Securities and Exchange Commission v. Nadel et al

Filing 1192

Declaration of M. Yip by Burton W. Wiand re 1190 MOTION for miscellaneous relief, specifically Motion to Overrule Objections to Claims 403, 404, 405, 406, 407, 408, and 477 Notice of Filing Declaration of Maria Yip (Attachments: # 1 Exhibit M. Yip Declaration, # 2 Exhibit Ex. 1 to M. Yip Declaration, # 3 Exhibit Ex. 2 to M. Yip Declaration, # 4 Exhibit Ex. 3 to M. Yip Declaration, # 5 Exhibit Ex. 4 to M. Yip Declaration, # 6 Exhibit Ex. 5 to M. Yip Declaration, # 7 Exhibit Ex. 6 to M. Yip Declaration, # 8 Exhibit Ex. 7 to M. Yip Declaration, # 9 Exhibit Ex. 8 to M. Yip Declaration, # 10 Exhibit Ex. 9 to M. Yip Declaration, # 11 Exhibit Ex. 10-1 to M. Yip Declaration, # 12 Exhibit Ex. 10-2 to M. Yip Declaration, # 13 Exhibit Ex. 11 to M. Yip Declaration, # 14 Exhibit Ex. 12 to M. Yip Declaration, # 15 Exhibit Ex. 13 to M. Yip Declaration, # 16 Exhibit Ex. 14 to M. Yip Declaration, # 17 Exhibit Ex. 15 to M. Yip Declaration, # 18 Exhibit Ex. 16 to M. Yip Declaration, # 19 Exhibit Ex. 17 to M. Yip Declaration, # 20 Exhibit Ex. 18 to M. Yip Declaration, # 21 Exhibit Ex. 19 to M. Yip Declaration, # 22 Exhibit Ex. 20 to M. Yip Declaration, # 23 Exhibit Ex. 21 to M. Yip Declaration, # 24 Exhibit Ex. 22 to M. Yip Declaration, # 25 Exhibit Ex. 23 to M. Yip Declaration, # 26 Exhibit Ex. 24 to M. Yip Declaration, # 27 Exhibit Ex. 25 to M. Yip Declaration, # 28 Exhibit Ex. 26 to M. Yip Declaration, # 29 Exhibit Ex. 27 to M. Yip Declaration, # 30 Exhibit Ex. 28 to M. Yip Declaration, # 31 Exhibit Ex. 29 to M. Yip Declaration, # 32 Exhibit Ex. 30 to M. Yip Declaration, # 33 Exhibit Ex. 31 to M. Yip Declaration, # 34 Exhibit Ex. 32 to M. Yip Declaration, # 35 Exhibit Ex. 33 to M. Yip Declaration, # 36 Exhibit Ex. 34 to M. Yip Declaration, # 37 Exhibit Ex. 35 to M. Yip Declaration, # 38 Exhibit Ex. 36 to M. Yip Declaration, # 39 Exhibit Ex. 37 to M. Yip Declaration, # 40 Exhibit Ex. 38 to M. Yip Declaration, # 41 Exhibit Ex. 39 to M. Yip Declaration, # 42 Exhibit Ex. 40 to M. Yip Declaration, # 43 Exhibit Ex. 41 to M. Yip Declaration, # 44 Exhibit Ex. 42 to M. Yip Declaration, # 45 Exhibit Ex. 43 to M. Yip Declaration, # 46 Exhibit Ex. 44 to M. Yip Declaration, # 47 Exhibit Ex. 45 to M. Yip Declaration, # 48 Exhibit Ex. 46 to M. Yip Declaration, # 49 Exhibit Ex. 47 to M. Yip Declaration, # 50 Exhibit Ex. 48 to M. Yip Declaration, # 51 Exhibit Ex. 49 to M. Yip Declaration, # 52 Exhibit Ex. 50 to M. Yip Declaration, # 53 Exhibit Ex. 51 to M. Yip Declaration, # 54 Exhibit Ex. 52 to M. Yip Declaration, # 55 Exhibit Ex. 53 to M. Yip Declaration, # 56 Exhibit Ex. 54 to M. Yip Declaration, # 57 Exhibit Ex. 55 to M. Yip Declaration, # 58 Exhibit Ex. 56 to M. Yip Declaration, # 59 Exhibit Ex. 57 to M. Yip Declaration, # 60 Exhibit Ex. 58 to M. Yip Declaration, # 61 Exhibit Ex. 59 to M. Yip Declaration, # 62 Exhibit Ex. 60 to M. Yip Declaration, # 63 Exhibit Ex. 61 to M. Yip Declaration)(Morello, Gianluca) Modified on 8/12/2015 (KMM).

