Securities and Exchange Commission v. Nadel et al
Filing
1192
Declaration of M. Yip by Burton W. Wiand re 1190 MOTION for miscellaneous relief, specifically Motion to Overrule Objections to Claims 403, 404, 405, 406, 407, 408, and 477 Notice of Filing Declaration of Maria Yip (Attachments: # 1 Exhibit M. Yip Declaration, # 2 Exhibit Ex. 1 to M. Yip Declaration, # 3 Exhibit Ex. 2 to M. Yip Declaration, # 4 Exhibit Ex. 3 to M. Yip Declaration, # 5 Exhibit Ex. 4 to M. Yip Declaration, # 6 Exhibit Ex. 5 to M. Yip Declaration, # 7 Exhibit Ex. 6 to M. Yip Declaration, # 8 Exhibit Ex. 7 to M. Yip Declaration, # 9 Exhibit Ex. 8 to M. Yip Declaration, # 10 Exhibit Ex. 9 to M. Yip Declaration, # 11 Exhibit Ex. 10-1 to M. Yip Declaration, # 12 Exhibit Ex. 10-2 to M. Yip Declaration, # 13 Exhibit Ex. 11 to M. Yip Declaration, # 14 Exhibit Ex. 12 to M. Yip Declaration, # 15 Exhibit Ex. 13 to M. Yip Declaration, # 16 Exhibit Ex. 14 to M. Yip Declaration, # 17 Exhibit Ex. 15 to M. Yip Declaration, # 18 Exhibit Ex. 16 to M. Yip Declaration, # 19 Exhibit Ex. 17 to M. Yip Declaration, # 20 Exhibit Ex. 18 to M. Yip Declaration, # 21 Exhibit Ex. 19 to M. Yip Declaration, # 22 Exhibit Ex. 20 to M. Yip Declaration, # 23 Exhibit Ex. 21 to M. Yip Declaration, # 24 Exhibit Ex. 22 to M. Yip Declaration, # 25 Exhibit Ex. 23 to M. Yip Declaration, # 26 Exhibit Ex. 24 to M. Yip Declaration, # 27 Exhibit Ex. 25 to M. Yip Declaration, # 28 Exhibit Ex. 26 to M. Yip Declaration, # 29 Exhibit Ex. 27 to M. Yip Declaration, # 30 Exhibit Ex. 28 to M. Yip Declaration, # 31 Exhibit Ex. 29 to M. Yip Declaration, # 32 Exhibit Ex. 30 to M. Yip Declaration, # 33 Exhibit Ex. 31 to M. Yip Declaration, # 34 Exhibit Ex. 32 to M. Yip Declaration, # 35 Exhibit Ex. 33 to M. Yip Declaration, # 36 Exhibit Ex. 34 to M. Yip Declaration, # 37 Exhibit Ex. 35 to M. Yip Declaration, # 38 Exhibit Ex. 36 to M. Yip Declaration, # 39 Exhibit Ex. 37 to M. Yip Declaration, # 40 Exhibit Ex. 38 to M. Yip Declaration, # 41 Exhibit Ex. 39 to M. Yip Declaration, # 42 Exhibit Ex. 40 to M. Yip Declaration, # 43 Exhibit Ex. 41 to M. Yip Declaration, # 44 Exhibit Ex. 42 to M. Yip Declaration, # 45 Exhibit Ex. 43 to M. Yip Declaration, # 46 Exhibit Ex. 44 to M. Yip Declaration, # 47 Exhibit Ex. 45 to M. Yip Declaration, # 48 Exhibit Ex. 46 to M. Yip Declaration, # 49 Exhibit Ex. 47 to M. Yip Declaration, # 50 Exhibit Ex. 48 to M. Yip Declaration, # 51 Exhibit Ex. 49 to M. Yip Declaration, # 52 Exhibit Ex. 50 to M. Yip Declaration, # 53 Exhibit Ex. 51 to M. Yip Declaration, # 54 Exhibit Ex. 52 to M. Yip Declaration, # 55 Exhibit Ex. 53 to M. Yip Declaration, # 56 Exhibit Ex. 54 to M. Yip Declaration, # 57 Exhibit Ex. 55 to M. Yip Declaration, # 58 Exhibit Ex. 56 to M. Yip Declaration, # 59 Exhibit Ex. 57 to M. Yip Declaration, # 60 Exhibit Ex. 58 to M. Yip Declaration, # 61 Exhibit Ex. 59 to M. Yip Declaration, # 62 Exhibit Ex. 60 to M. Yip Declaration, # 63 Exhibit Ex. 61 to M. Yip Declaration)(Morello, Gianluca) Modified on 8/12/2015 (KMM).
