Securities and Exchange Commission v. Nadel et al

Filing 1192

Declaration of M. Yip by Burton W. Wiand re 1190 MOTION for miscellaneous relief, specifically Motion to Overrule Objections to Claims 403, 404, 405, 406, 407, 408, and 477 Notice of Filing Declaration of Maria Yip (Attachments: # 1 Exhibit M. Yip Declaration, # 2 Exhibit Ex. 1 to M. Yip Declaration, # 3 Exhibit Ex. 2 to M. Yip Declaration, # 4 Exhibit Ex. 3 to M. Yip Declaration, # 5 Exhibit Ex. 4 to M. Yip Declaration, # 6 Exhibit Ex. 5 to M. Yip Declaration, # 7 Exhibit Ex. 6 to M. Yip Declaration, # 8 Exhibit Ex. 7 to M. Yip Declaration, # 9 Exhibit Ex. 8 to M. Yip Declaration, # 10 Exhibit Ex. 9 to M. Yip Declaration, # 11 Exhibit Ex. 10-1 to M. Yip Declaration, # 12 Exhibit Ex. 10-2 to M. Yip Declaration, # 13 Exhibit Ex. 11 to M. Yip Declaration, # 14 Exhibit Ex. 12 to M. Yip Declaration, # 15 Exhibit Ex. 13 to M. Yip Declaration, # 16 Exhibit Ex. 14 to M. Yip Declaration, # 17 Exhibit Ex. 15 to M. Yip Declaration, # 18 Exhibit Ex. 16 to M. Yip Declaration, # 19 Exhibit Ex. 17 to M. Yip Declaration, # 20 Exhibit Ex. 18 to M. Yip Declaration, # 21 Exhibit Ex. 19 to M. Yip Declaration, # 22 Exhibit Ex. 20 to M. Yip Declaration, # 23 Exhibit Ex. 21 to M. Yip Declaration, # 24 Exhibit Ex. 22 to M. Yip Declaration, # 25 Exhibit Ex. 23 to M. Yip Declaration, # 26 Exhibit Ex. 24 to M. Yip Declaration, # 27 Exhibit Ex. 25 to M. Yip Declaration, # 28 Exhibit Ex. 26 to M. Yip Declaration, # 29 Exhibit Ex. 27 to M. Yip Declaration, # 30 Exhibit Ex. 28 to M. Yip Declaration, # 31 Exhibit Ex. 29 to M. Yip Declaration, # 32 Exhibit Ex. 30 to M. Yip Declaration, # 33 Exhibit Ex. 31 to M. Yip Declaration, # 34 Exhibit Ex. 32 to M. Yip Declaration, # 35 Exhibit Ex. 33 to M. Yip Declaration, # 36 Exhibit Ex. 34 to M. Yip Declaration, # 37 Exhibit Ex. 35 to M. Yip Declaration, # 38 Exhibit Ex. 36 to M. Yip Declaration, # 39 Exhibit Ex. 37 to M. Yip Declaration, # 40 Exhibit Ex. 38 to M. Yip Declaration, # 41 Exhibit Ex. 39 to M. Yip Declaration, # 42 Exhibit Ex. 40 to M. Yip Declaration, # 43 Exhibit Ex. 41 to M. Yip Declaration, # 44 Exhibit Ex. 42 to M. Yip Declaration, # 45 Exhibit Ex. 43 to M. Yip Declaration, # 46 Exhibit Ex. 44 to M. Yip Declaration, # 47 Exhibit Ex. 45 to M. Yip Declaration, # 48 Exhibit Ex. 46 to M. Yip Declaration, # 49 Exhibit Ex. 47 to M. Yip Declaration, # 50 Exhibit Ex. 48 to M. Yip Declaration, # 51 Exhibit Ex. 49 to M. Yip Declaration, # 52 Exhibit Ex. 50 to M. Yip Declaration, # 53 Exhibit Ex. 51 to M. Yip Declaration, # 54 Exhibit Ex. 52 to M. Yip Declaration, # 55 Exhibit Ex. 53 to M. Yip Declaration, # 56 Exhibit Ex. 54 to M. Yip Declaration, # 57 Exhibit Ex. 55 to M. Yip Declaration, # 58 Exhibit Ex. 56 to M. Yip Declaration, # 59 Exhibit Ex. 57 to M. Yip Declaration, # 60 Exhibit Ex. 58 to M. Yip Declaration, # 61 Exhibit Ex. 59 to M. Yip Declaration, # 62 Exhibit Ex. 60 to M. Yip Declaration, # 63 Exhibit Ex. 61 to M. Yip Declaration)(Morello, Gianluca) Modified on 8/12/2015 (KMM).

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EXHIBIT 36 Case No.: 8:10-cv-77-T-17MAP et al. Analysis of Deposits and Disbursements Victory Fund, Ltd. AB Watley Account No. 69583326 For the Period June 2002 through November 2002 (Sorted in Chronological Order) Institution A. B. WATLEY A. B. WATLEY A. B. WATLEY A. B. WATLEY A. B. WATLEY A. B. WATLEY A. B. WATLEY A. B. WATLEY A. B. WATLEY A. B. WATLEY A. B. WATLEY A. B. WATLEY A. B. WATLEY A. B. WATLEY A. B. WATLEY Account Name Scoop Investments Ltd. (Victory Fund, Ltd.) Scoop Investments Ltd. (Victory Fund, Ltd.) Scoop Investments Ltd. (Victory Fund, Ltd.) Scoop Investments Ltd. (Victory Fund, Ltd.) Scoop Investments Ltd. (Victory Fund, Ltd.) Scoop Investments Ltd. (Victory Fund, Ltd.) Scoop Investments Ltd. (Victory Fund, Ltd.) Scoop Investments Ltd. (Victory Fund, Ltd.) Scoop Investments Ltd. (Victory Fund, Ltd.) Scoop Investments Ltd. (Victory Fund, Ltd.) Scoop Investments Ltd. (Victory Fund, Ltd.) Scoop Investments Ltd. (Victory Fund, Ltd.) Scoop Investments Ltd. (Victory Fund, Ltd.) Scoop Investments Ltd. (Victory Fund, Ltd.) Scoop Investments Ltd. (Victory Fund, Ltd.) Account Number Bank Date (Payee)/Payor Amount 69583326 06/05/02 Conversion Fr SLK 69583326 06/05/02 Conversion Fr SLK 69583326 06/07/02 Adjust Conversion Fr SLK 69583326 06/28/02 Margin Interest 69583326 06/28/02 Credit Interest 69583326 07/31/02 Margin Interest 69583326 09/26/02 69583326 09/30/02 Victory Fund, Ltd. / Wachovia #4790 Margin Interest 69583326 10/02/02 Oct Maint Fee 69583326 10/09/02 69583326 10/09/02 Victory Fund, Ltd. / Wachovia #4790 Check/wire fee 69583326 10/31/02 Margin Interest (687.58) 69583326 11/05/02 Margin Interest (0.68) 69583326 11/05/02 69583326 11/05/02 Victory Fund, Ltd. / Wachovia #4790 Check/wire fee Sources: 1. Brokerage account statements. 2. Bank of America and Wachovia bank account statements including deposit slips, cancelled checks and wire detail. 3. QuickBooks files. Page 1 of 1 (617.44) 466,971.00 (1,167,380.00) (1,335.74) 27.18 (1,434.04) 250,000.00 (993.02) (50.00) (400,000.00) (15.00) (12,180.47) (15.00)

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