EXHIBIT 29
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Arthur Nadel DBA Viking Fund
Wachovia Account No. 2000712344984
For the Period June 2002 through December 2008
(Sorted in Chronological Order)
Institution

Account Name

Account Number

Bank Type

Bank Date

Check No.

(Payee)/Payor

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Deposit

06/05/02

N/A

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

06/20/02

N/A

Wachovia

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

06/30/02

N/A

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

07/12/02

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Wire

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Wachovia

Arthur Nadel DBA
Viking Fund

Wachovia

Memo

Unknown

Wachovia

QB Only

Amount
1,000.00

Check Supplies

(17.95)

Wachovia

Maintenance Fee

(12.00)

N/A

Wachovia

Wire Transfer Fee

(10.00)

07/12/02

N/A

Viking Master Fund
Ltd. / AB Watley
#2214

Incoming Wire
Transfer

Debit

07/15/02

N/A

Wachovia

Wire Transfer Fee

(10.00)

2000712344984

Debit

07/15/02

N/A

Wachovia

Wire Transfer Fee

(10.00)

Arthur Nadel DBA
Viking Fund

2000712344984

Wire

07/15/02

N/A

VIKING MASTER
FUND LTD / Spear,
Leeds & Kellogg
#7AY6

Unknown

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Wire

07/15/02

N/A

Viking Master Fund
Ltd. / AB Watley
#2214

Incoming Wire
Transfer

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

07/16/02

N/A

Wachovia

Wire Transfer Fee

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Wire

07/16/02

N/A

Valhalla Investment
Partners / AB
Watley #7160

Outgoing Wire
Transfer

(230,000.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Wire

07/22/02

N/A

Unknown

Incoming Wire
Transfer

20,000.00

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

07/23/02

N/A

Wachovia

Wire Transfer Fee

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Wire

09/26/02

N/A

Viking Master Fund
Ltd. / AB Watley
#2214

Incoming Wire
Transfer

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

08/31/02

N/A

Wachovia

Maintenance Fee

(12.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

09/26/02

N/A

Wachovia

Wire Transfer Fee

(10.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Wire

10/21/02

N/A

Viking Master Fund
Ltd. / AB Watley
#2214

Incoming Wire
Transfer

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

09/27/02

N/A

Wachovia

Wire Transfer Fee

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Wire

09/27/02

N/A

Valhalla Investment
Partners / AB
Watley #7160

Outgoing Wire
Transfer

Page 1 of 7

X

40,000.00

50,000.00

150,000.00

(25.00)

(25.00)

250,000.00

50,000.00

(25.00)

(250,000.00)

EXHIBIT 29
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Arthur Nadel DBA Viking Fund
Wachovia Account No. 2000712344984
For the Period June 2002 through December 2008
(Sorted in Chronological Order)
Institution

Account Name

Account Number

Bank Type

Bank Date

Check No.

(Payee)/Payor

QB Only

Memo

Amount

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

10/21/02

N/A

Wachovia

Wire Transfer Fee

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Wire

07/23/02

N/A

Viking Master Fund
Ltd. / AB Watley
#2214

Outgoing Wire
Transfer

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

10/28/02

N/A

Wachovia

Wire Transfer Fee

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Wire

10/28/02

N/A

Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B

Outgoing Wire
Transfer

Wachovia

Arthur Nadel DBA
Viking Fund
Arthur Nadel DBA
Viking Fund
Arthur Nadel DBA
Viking Fund
Arthur Nadel DBA
Viking Fund
Arthur Nadel DBA
Viking Fund
Arthur Nadel DBA
Viking Fund
Arthur Nadel DBA
Viking Fund
Arthur Nadel DBA
Viking Fund
Arthur Nadel DBA
Viking Fund
Arthur Nadel DBA
Viking Fund
Arthur Nadel DBA
Viking Fund
Arthur Nadel DBA
Viking Fund
Arthur Nadel DBA
Viking Fund
Arthur Nadel DBA
Viking Fund
Arthur Nadel DBA
Viking Fund
Arthur Nadel DBA
Viking Fund

