Securities and Exchange Commission v. Nadel et al
Filing
1192
Declaration of M. Yip by Burton W. Wiand re 1190 MOTION for miscellaneous relief, specifically Motion to Overrule Objections to Claims 403, 404, 405, 406, 407, 408, and 477 Notice of Filing Declaration of Maria Yip (Attachments: # 1 Exhibit M. Yip Declaration, # 2 Exhibit Ex. 1 to M. Yip Declaration, # 3 Exhibit Ex. 2 to M. Yip Declaration, # 4 Exhibit Ex. 3 to M. Yip Declaration, # 5 Exhibit Ex. 4 to M. Yip Declaration, # 6 Exhibit Ex. 5 to M. Yip Declaration, # 7 Exhibit Ex. 6 to M. Yip Declaration, # 8 Exhibit Ex. 7 to M. Yip Declaration, # 9 Exhibit Ex. 8 to M. Yip Declaration, # 10 Exhibit Ex. 9 to M. Yip Declaration, # 11 Exhibit Ex. 10-1 to M. Yip Declaration, # 12 Exhibit Ex. 10-2 to M. Yip Declaration, # 13 Exhibit Ex. 11 to M. Yip Declaration, # 14 Exhibit Ex. 12 to M. Yip Declaration, # 15 Exhibit Ex. 13 to M. Yip Declaration, # 16 Exhibit Ex. 14 to M. Yip Declaration, # 17 Exhibit Ex. 15 to M. Yip Declaration, # 18 Exhibit Ex. 16 to M. Yip Declaration, # 19 Exhibit Ex. 17 to M. Yip Declaration, # 20 Exhibit Ex. 18 to M. Yip Declaration, # 21 Exhibit Ex. 19 to M. Yip Declaration, # 22 Exhibit Ex. 20 to M. Yip Declaration, # 23 Exhibit Ex. 21 to M. Yip Declaration, # 24 Exhibit Ex. 22 to M. Yip Declaration, # 25 Exhibit Ex. 23 to M. Yip Declaration, # 26 Exhibit Ex. 24 to M. Yip Declaration, # 27 Exhibit Ex. 25 to M. Yip Declaration, # 28 Exhibit Ex. 26 to M. Yip Declaration, # 29 Exhibit Ex. 27 to M. Yip Declaration, # 30 Exhibit Ex. 28 to M. Yip Declaration, # 31 Exhibit Ex. 29 to M. Yip Declaration, # 32 Exhibit Ex. 30 to M. Yip Declaration, # 33 Exhibit Ex. 31 to M. Yip Declaration, # 34 Exhibit Ex. 32 to M. Yip Declaration, # 35 Exhibit Ex. 33 to M. Yip Declaration, # 36 Exhibit Ex. 34 to M. Yip Declaration, # 37 Exhibit Ex. 35 to M. Yip Declaration, # 38 Exhibit Ex. 36 to M. Yip Declaration, # 39 Exhibit Ex. 37 to M. Yip Declaration, # 40 Exhibit Ex. 38 to M. Yip Declaration, # 41 Exhibit Ex. 39 to M. Yip Declaration, # 42 Exhibit Ex. 40 to M. Yip Declaration, # 43 Exhibit Ex. 41 to M. Yip Declaration, # 44 Exhibit Ex. 42 to M. Yip Declaration, # 45 Exhibit Ex. 43 to M. Yip Declaration, # 46 Exhibit Ex. 44 to M. Yip Declaration, # 47 Exhibit Ex. 45 to M. Yip Declaration, # 48 Exhibit Ex. 46 to M. Yip Declaration, # 49 Exhibit Ex. 47 to M. Yip Declaration, # 50 Exhibit Ex. 48 to M. Yip Declaration, # 51 Exhibit Ex. 49 to M. Yip Declaration, # 52 Exhibit Ex. 50 to M. Yip Declaration, # 53 Exhibit Ex. 51 to M. Yip Declaration, # 54 Exhibit Ex. 52 to M. Yip Declaration, # 55 Exhibit Ex. 53 to M. Yip Declaration, # 56 Exhibit Ex. 54 to M. Yip Declaration, # 57 Exhibit Ex. 55 to M. Yip Declaration, # 58 Exhibit Ex. 56 to M. Yip Declaration, # 59 Exhibit Ex. 57 to M. Yip Declaration, # 60 Exhibit Ex. 58 to M. Yip Declaration, # 61 Exhibit Ex. 59 to M. Yip Declaration, # 62 Exhibit Ex. 60 to M. Yip Declaration, # 63 Exhibit Ex. 61 to M. Yip Declaration)(Morello, Gianluca) Modified on 8/12/2015 (KMM).
