Securities and Exchange Commission v. Nadel et al

Filing 1192

Declaration of M. Yip by Burton W. Wiand re 1190 MOTION for miscellaneous relief, specifically Motion to Overrule Objections to Claims 403, 404, 405, 406, 407, 408, and 477 Notice of Filing Declaration of Maria Yip (Attachments: # 1 Exhibit M. Yip Declaration, # 2 Exhibit Ex. 1 to M. Yip Declaration, # 3 Exhibit Ex. 2 to M. Yip Declaration, # 4 Exhibit Ex. 3 to M. Yip Declaration, # 5 Exhibit Ex. 4 to M. Yip Declaration, # 6 Exhibit Ex. 5 to M. Yip Declaration, # 7 Exhibit Ex. 6 to M. Yip Declaration, # 8 Exhibit Ex. 7 to M. Yip Declaration, # 9 Exhibit Ex. 8 to M. Yip Declaration, # 10 Exhibit Ex. 9 to M. Yip Declaration, # 11 Exhibit Ex. 10-1 to M. Yip Declaration, # 12 Exhibit Ex. 10-2 to M. Yip Declaration, # 13 Exhibit Ex. 11 to M. Yip Declaration, # 14 Exhibit Ex. 12 to M. Yip Declaration, # 15 Exhibit Ex. 13 to M. Yip Declaration, # 16 Exhibit Ex. 14 to M. Yip Declaration, # 17 Exhibit Ex. 15 to M. Yip Declaration, # 18 Exhibit Ex. 16 to M. Yip Declaration, # 19 Exhibit Ex. 17 to M. Yip Declaration, # 20 Exhibit Ex. 18 to M. Yip Declaration, # 21 Exhibit Ex. 19 to M. Yip Declaration, # 22 Exhibit Ex. 20 to M. Yip Declaration, # 23 Exhibit Ex. 21 to M. Yip Declaration, # 24 Exhibit Ex. 22 to M. Yip Declaration, # 25 Exhibit Ex. 23 to M. Yip Declaration, # 26 Exhibit Ex. 24 to M. Yip Declaration, # 27 Exhibit Ex. 25 to M. Yip Declaration, # 28 Exhibit Ex. 26 to M. Yip Declaration, # 29 Exhibit Ex. 27 to M. Yip Declaration, # 30 Exhibit Ex. 28 to M. Yip Declaration, # 31 Exhibit Ex. 29 to M. Yip Declaration, # 32 Exhibit Ex. 30 to M. Yip Declaration, # 33 Exhibit Ex. 31 to M. Yip Declaration, # 34 Exhibit Ex. 32 to M. Yip Declaration, # 35 Exhibit Ex. 33 to M. Yip Declaration, # 36 Exhibit Ex. 34 to M. Yip Declaration, # 37 Exhibit Ex. 35 to M. Yip Declaration, # 38 Exhibit Ex. 36 to M. Yip Declaration, # 39 Exhibit Ex. 37 to M. Yip Declaration, # 40 Exhibit Ex. 38 to M. Yip Declaration, # 41 Exhibit Ex. 39 to M. Yip Declaration, # 42 Exhibit Ex. 40 to M. Yip Declaration, # 43 Exhibit Ex. 41 to M. Yip Declaration, # 44 Exhibit Ex. 42 to M. Yip Declaration, # 45 Exhibit Ex. 43 to M. Yip Declaration, # 46 Exhibit Ex. 44 to M. Yip Declaration, # 47 Exhibit Ex. 45 to M. Yip Declaration, # 48 Exhibit Ex. 46 to M. Yip Declaration, # 49 Exhibit Ex. 47 to M. Yip Declaration, # 50 Exhibit Ex. 48 to M. Yip Declaration, # 51 Exhibit Ex. 49 to M. Yip Declaration, # 52 Exhibit Ex. 50 to M. Yip Declaration, # 53 Exhibit Ex. 51 to M. Yip Declaration, # 54 Exhibit Ex. 52 to M. Yip Declaration, # 55 Exhibit Ex. 53 to M. Yip Declaration, # 56 Exhibit Ex. 54 to M. Yip Declaration, # 57 Exhibit Ex. 55 to M. Yip Declaration, # 58 Exhibit Ex. 56 to M. Yip Declaration, # 59 Exhibit Ex. 57 to M. Yip Declaration, # 60 Exhibit Ex. 58 to M. Yip Declaration, # 61 Exhibit Ex. 59 to M. Yip Declaration, # 62 Exhibit Ex. 60 to M. Yip Declaration, # 63 Exhibit Ex. 61 to M. Yip Declaration)(Morello, Gianluca) Modified on 8/12/2015 (KMM).

EXHIBIT 4
Case No.: 8:10-cv-77-T-17MAP et al.
Summary Listing of Brokerage Accounts Reviewed

Item No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24

Institution
AB Watley
AB Watley
AB Watley
Bear Stearns
Bear Stearns
Bear Stearns
Rydex
Rydex
Rydex
Rydex
SG Americas Securities
SG Americas Securities
SG Americas Securities
Spear Leads Kellogg
Spear Leads Kellogg
Spear Leads Kellogg
Spear Leads Kellogg
Spear Leads Kellogg
Spear Leads Kellogg
Spear Leads Kellogg
Spear Leads Kellogg
Spear Leads Kellogg
Spear Leads Kellogg
Spear Leads Kellogg

Account Name
Valhalla Investment Partners, LP
Victory Fund, Ltd.
Viking Master Fund, Ltd.
Valhalla Investment Partners, LP
Viking Fund, LLC
Viking IRA Fund, LLC
Victory Fund, Ltd.
Victory IRA Fund, Ltd.
Viking Fund, LLC
Viking IRA Fund, LLC
Valhalla Investment Partners, LP
Viking Fund, LLC
Viking IRA Fund, LLC
Scoop Real Estate, LP
Traders Investment Club, Inc.
Traders Investment Club, Inc.
Valhalla Investment Partners, LP
Valhalla Investment Partners, LP
Victory Fund, Ltd.
Victory Fund, Ltd.
Victory IRA Fund, Ltd.
Viking Fund, LLC
Viking IRA Fund, LLC
Viking Master Fund, Ltd.

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Account Number
69587160
69583326
69552214
102-22314 055
172-80559 RS1
172-80560 RS1
31304382
1003003162
021204178
21204177
85577219
85775949
85685239
4C8L
4X58
782V
750B
470P
71S1
750A
78A1
75YK
75YG
7AY6

Opening
Date

Ending
Date

06/01/02
06/01/02
06/01/02
02/26/00
11/30/02
11/30/02
07/01/03
12/01/03
02/01/03
04/01/03
06/01/04
06/01/04
06/01/04
02/01/04
07/01/99
07/01/03
10/01/02
09/01/99
02/01/03
06/01/02
05/01/03
03/01/03
03/01/03
05/01/02

12/31/02
12/31/02
12/31/02
04/28/00
03/28/03
04/25/03
12/31/04
12/31/04
12/31/04
12/31/04
12/31/05
12/31/05
12/31/05
12/31/08
06/30/11
12/30/05
12/31/08
06/28/02
02/27/04
12/31/08
12/31/08
12/31/08
12/31/08
03/31/04