Securities and Exchange Commission v. Nadel et al
Filing
1192
Declaration of M. Yip by Burton W. Wiand re 1190 MOTION for miscellaneous relief, specifically Motion to Overrule Objections to Claims 403, 404, 405, 406, 407, 408, and 477 Notice of Filing Declaration of Maria Yip (Attachments: # 1 Exhibit M. Yip Declaration, # 2 Exhibit Ex. 1 to M. Yip Declaration, # 3 Exhibit Ex. 2 to M. Yip Declaration, # 4 Exhibit Ex. 3 to M. Yip Declaration, # 5 Exhibit Ex. 4 to M. Yip Declaration, # 6 Exhibit Ex. 5 to M. Yip Declaration, # 7 Exhibit Ex. 6 to M. Yip Declaration, # 8 Exhibit Ex. 7 to M. Yip Declaration, # 9 Exhibit Ex. 8 to M. Yip Declaration, # 10 Exhibit Ex. 9 to M. Yip Declaration, # 11 Exhibit Ex. 10-1 to M. Yip Declaration, # 12 Exhibit Ex. 10-2 to M. Yip Declaration, # 13 Exhibit Ex. 11 to M. Yip Declaration, # 14 Exhibit Ex. 12 to M. Yip Declaration, # 15 Exhibit Ex. 13 to M. Yip Declaration, # 16 Exhibit Ex. 14 to M. Yip Declaration, # 17 Exhibit Ex. 15 to M. Yip Declaration, # 18 Exhibit Ex. 16 to M. Yip Declaration, # 19 Exhibit Ex. 17 to M. Yip Declaration, # 20 Exhibit Ex. 18 to M. Yip Declaration, # 21 Exhibit Ex. 19 to M. Yip Declaration, # 22 Exhibit Ex. 20 to M. Yip Declaration, # 23 Exhibit Ex. 21 to M. Yip Declaration, # 24 Exhibit Ex. 22 to M. Yip Declaration, # 25 Exhibit Ex. 23 to M. Yip Declaration, # 26 Exhibit Ex. 24 to M. Yip Declaration, # 27 Exhibit Ex. 25 to M. Yip Declaration, # 28 Exhibit Ex. 26 to M. Yip Declaration, # 29 Exhibit Ex. 27 to M. Yip Declaration, # 30 Exhibit Ex. 28 to M. Yip Declaration, # 31 Exhibit Ex. 29 to M. Yip Declaration, # 32 Exhibit Ex. 30 to M. Yip Declaration, # 33 Exhibit Ex. 31 to M. Yip Declaration, # 34 Exhibit Ex. 32 to M. Yip Declaration, # 35 Exhibit Ex. 33 to M. Yip Declaration, # 36 Exhibit Ex. 34 to M. Yip Declaration, # 37 Exhibit Ex. 35 to M. Yip Declaration, # 38 Exhibit Ex. 36 to M. Yip Declaration, # 39 Exhibit Ex. 37 to M. Yip Declaration, # 40 Exhibit Ex. 38 to M. Yip Declaration, # 41 Exhibit Ex. 39 to M. Yip Declaration, # 42 Exhibit Ex. 40 to M. Yip Declaration, # 43 Exhibit Ex. 41 to M. Yip Declaration, # 44 Exhibit Ex. 42 to M. Yip Declaration, # 45 Exhibit Ex. 43 to M. Yip Declaration, # 46 Exhibit Ex. 44 to M. Yip Declaration, # 47 Exhibit Ex. 45 to M. Yip Declaration, # 48 Exhibit Ex. 46 to M. Yip Declaration, # 49 Exhibit Ex. 47 to M. Yip Declaration, # 50 Exhibit Ex. 48 to M. Yip Declaration, # 51 Exhibit Ex. 49 to M. Yip Declaration, # 52 Exhibit Ex. 50 to M. Yip Declaration, # 53 Exhibit Ex. 51 to M. Yip Declaration, # 54 Exhibit Ex. 52 to M. Yip Declaration, # 55 Exhibit Ex. 53 to M. Yip Declaration, # 56 Exhibit Ex. 54 to M. Yip Declaration, # 57 Exhibit Ex. 55 to M. Yip Declaration, # 58 Exhibit Ex. 56 to M. Yip Declaration, # 59 Exhibit Ex. 57 to M. Yip Declaration, # 60 Exhibit Ex. 58 to M. Yip Declaration, # 61 Exhibit Ex. 59 to M. Yip Declaration, # 62 Exhibit Ex. 60 to M. Yip Declaration, # 63 Exhibit Ex. 61 to M. Yip Declaration)(Morello, Gianluca) Modified on 8/12/2015 (KMM).
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EXHIBIT 35
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, LP
AB Watley Account No. 69587160
For the Period June 2002 through December 2002
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Date
(Payee)/Payor
467,915.91
A. B. WATLEY
Valhalla Investment
Partners, L.P.
