check No.

(Payee)/Payor

QB Only

Memo

Amount

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

01/09/03

N/A

Wachovia

Check Supplies

(64.30)

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

01/14/03

N/A

Wachovia

Wire Transfer Fee

(25.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

01/14/03

N/A

Wachovia

Wire Transfer Fee

(10.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

01/14/03

N/A

VICTORY FUND
LTD / Spear, Leeds
& Kellogg #750A

Incoming Wire
Transfer

Wachovia

Victory Fund, Ltd.

2000706764790

Check

01/14/03

1001

Vahalla
Management, Inc. /
Northern Trust
#0901

For: Management
fees

(71,105.74)

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

01/14/03

N/A

Unknown

(37,997.96)

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

01/15/03

N/A

Wachovia

Outgoing Wire
Transfer
Wire Transfer Fee

Wachovia

Victory Fund, Ltd.

2000706764790

Check

01/15/03

1003

Victory Fund, Ltd. /
Bank of America
#6763

For: Transfer

(5,000.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

01/15/03

N/A

Unknown

Incoming Wire
Transfer

31,997.96

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

01/15/03

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Check

01/22/03

1002

Scoop
Management, Inc. /
Northern Trust
#4544

For: Management
fees

(11,918.26)

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

01/27/03

N/A

Wachovia

Wire Transfer Fee

(10.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

01/27/03

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Check

01/28/03

1006

Wachovia

Victory Fund, Ltd.

2000706764790

Check

01/28/03

1005

Holland & Knight
LLP
Scoop Capital, LLC
/ Wachovia #2157

Incoming Wire
Transfer
For: #1398857

Wachovia

Victory Fund, Ltd.

2000706764790

Check

01/30/03

1004

Scoop
Management, Inc. /
Northern Trust
#4544

Wachovia

Victory Fund, Ltd.

2000706764790

Check

01/31/03

1007

Traders Investment
Club / Wachovia
#8115

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

03/21/03

N/A

Wachovia

Wire Transfer Fee

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

03/21/03

N/A

VICTORY FUND
LTD / Spear, Leeds
& Kellogg #750A

Incoming Wire
Transfer

600,000.00

Wachovia

Victory Fund, Ltd.

2000706764790

Check

03/25/03

1008

Arthur Nadel DBA
Valhalla
Investments /
Wachovia #5110

For: Allocation

(500,000.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

03/27/03

N/A

Wachovia

Wire Transfer Fee

Page 8 of 14

20,000.00

(10.00)

150,000.00

48,500.00
(6,880.00)

For: PIF 4Q2002

(59,187.48)

For: Office fundbalance

(23,634.61)

(200,000.00)

(10.00)

(10.00)

EXHIBIT 34
Case No.: 8:10-cv-77-T-17MAP et al.
Analyses of Deposits and Disbursements
Victory Fund, Ltd.
Wachovia Account No. 2000706764790
For the Period May 2001 through December 2008
(Sorted in Chronological Order)
Institution

Account Name

Account Number

Bank Type

Bank Date

Check No.

(Payee)/Payor

QB Only

Memo

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

03/27/03

N/A

VICTORY FUND
LTD / Spear, Leeds
& Kellogg #750A

Wachovia

Victory Fund, Ltd.

2000706764790

Check

03/31/03

1009

Arthur Nadel DBA
Valhalla
Investments /
Wachovia #5110

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

04/09/03

N/A

Wachovia

Wire Transfer Fee

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

04/09/03

N/A

VICTORY FUND
LTD / Spear, Leeds
& Kellogg #750A

Incoming Wire
Transfer

Wachovia

Victory Fund, Ltd.

2000706764790

Check

04/17/03

1010

Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B

(200,000.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Check

04/18/03

1011

Traders Investment
Club / Wachovia
#8115

(175,000.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Check

04/25/03

1012

(230,000.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

04/29/03

N/A

Harmony
Investment Club
Wachovia

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

04/29/03

N/A

VICTORY FUND
LTD / Spear, Leeds
& Kellogg #750A

Wachovia

Victory Fund, Ltd.

2000706764790

Check

04/30/03

1013

Traders Investment
Club / Wachovia
#8115

(125,000.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Check

05/01/03

1015

Traders Investment
Club / Wachovia
#8115

(10,000.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Check

05/02/03

1014

(75,000.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Check

05/05/03

1016

Harmony
Investment Club
Traders Investment
Club / Wachovia
#8115

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

07/14/03

N/A

Wachovia

Wachovia

Victory Fund, Ltd.