2000712344984

Debit

11/30/02

N/A

Wachovia

Maintenance Fee

(12.00)

2000712344984

Debit

12/31/02

N/A

Wachovia

Maintenance Fee

(12.00)

2000712344984

Debit

01/31/03

N/A

Wachovia

Maintenance Fee

(12.00)

2000712344984

Debit

02/28/03

N/A

Wachovia

Maintenance Fee

(12.00)

2000712344984

Debit

03/31/03

N/A

Wachovia

Maintenance Fee

(12.00)

2000712344984

Debit

04/30/03

N/A

Wachovia

Maintenance Fee

(12.00)

2000712344984

Debit

05/31/03

N/A

Wachovia

Maintenance Fee

(12.00)

2000712344984

Debit

06/30/03

N/A

Wachovia

Maintenance Fee

(12.00)

2000712344984

Debit

07/31/03

N/A

Wachovia

Maintenance Fee

(13.00)

2000712344984

Debit

08/31/03

N/A

Wachovia

Maintenance Fee

(13.00)

2000712344984

Debit

09/30/03

N/A

Wachovia

Maintenance Fee

(13.00)

2000712344984

Debit

10/31/03

N/A

Wachovia

Dormant Charge

(15.00)

2000712344984

Debit

10/31/03

N/A

Wachovia

Maintenance Fee

(13.00)

2000712344984

Debit

11/30/03

N/A

Wachovia

Dormant Charge

(15.00)

2000712344984

Debit

11/30/03

N/A

Wachovia

Maintenance Fee

(13.00)

2000712344984

Debit

12/31/03

N/A

Wachovia

Dormant Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

12/31/03

N/A

Wachovia

Maintenance Fee

(13.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

01/31/04

N/A

Wachovia

Dormant Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

01/31/04

N/A

Wachovia

Maintenance Fee

(13.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

02/29/04

N/A

Wachovia

Dormant Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

02/29/04

N/A

Wachovia

Maintenance Fee

(13.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

03/31/04

N/A

Wachovia

Dormant Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

03/31/04

N/A

Wachovia

Maintenance Fee

(13.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

04/30/04

N/A

Wachovia

Dormant Charge

(15.00)

Wachovia
Wachovia
Wachovia
Wachovia
Wachovia
Wachovia
Wachovia
Wachovia
Wachovia
Wachovia
Wachovia
Wachovia
Wachovia
Wachovia
Wachovia

Page 2 of 7

(10.00)

(30,000.00)

(25.00)

(50,000.00)

EXHIBIT 29
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Arthur Nadel DBA Viking Fund
Wachovia Account No. 2000712344984
For the Period June 2002 through December 2008
(Sorted in Chronological Order)
Institution

Account Name

Account Number

Bank Type

Bank Date

Check No.

(Payee)/Payor

QB Only

Memo

Amount

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

04/30/04

N/A

Wachovia

Maintenance Fee

(13.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

05/31/04

N/A

Wachovia

Dormant Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

05/31/04

N/A

Wachovia

Maintenance Fee

(13.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

06/30/04

N/A

Wachovia

Dormant Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

06/30/04

N/A

Wachovia

Maintenance Fee

(13.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

07/31/04

N/A

Wachovia

Dormant Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

07/31/04

N/A

Wachovia

Maintenance Fee

(13.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

08/31/04

N/A

Wachovia

Dormant Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

08/31/04

N/A

Wachovia

Maintenance Fee

(13.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

09/30/04

N/A

Wachovia

Dormant Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

09/30/04

N/A

Wachovia

Maintenance Fee

(13.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

10/31/04

N/A

Wachovia

Dormant Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

10/31/04

N/A

Wachovia

Maintenance Fee

(13.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

11/30/04

N/A

Wachovia

Dormant Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

11/30/04

N/A

Wachovia

Maintenance Fee

(13.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

12/31/04

N/A

Wachovia

Dormant Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

12/31/04

N/A

Wachovia

Maintenance Fee

(13.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

01/31/05

N/A

Wachovia

Dormant Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

01/31/05

N/A

Wachovia

Maintenance Fee

(13.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

02/28/05

N/A

Wachovia

Dormant Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

02/28/05

N/A

Wachovia

Maintenance Fee

(13.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

03/31/05

N/A

Wachovia

Dormant Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

03/31/05

N/A

Wachovia

Maintenance Fee

(13.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

04/30/05

N/A

Wachovia

Dormant Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

04/30/05

N/A

Wachovia

Maintenance Fee

(13.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

05/31/05

N/A

Wachovia

Dormant Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

05/31/05

N/A

Wachovia

Maintenance Fee

(13.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

07/14/05

N/A

Wachovia

Commercial
Service Charge

(20.00)

Page 3 of 7

EXHIBIT 29
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Arthur Nadel DBA Viking Fund
Wachovia Account No. 2000712344984
For the Period June 2002 through December 2008
(Sorted in Chronological Order)
Institution

Account Name

Account Number

Bank Type

Bank Date

Check No.

