Securities and Exchange Commission v. Nadel et al

Filing 1192

Declaration of M. Yip by Burton W. Wiand re 1190 MOTION for miscellaneous relief, specifically Motion to Overrule Objections to Claims 403, 404, 405, 406, 407, 408, and 477 Notice of Filing Declaration of Maria Yip (Attachments: # 1 Exhibit M. Yip Declaration, # 2 Exhibit Ex. 1 to M. Yip Declaration, # 3 Exhibit Ex. 2 to M. Yip Declaration, # 4 Exhibit Ex. 3 to M. Yip Declaration, # 5 Exhibit Ex. 4 to M. Yip Declaration, # 6 Exhibit Ex. 5 to M. Yip Declaration, # 7 Exhibit Ex. 6 to M. Yip Declaration, # 8 Exhibit Ex. 7 to M. Yip Declaration, # 9 Exhibit Ex. 8 to M. Yip Declaration, # 10 Exhibit Ex. 9 to M. Yip Declaration, # 11 Exhibit Ex. 10-1 to M. Yip Declaration, # 12 Exhibit Ex. 10-2 to M. Yip Declaration, # 13 Exhibit Ex. 11 to M. Yip Declaration, # 14 Exhibit Ex. 12 to M. Yip Declaration, # 15 Exhibit Ex. 13 to M. Yip Declaration, # 16 Exhibit Ex. 14 to M. Yip Declaration, # 17 Exhibit Ex. 15 to M. Yip Declaration, # 18 Exhibit Ex. 16 to M. Yip Declaration, # 19 Exhibit Ex. 17 to M. Yip Declaration, # 20 Exhibit Ex. 18 to M. Yip Declaration, # 21 Exhibit Ex. 19 to M. Yip Declaration, # 22 Exhibit Ex. 20 to M. Yip Declaration, # 23 Exhibit Ex. 21 to M. Yip Declaration, # 24 Exhibit Ex. 22 to M. Yip Declaration, # 25 Exhibit Ex. 23 to M. Yip Declaration, # 26 Exhibit Ex. 24 to M. Yip Declaration, # 27 Exhibit Ex. 25 to M. Yip Declaration, # 28 Exhibit Ex. 26 to M. Yip Declaration, # 29 Exhibit Ex. 27 to M. Yip Declaration, # 30 Exhibit Ex. 28 to M. Yip Declaration, # 31 Exhibit Ex. 29 to M. Yip Declaration, # 32 Exhibit Ex. 30 to M. Yip Declaration, # 33 Exhibit Ex. 31 to M. Yip Declaration, # 34 Exhibit Ex. 32 to M. Yip Declaration, # 35 Exhibit Ex. 33 to M. Yip Declaration, # 36 Exhibit Ex. 34 to M. Yip Declaration, # 37 Exhibit Ex. 35 to M. Yip Declaration, # 38 Exhibit Ex. 36 to M. Yip Declaration, # 39 Exhibit Ex. 37 to M. Yip Declaration, # 40 Exhibit Ex. 38 to M. Yip Declaration, # 41 Exhibit Ex. 39 to M. Yip Declaration, # 42 Exhibit Ex. 40 to M. Yip Declaration, # 43 Exhibit Ex. 41 to M. Yip Declaration, # 44 Exhibit Ex. 42 to M. Yip Declaration, # 45 Exhibit Ex. 43 to M. Yip Declaration, # 46 Exhibit Ex. 44 to M. Yip Declaration, # 47 Exhibit Ex. 45 to M. Yip Declaration, # 48 Exhibit Ex. 46 to M. Yip Declaration, # 49 Exhibit Ex. 47 to M. Yip Declaration, # 50 Exhibit Ex. 48 to M. Yip Declaration, # 51 Exhibit Ex. 49 to M. Yip Declaration, # 52 Exhibit Ex. 50 to M. Yip Declaration, # 53 Exhibit Ex. 51 to M. Yip Declaration, # 54 Exhibit Ex. 52 to M. Yip Declaration, # 55 Exhibit Ex. 53 to M. Yip Declaration, # 56 Exhibit Ex. 54 to M. Yip Declaration, # 57 Exhibit Ex. 55 to M. Yip Declaration, # 58 Exhibit Ex. 56 to M. Yip Declaration, # 59 Exhibit Ex. 57 to M. Yip Declaration, # 60 Exhibit Ex. 58 to M. Yip Declaration, # 61 Exhibit Ex. 59 to M. Yip Declaration, # 62 Exhibit Ex. 60 to M. Yip Declaration, # 63 Exhibit Ex. 61 to M. Yip Declaration)(Morello, Gianluca) Modified on 8/12/2015 (KMM).