2000706764790

Check

07/14/03

1017

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

07/14/03

N/A

Intex Trading
Corporation
Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Check

07/18/03

1018

Page 9 of 14

Intex Trading
Corporation

Incoming Wire
Transfer

Amount
400,000.00

(400,000.00)

Wire Transfer Fee
Incoming Wire
Transfer

(10.00)
500,000.00

(10.00)
300,000.00

(415,000.00)

Wire Transfer Fee

(10.00)
(75,000.00)

Incoming Wire
Transfer

77,965.30
(77,965.30)

EXHIBIT 34
Case No.: 8:10-cv-77-T-17MAP et al.
Analyses of Deposits and Disbursements
Victory Fund, Ltd.
Wachovia Account No. 2000706764790
For the Period May 2001 through December 2008
(Sorted in Chronological Order)
Institution

Account Name

Account Number

Bank Type

Bank Date

Check No.

(Payee)/Payor

QB Only

Memo

Amount

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

08/31/03

N/A

Wachovia

Maintenance Fee

(13.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

09/30/03

N/A

Wachovia

Maintenance Fee

(13.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

10/31/03

N/A

Wachovia

Maintenance Fee

(13.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

11/30/03

N/A

Wachovia

Maintenance Fee

(13.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

12/31/03

N/A

Wachovia

Maintenance Fee

(13.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

01/31/04

N/A

Wachovia

Maintenance Fee

(13.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

02/29/04

N/A

Wachovia

Maintenance Fee

(13.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

03/02/04

N/A

Wachovia

Wire Transfer Fee

(10.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

03/02/04

N/A

VICTORY FUND
LTD / RYDEX
FUNDS #4382

Incoming Wire
Transfer

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

03/04/04

N/A

Wachovia

Wire Transfer Fee

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

03/04/04

N/A

Unknown

Outgoing Wire
Transfer

Wachovia

Victory Fund, Ltd.

2000706764790

Check

03/05/04

328

Traders Investment
Club / Wachovia
#8115

Wachovia

Victory Fund, Ltd.

2000706764790

Check

03/11/04

329

Victory Fund, LTD.

For: Bal 1/31/03

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

03/26/04

N/A

Wachovia

Wire Transfer Fee

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

03/26/04

N/A

VICTORY FUND
LTD / RYDEX
FUNDS #4382

Incoming Wire
Transfer

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

03/31/04

N/A

Wachovia

Wire Transfer Fee

(25.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

03/31/04

N/A

Wachovia

Wire Transfer Fee

(25.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Check

03/31/04

1019

Traders Investment
Club / Wachovia
#8115

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

03/31/04

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

03/31/04

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

04/06/04

N/A

Wachovia

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

04/06/04

N/A

VICTORY FUND
LTD / RYDEX
FUNDS #4382

Incoming Wire
Transfer

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

04/07/04

N/A

Wachovia

Wire Transfer Fee

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

04/07/04

N/A

Unknown

Outgoing Wire
Transfer

Wachovia

Victory Fund, Ltd.

2000706764790

Check

05/13/04

1020

Indigo Investment
Club

Page 10 of 14

650,000.00

(25.00)
(265,000.00)
(300,000.00)

(6,625.31)

(10.00)
1,150,000.00

(350,000.00)

Outgoing Wire
Transfer
Outgoing Wire
Transfer
Wire Transfer Fee

(450,000.00)
(400,000.00)
(10.00)
600,000.00

(25.00)
(620,000.00)
(9,000.00)

EXHIBIT 34
Case No.: 8:10-cv-77-T-17MAP et al.
Analyses of Deposits and Disbursements
Victory Fund, Ltd.
Wachovia Account No. 2000706764790
For the Period May 2001 through December 2008
(Sorted in Chronological Order)
Institution

Account Name

Account Number

Bank Type

Bank Date

Check No.

(Payee)/Payor

QB Only

Memo

Amount

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

05/28/04

N/A

Wachovia

Wire Transfer Fee

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

05/28/04

N/A

VICTORY FUND
LTD / RYDEX
FUNDS #4382

Incoming Wire
Transfer

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

06/07/04

N/A

Wachovia

Wire Transfer Fee

(25.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

06/07/04

N/A

Wachovia

Wire Transfer Fee

(25.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Check

06/07/04

1021

Traders Investment
Club / Wachovia
#8115

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

06/07/04

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

06/07/04

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

06/23/04

N/A

Wachovia

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

06/23/04

N/A

VICTORY FUND
LTD / RYDEX
FUNDS #4382

Wachovia

Victory Fund, Ltd.