(Payee)/Payor

QB Only

Memo

Amount

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

08/09/05

N/A

Wachovia

Commercial
Service Charge

(20.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

09/12/05

N/A

Wachovia

Commercial
Service Charge

(20.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

10/12/05

N/A

Wachovia

Commercial
Service Charge

(20.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

11/10/05

N/A

Wachovia

Commercial
Service Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

12/09/05

N/A

Wachovia

Commercial
Service Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

01/11/06

N/A

Wachovia

Commercial
Service Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Deposit

01/11/06

N/A

Unknown

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

02/09/06

N/A

Wachovia

Commercial
Service Charge

(15.10)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

03/09/06

N/A

Wachovia

Commercial
Service Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

04/11/06

N/A

Wachovia

Commercial
Service Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

05/09/06

N/A

Wachovia

Commercial
Service Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

06/09/06

N/A

Wachovia

Commercial
Service Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

07/12/06

N/A

Wachovia

Commercial
Service Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

08/09/06

N/A

Wachovia

Commercial
Service Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

09/12/06

N/A

Wachovia

Commercial
Service Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

10/11/06

N/A

Wachovia

Commercial
Service Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

11/09/06

N/A

Wachovia

Commercial
Service Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

12/11/06

N/A

Wachovia

Commercial
Service Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

01/10/07

N/A

Wachovia

Commercial
Service Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

02/09/07

N/A

Wachovia

Commercial
Service Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

03/09/07

N/A

Wachovia

Commercial
Service Charge

(15.00)

Page 4 of 7

500.00

EXHIBIT 29
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Arthur Nadel DBA Viking Fund
Wachovia Account No. 2000712344984
For the Period June 2002 through December 2008
(Sorted in Chronological Order)
Institution

Account Name

Account Number

Bank Type

Bank Date

Check No.

(Payee)/Payor

QB Only

Memo

Amount

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

04/10/07

N/A

Wachovia

Commercial
Service Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

05/09/07

N/A

Wachovia

Commercial
Service Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

06/11/07

N/A

Wachovia

Commercial
Service Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Transfer

06/28/07

N/A

Scoop Capital, LLC
/ Wachovia #2157

From Account
2000712702157

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Wire

06/29/07

N/A

VIKING FUND LLC
/ Spear, Leeds &
Kellogg #75YK

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

07/12/07

N/A

Wachovia

To Chase
Manhattan Bank,
Viking FundAccount 75YK5519
Commercial

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Transfer

07/17/07

N/A

Scoop Capital, LLC
/ Wachovia #2157

From Account
2000712702157

400,000.00

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Wire

07/18/07

N/A

To Chase
Manhattan Bank,
Viking Fund

(400,000.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

08/09/07

N/A

Valhalla Investment
Partners / Spear,
Leeds & Kellogg
#750B
Wachovia

Commercial
Service Charge

(43.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

09/12/07

N/A

Wachovia

Commercial
Service Charge

(15.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Transfer

10/04/07

N/A

Scoop Capital, LLC
/ Wachovia #2157

From Account
2000712702157

1,100,000.00

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Wire

10/05/07

N/A

VIKING FUND LLC
/ Spear, Leeds &
Kellogg #75YK

(1,100,000.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

10/10/07

N/A

Wachovia

To Chase
Manhattan Bank,
Viking FundAccount 75YK
Commercial

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Transfer

10/15/07

N/A

Scoop Capital, LLC
/ Wachovia #2157

From Account
2000712702157

400,000.00

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Wire

10/16/07

N/A

VIKING IRA FUND
LLC / Spear, Leeds
& Kellogg #75YG

(400,000.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Transfer

10/17/07

N/A

Scoop Capital, LLC
/ Wachovia #2157

To Chase
Manhattan Bank,
Viking IRAAccount
From Account

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Wire

10/18/07

N/A

VIKING FUND LLC
/ Spear, Leeds &
Kellogg #75YK

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

11/09/07

N/A

Wachovia

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

12/11/07

N/A

Wachovia

Commercial
Service Charge

(15.08)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

01/07/08

N/A

Wachovia

Chargeoff Fee

(40.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Deposit

01/07/08

N/A

Wachovia

Overdrawn
Account Closed by
Bank

800,000.00

(800,000.00)