69587160
06/05/02
A. B. WATLEY
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
69587160
06/26/02
69587160
06/28/02
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
69587160
06/28/02
Valhalla Investment
Partners L.P. / Bank of
America #6373
MARGIN INTEREST
69587160
06/28/02
CREDIT INTEREST
69587160
07/03/02
250,000.00
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
69587160
07/03/02
Arthur Nadel DBA Valhalla
Investments / Wachovia
#5110
CHECK/WIRE FEE
69587160
07/03/02
(200,000.00)
A. B. WATLEY
Valhalla Investment
Partners, L.P.
69587160
07/10/02
A. B. WATLEY
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
69587160
07/11/02
Valhalla Investment
Partners L.P. / Bank of
America #6373
Arthur Nadel DBA Valhalla
Investments / Wachovia
#5110
CHECK/WIRE FEE
69587160
07/11/02
(200,000.00)
A. B. WATLEY
Valhalla Investment
Partners, L.P.
69587160
07/16/02
Valhalla Investment
Partners L.P. / Bank of
America #6373
Arthur Nadel DBA Viking
Fund / Wachovia #4984
A. B. WATLEY
Valhalla Investment
Partners, L.P.
69587160
07/17/02
(230,000.00)
A. B. WATLEY
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
69587160
07/17/02
Valhalla Investment
Partners L.P. / Bank of
America #6373
CHECK/WIRE FEE
69587160
07/31/02
CREDIT INTEREST
32.53
69587160
07/31/02
(9.76)
69587160
08/05/02
TEFRA WITH: CREDIT
INTEREST
MAINTENANCE FEE
(50.00)
69587160
08/08/02
CHECK/WIRE FEE
(15.00)
69587160
08/08/02
Valhalla Investment
Partners L.P. / Bank of
America #6373
Arthur Nadel DBA Viking
Fund / Wachovia #4984
A. B. WATLEY
A. B. WATLEY
A. B. WATLEY
A. B. WATLEY
A. B. WATLEY
A. B. WATLEY
A. B. WATLEY
A. B. WATLEY
A. B. WATLEY
A. B. WATLEY
A. B. WATLEY
A. B. WATLEY
A. B. WATLEY
Valhalla Investment
Partners, L.P.
69587160
09/27/02
A. B. WATLEY
Valhalla Investment
Partners, L.P.
69587160
09/30/02
Page 1 of 2
Valhalla Investment
Partners L.P. / Spear
Leeds Kellogg #470P
CHECK/WIRE FEE
Amount
CREDIT INTEREST
(15.00)
(300,000.00)
(1,309.28)
27.35
(15.00)
150,000.00
(15.00)
230,000.00
(15.00)
(10,000.00)
250,000.00
25.54
EXHIBIT 35
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, LP
AB Watley Account No. 69587160
For the Period June 2002 through December 2002
(Sorted in Chronological Order)
Institution
A. B. WATLEY
Account Name
Valhalla Investment
Partners, L.P.
Account Number
69587160
A. B. WATLEY
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
69587160
09/30/02
(Payee)/Payor
Valhalla Investment
Partners L.P. / Bank of
America #6373
CHECK/WIRE FEE
69587160
10/02/02
MAINTENANCE FEE
69587160
10/09/02
69587160
10/10/02
69587160
10/11/02
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
69587160
10/11/02
Victory Fund, Ltd. /
Wachovia #4790
Victory Fund, Ltd. /
Wachovia #4790
Valhalla Investment
Partners L.P. / Bank of
America #6373
CHECK/WIRE FEE
69587160
10/21/02
A. B. WATLEY
Valhalla Investment
Partners, L.P.
69587160
10/22/02
A. B. WATLEY
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
69587160
10/22/02
Arthur Nadel DBA Valhalla
Investments / Wachovia
#5110
Valhalla Investment
Partners L.P. / Bank of
America #6373
CHECK/WIRE FEE
69587160
10/31/02
CREDIT INTEREST
32.11
69587160
10/31/02
MARGIN INTEREST
(43.49)
69587160
11/06/02
MAINTENANCE FEE
(50.00)
69587160
11/19/02
MARGIN INTEREST
(155.17)
69587160
11/19/02
CREDIT INTEREST
69587160
11/19/02
Valhalla Investment
Partners, L.P.
69587160
11/19/02
Valhalla Investment
Partners / Spear, Leeds &
Kellogg #750B
CHECK/WIRE FEE
A. B. WATLEY
A. B. WATLEY
A. B. WATLEY
A. B. WATLEY
A. B. WATLEY
A. B. WATLEY
A. B. WATLEY
A. B. WATLEY
A. B. WATLEY
A. B. WATLEY
A. B. WATLEY
A. B. WATLEY
A. B. WATLEY
Bank Date
09/30/02
Sources:
1. Brokerage account statements.
2. Bank of America and Wachovia bank account statements including deposit slips, cancelled checks and wire detail.
3. QuickBooks files.
Page 2 of 2
Amount
(250,000.00)
(15.00)
(50.00)
200,000.00
400,000.00
(600,000.00)
(15.00)
100,000.00
(50,000.00)
(15.00)
1.04
(62,366.30)
(15.00)
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