2000706764790

Check

06/28/04

1022

Traders Investment
Club / Wachovia
#8115

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

08/12/04

N/A

Wachovia

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

08/12/04

N/A

VICTORY FUND
LTD / RYDEX
FUNDS #4382

Wachovia

Victory Fund, Ltd.

2000706764790

Check

08/17/04

1024

Wachovia

Victory Fund, Ltd.

2000706764790

Check

08/17/04

1023

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

09/30/04

N/A

Harmony
Investment Club
Indigo Investment
Club
Wachovia

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

09/30/04

N/A

VICTORY FUND
LTD / RYDEX
FUNDS #4382

Incoming Wire
Transfer

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

10/19/04

N/A

Wachovia

Wire Transfer Fee

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

10/19/04

N/A

VICTORY FUND
LTD / RYDEX
FUNDS #4382

Incoming Wire
Transfer

Wachovia

Victory Fund, Ltd.

2000706764790

Check

10/19/04

1025

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

10/20/04

N/A

Harmony
Investment Club
Wachovia

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

10/20/04

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Check

10/21/04

1026

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

12/21/04

N/A

Harmony
Investment Club
Wachovia

Page 11 of 14

(10.00)
600,000.00

(50,000.00)

Outgoing Wire
Transfer
Outgoing Wire
Transfer
Wire Transfer Fee
Incoming Wire
Transfer

(330,000.00)
(210,000.00)
(10.00)
300,177.30

(300,000.00)

Wire Transfer Fee
X

Incoming Wire
Transfer

(10.00)
400,000.00

(140,000.00)
(200,000.00)
Wire Transfer Fee

(10.00)
400,000.00

(10.00)
900,000.00

(460,000.00)
Wire Transfer Fee
Outgoing Wire
Transfer

(25.00)
(675,000.00)
(160,000.00)

Wire Transfer Fee

(10.00)

EXHIBIT 34
Case No.: 8:10-cv-77-T-17MAP et al.
Analyses of Deposits and Disbursements
Victory Fund, Ltd.
Wachovia Account No. 2000706764790
For the Period May 2001 through December 2008
(Sorted in Chronological Order)
Institution

Account Name

Account Number

Bank Type

Bank Date

Check No.

(Payee)/Payor

QB Only

Memo

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

12/21/04

N/A

VICTORY FUND
LTD / RYDEX
FUNDS #4382

Incoming Wire
Transfer

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

12/27/04

N/A

Wachovia

Wire Transfer Fee

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

12/27/04

N/A

VICTORY IRA
FUND, LTD /
RYDEX FUNDS
#3162

Incoming Wire
Transfer

Wachovia

Victory Fund, Ltd.

2000706764790

Check

04/05/05

1028

Arthur Nadel DBA
Valhalla
Investments /
Wachovia #5110

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

10/25/06

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

10/26/06

N/A

VICTORY FUND
LTD / Spear, Leeds
& Kellogg #750A

GSEC, LP

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

11/09/06

N/A

Wachovia

Commercial
Service Charge

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

11/28/06

N/A

Unknown

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

11/29/06

N/A

VICTORY FUND
LTD / Spear, Leeds
& Kellogg #750A

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

12/11/06

N/A

Wachovia

Wachovia

Victory Fund, Ltd.

2000706764790

Transfer

12/27/06

N/A

Scoop Capital, LLC
/ Wachovia #2157

From Account
2000712702157

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

12/28/06

N/A

VICTORY FUND
LTD / Spear, Leeds
& Kellogg #750A

GSEC, LP

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

01/10/07

N/A

Wachovia

Wachovia

Victory Fund, Ltd.

2000706764790

Transfer

10/04/07

N/A

Scoop Capital, LLC
/ Wachovia #2157

Commercial
Service Charge
From Account
2000712702157

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

10/05/07

N/A

VICTORY FUND
LTD / Spear, Leeds
& Kellogg #750A

Transfer to Chase
Manhattan Bank

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

11/09/07

N/A

Wachovia

Wachovia

Victory Fund, Ltd.

2000706764790

Transfer

01/04/08

N/A

Scoop Capital, LLC
/ Wachovia #2157

Commercial
Service Charge
From Account
2000712702157

Wachovia

Victory Fund, Ltd.