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EXHIBIT 50
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Traders Investment Club, Inc.
Spear Leads & Kellogg / Shoreline Trading Group Account No. 782V
For the Period July 2003 through December 2005
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Date
(Payee)/Payor
Traders Investment Club / Wachovia
#8115
P&L
P&L
P&L
Traders Investment Club / Wachovia
#8115
Wire Charge
Traders Investment Club / Wachovia
#8115
WIRE CHARGE
10/29 - 11/29 Credit Interest
P&L
01/27 - 01/30 Debit Interest
03/18 - 03/30 Debit Interest
Traders Investment Club / Wachovia
#8115
WIRE CHARGE
03/31 - 04/28 Debit Interest
Traders Investment Club / Wachovia
#8115
WIRE CHARGE
05/05 - 05/30 Debit Interest
05-31-06/29 Credit Interest
06/17 - 06/29 Debit Interest
06/30-07/28 Debit Interest
07/12 - 07/28 Credit Interest
08/30 - 08/30 Credit Interest
09/29 - 09/29 Credit Interest
Traders Investment Club / Wachovia
#8115
Wire Charge
10/04 - 10/30 Credit Interest
MARGIN INTEREST
Traders Investment Club / Wachovia
#8115
Wire Charge
P&L - ACCT # 782V1209
782V - FLATTEN ACCOUNT
Spear, Leads & Kellogg
Traders Investment Club
782V
07/14/03
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Traders Investment Club
Traders Investment Club
Traders Investment Club
Traders Investment Club
782V
782V
782V
782V
07/31/03
08/29/03
09/30/03
07/01/04
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Traders Investment Club
Traders Investment Club
782V
782V
07/01/04
09/29/04
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Traders Investment Club
Traders Investment Club
Traders Investment Club
Traders Investment Club
Traders Investment Club
Traders Investment Club
782V
782V
782V
782V
782V
782V
09/29/04
11/30/04
12/31/04
01/31/05
03/31/05
04/08/05
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Traders Investment Club
Traders Investment Club
Traders Investment Club
782V
782V
782V
04/08/05
04/29/05
05/20/05
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Traders Investment Club
Traders Investment Club
Traders Investment Club
Traders Investment Club
Traders Investment Club
Traders Investment Club
Traders Investment Club
Traders Investment Club
Traders Investment Club
782V
782V
782V
782V
782V
782V
782V
782V
782V
05/20/05
05/31/05
06/30/05
06/30/05
07/29/05
07/29/05
08/31/05
09/30/05
10/05/05
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Traders Investment Club
Traders Investment Club
Traders Investment Club
Traders Investment Club
782V
782V
782V
782V
10/05/05
10/31/05
11/14/05
11/14/05
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Traders Investment Club
Traders Investment Club
Traders Investment Club
782V
782V
782V
11/14/05
11/30/05
12/08/05
Source:
1. Brokerage account statements.
2. Wachovia bank account statements including deposit slips, cancelled checks and wire detail.
3. QuickBooks file.
Page 1 of 1
Amount
350,000.00
9,663.68
16,418.98
12,223.64
(200,000.00)
(12.00)
(100,000.00)
(12.00)
3.19
1,361,656.90
(310.95)
(3,566.60)
(400,000.00)
(12.00)
(4,316.66)
(200,000.00)
(12.00)
(1,668.97)
54.63
(484.38)
(4,233.77)
414.27
1,537.89
1,917.11
(3,696,317.84)
(12.00)
448.99
0.14
(449.13)
(12.00)
2,857,068.88
12.00
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