EXHIBIT 40
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Viking IRA Fund, LLC
Bear Stearns / TradeStation Securities Account No. 172-80560 RS1
For the Period December 2002 through April 2003
(Sorted in Chronological Order)
Institution

Account Name

Account Number

Bank Date

TradeStation Securities

Viking IRA Fund, LLC

172-80560 RS1

12/17/02

TradeStation Securities
TradeStation Securities

Viking IRA Fund, LLC
Viking IRA Fund, LLC

172-80560 RS1
172-80560 RS1

12/23/02
12/26/02

TradeStation Securities

Viking IRA Fund, LLC

172-80560 RS1

12/31/02

TradeStation Securities

Viking IRA Fund, LLC

172-80560 RS1

01/15/03

TradeStation Securities
TradeStation Securities
TradeStation Securities
TradeStation Securities

Viking IRA Fund, LLC
Viking IRA Fund, LLC
Viking IRA Fund, LLC
Viking IRA Fund, LLC

172-80560 RS1
172-80560 RS1
172-80560 RS1
172-80560 RS1

01/21/03
01/21/03
01/21/03
02/05/03

TradeStation Securities
TradeStation Securities
TradeStation Securities

Viking IRA Fund, LLC
Viking IRA Fund, LLC
Viking IRA Fund, LLC

172-80560 RS1
172-80560 RS1
172-80560 RS1

02/18/03
02/21/03
03/04/03

TradeStation Securities

Viking IRA Fund, LLC

172-80560 RS1

03/18/03

TradeStation Securities
TradeStation Securities
TradeStation Securities

Viking IRA Fund, LLC
Viking IRA Fund, LLC
Viking IRA Fund, LLC

172-80560 RS1
172-80560 RS1
172-80560 RS1

03/21/03
03/21/03
04/02/03

TradeStation Securities

Viking IRA Fund, LLC

172-80560 RS1

04/25/03

(Payee)/Payor
Viking Master Fund / AB
Watley #2214
CREDIT INTEREST
Viking IRA Fund, LLC /
Bank of America #7521
Viking IRA Fund, LLC /
Bank of America #7521
Viking IRA Fund, LLC /
Bank of America #7521
CREDIT INTEREST
DEBIT INTEREST
CREDIT INTEREST
Viking IRA Fund, LLC /
Bank of America #7521
Miscellaneous Fee
DEBIT INTEREST
Viking IRA Fund, LLC /
Northern Trust #1007
VIKING IRA FUND LLC /
Spear, Leeds & Kellogg
#75YG
DEBIT INTEREST
CREDIT INTEREST
Viking IRA Fund, LLC /
Northern Trust #1007
Net trading Activity

Sources:
1. Brokerage account statements.
2. Bank of America and Northern Trust account statements including deposit slips, cancelled checks and wire detail.
3. QuickBooks files.

Page 1 of 1

Amount
100,000.00
8.33
100,059.42
284,074.87
100,000.00
24.03
(724.76)
9.54
220,000.00
(254.60)
(1,917.10)
1,278,074.43
(2,104,568.90)

(2,180.85)
64.46
(64.46)
27,395.59