2000706764790

Transfer

01/07/08

N/A

Arthur Nadel /
Wachovia #4895

From Account
1000408544895

Page 12 of 14

Amount
849,003.26

(10.00)
1,050,626.74

(1,900,000.00)

950,000.00
(1,020,000.00)

(43.00)
500,000.00
(500,000.00)

(43.10)
2,000,000.00

(2,000,000.00)

(43.00)
550,000.00

(550,000.00)

(43.00)
1,900,000.00

400,000.00

EXHIBIT 34
Case No.: 8:10-cv-77-T-17MAP et al.
Analyses of Deposits and Disbursements
Victory Fund, Ltd.
Wachovia Account No. 2000706764790
For the Period May 2001 through December 2008
(Sorted in Chronological Order)
Institution

Account Name

Account Number

Bank Type

Bank Date

Check No.

(Payee)/Payor

QB Only

Memo

Amount

Wachovia

Victory Fund, Ltd.

2000706764790

Transfer

01/07/08

N/A

Arthur Nadel DBA
Valhalla
Investments /
Wachovia #5110

From Account
2000706755110

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

01/08/08

N/A

VICTORY FUND
LTD / Spear, Leeds
& Kellogg #750A

Transfer to Chase
Manhattan Bank

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

02/13/08

N/A

Wachovia

Wachovia

Victory Fund, Ltd.

2000706764790

Transfer

04/10/08

N/A

Scoop Capital, LLC
/ Wachovia #2157

Commercial
Service Charge
From Account
2000712702157

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

04/11/08

N/A

VICTORY IRA
FUND LTD / Spear,
Leeds & Kellogg
#78A1

Transfer to Chase
Manhattan Bank

Wachovia

Victory Fund, Ltd.

2000706764790

Transfer

04/24/08

N/A

Scoop Capital, LLC
/ Wachovia #2157

From Account
2000712702157

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

04/25/08

N/A

VICTORY FUND
LTD / Spear, Leeds
& Kellogg #750A

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

05/09/08

N/A

Wachovia

Wachovia

Victory Fund, Ltd.

2000706764790

Transfer

07/08/08

N/A

Scoop Capital, LLC
/ Wachovia #2157

Commercial
Service Charge
From Account
2000712702157

Wachovia

Victory Fund, Ltd.

2000706764790

Transfer

07/10/08

N/A

Scoop Capital, LLC
/ Wachovia #2157

From Account
2000712702157

Wachovia

Victory Fund, Ltd.

2000706764790

Transfer

07/14/08

N/A

Scoop Capital, LLC
/ Wachovia #2157

Transfer to
Account Ending in
2157

(200,000.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Wire

07/14/08

N/A

VICTORY FUND
LTD / Spear, Leeds
& Kellogg #750A

Transfer to Chase
Manhattan Bank

(1,000,000.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

08/11/08

N/A

Wachovia

(43.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Deposit

08/22/08

N/A

VICTORY FUND
LTD / Spear, Leeds
& Kellogg #750A

Commercial
Service Charge
Transfer from
Chase Manhattan
Bank

Wachovia

Victory Fund, Ltd.

2000706764790

Transfer

08/28/08

N/A

Scoop Capital, LLC
/ Wachovia #2157

Transfer to
Account
2000712702157

(400,000.00)

Wachovia

Victory Fund, Ltd.

2000706764790

Debit

09/10/08

N/A

Wachovia

Commercial
Service Charge

(12.00)

Page 13 of 14

1,400,000.00

(3,700,000.00)

(43.00)
300,000.00

(300,000.00)

1,000,000.00

(1,000,000.00)

(43.00)
200,000.00

1,000,000.00

500,000.00

EXHIBIT 34
Case No.: 8:10-cv-77-T-17MAP et al.
Analyses of Deposits and Disbursements
Victory Fund, Ltd.
Wachovia Account No. 2000706764790
For the Period May 2001 through December 2008
(Sorted in Chronological Order)
Institution
Wachovia

Account Name
Victory Fund, Ltd.

Account Number
2000706764790

Bank Type

Bank Date

Check No.

(Payee)/Payor

Wire

09/30/08

N/A

VICTORY FUND
LTD / Spear, Leeds
& Kellogg #750A

Source:
1. Wachovia bank account statements including deposit slips, cancelled checks and wire detail.
2. QuickBooks file.

Page 14 of 14

QB Only

Memo
Transfer to Chase
Manhattan Bank

Amount
(100,000.00)