(43.00)

Service Charge

(15.00)

Service Charge

300,000.00

2000712702157
To Chase
Manhattan Bank,
Viking FundAccount 75YK5519
Commercial

(300,000.00)

(129.00)

Service Charge

Page 5 of 7

67.13

EXHIBIT 29
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Arthur Nadel DBA Viking Fund
Wachovia Account No. 2000712344984
For the Period June 2002 through December 2008
(Sorted in Chronological Order)
Institution

Account Name

Account Number

Bank Type

Bank Date

Check No.

(Payee)/Payor

QB Only

Memo

Amount

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Transfer

01/11/08

N/A

Arthur Nadel /
Wachovia #4895

From Account
Ending In 4895

550,000.00

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Transfer

01/11/08

N/A

Scoop Capital, LLC
/ Wachovia #2157

From Account
Ending In 2157

350,000.00

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Wire

01/15/08

N/A

VIKING FUND LLC
/ Spear, Leeds &
Kellogg #75YK

To Chase
Manhattan Bank,
Viking FundAccount 75YK5519

(545,000.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Wire

01/15/08

N/A

VIKING IRA FUND
LLC / Spear, Leeds
& Kellogg #75YG

To Chase
Manhattan Bank,
Viking IRAAccount
75YG5519

(345,000.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

02/13/08

N/A

Wachovia

Commercial
Service Charge

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Transfer

04/10/08

N/A

Scoop Capital, LLC
/ Wachovia #2157

From Account
2000712702157

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Wire

04/11/08

N/A

VIKING FUND LLC
/ Spear, Leeds &
Kellogg #75YK

To Chase
Manhattan Bank,
Viking FundAccount 75YK5519

(700,000.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Wire

04/11/08

N/A

VIKING IRA FUND
LLC / Spear, Leeds
& Kellogg #75YG

To Chase
Manhattan Bank,
Viking IRAAccount
75YG5519

(300,000.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Transfer

07/07/08

N/A

Scoop Capital, LLC
/ Wachovia #2157

From Account
2000712702157

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Wire

07/08/08

N/A

VIKING FUND LLC
/ Spear, Leeds &
Kellogg #75YK

To Chase
Manhattan Bank,
Viking FundAccount 75YK5519

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Wire

07/08/08

N/A

VIKING IRA FUND
LLC / Spear, Leeds
& Kellogg #75YG

To Chase
Manhattan Bank,
Viking IRAAccount
75YG5519

(1,900,000.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Transfer

07/11/08

N/A

Scoop Capital, LLC
/ Wachovia #2157

From Account
2000712702157

1,600,000.00

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Wire

07/14/08

N/A

VIKING FUND LLC
/ Spear, Leeds &
Kellogg #75YK

To Chase
Manhattan Bank,
Viking FundAccount 75YK5519

(900,000.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Wire

07/14/08

N/A

VIKING IRA FUND
LLC / Spear, Leeds
& Kellogg #75YG

To Chase
Manhattan Bank,
Viking IRAAccount
75YG5519

(700,000.00)

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Debit

08/11/08

N/A

Wachovia

Commercial
Service Charge

Page 6 of 7

(86.04)

1,000,000.00

2,000,000.00

(100,000.00)

(172.00)

EXHIBIT 29
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Arthur Nadel DBA Viking Fund
Wachovia Account No. 2000712344984
For the Period June 2002 through December 2008
(Sorted in Chronological Order)
Institution

Account Name

Account Number

Bank Type

Bank Date

Check No.

(Payee)/Payor

QB Only

Memo

Amount

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Transfer

12/02/08

N/A

Scoop Capital, LLC
/ Wachovia #2157

From Account
2000712702157

350,000.00

Wachovia

Arthur Nadel DBA
Viking Fund

2000712344984

Transfer

12/03/08

N/A

Arthur Nadel DBA
Valhalla
Investments /
Wachovia #5110

To Account
2000706755110

(350,000.00)

Sources:
1. Wachovia bank account statements including deposit slips, cancelled checks and wire detail.

Page 7 of 7