<![CDATA[
EXHIBIT 51
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, LP
Spear Leads & Kellogg / Shoreline Trading Group Account No. 750B
For the Period October 2002 through December 2008
(Sorted in Chronological Order)
Institution
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Account Name
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Account Number
(Payee)/Payor
Bank Date
750B
10/24/02
750B
10/28/02
750B
10/31/02
750B
10/31/02
750B
11/18/02
750B
11/19/02
750B
11/29/02
Valhalla Investment Partners L.P. /
Bank of America #6373
Valhalla Investment Partners / AB
Watley #7160
DEBIT INTEREST
750B
11/29/02
P&L
50,847.37
750B
12/31/02
DEBIT INTEREST
(1,276.91)
750B
12/31/02
P&L
(88,350.45)
750B
01/03/03
250,000.00
750B
01/14/03
750B
01/14/03
Valhalla Investment Partners L.P. /
Bank of America #6373
Valhalla Investment Partners L.P. /
Bank of America #6373
WIRE CHARGE
750B
01/31/03
DEBIT INTEREST
750B
01/31/03
P&L
(28,800.65)
750B
02/05/03
520,000.00
750B
02/28/03
Valhalla Investment Partners L.P. /
Bank of America #6373
DEBIT INTEREST
750B
02/28/03
P&L
750B
03/04/03
(25,000.00)
750B
03/04/03
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE
750B
03/31/03
500,000.00
750B
03/31/03
Arthur Nadel DBA Valhalla
Investments / Wachovia #5110
DEBIT INTEREST
750B
03/31/03
P&L
122,601.15
750B
04/08/03
340,000.00
750B
04/15/03
750B
04/15/03
Arthur Nadel DBA Valhalla
Investments / Wachovia #5110
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
750B
04/17/03
750B
04/21/03
750B
04/21/03
Page 1 of 9
Valhalla Investment Partners L.P. /
Bank of America #6373
Arthur Nadel DBA Viking Fund /
Wachovia #4984
Valhalla Investment Partners L.P. /
Bank of America #6373
ACCT# 750B1209
Amount
Arthur Nadel DBA Valhalla
Investments / Wachovia #5110
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
26,350.07
50,000.00
100,000.00
(99.00)
100,000.00
62,366.30
(203.41)
(40,000.00)
(12.00)
(1,585.30)
(1,692.30)
68,405.50
(12.00)
(3,471.05)
(313,000.00)
(12.00)
200,000.00
(690,000.00)
(12.00)
EXHIBIT 51
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, LP
Spear Leads & Kellogg / Shoreline Trading Group Account No. 750B
For the Period October 2002 through December 2008
(Sorted in Chronological Order)
Institution
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Account Name
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Account Number
(Payee)/Payor
Bank Date
Amount
750B
04/30/03
DEBIT INTEREST
750B
04/30/03
P&L
294,101.05
750B
05/06/03
515,000.00
750B
05/15/03
750B
05/30/03
Valhalla Investment Partners, LP /
Northern Trust #0899
Valhalla Investment Partners, LP /
Northern Trust #0899
DEBIT INTEREST
750B
05/30/03
P&L
339,036.30
750B
06/02/03
327,000.00
750B
06/30/03
Valhalla Investment Partners, LP /
Northern Trust #0899
DEBIT INTEREST
750B
06/30/03
P&L
41,461.09
750B
07/17/03
50,000.00
750B
07/31/03
Valhalla Investment Partners, LP /
Northern Trust #0899
DEBIT INTEREST
750B
07/31/03
P&L
372,819.32
750B
08/01/03
350,000.00
750B
08/07/03
750B
08/20/03
750B
08/29/03
Valhalla Investment Partners, LP /
Northern Trust #0899
Valhalla Investment Partners, LP /
Northern Trust #0899
Valhalla Investment Partners, LP /
Northern Trust #0899
DEBIT INTEREST
750B
08/29/03
P&L
281,616.61
750B
09/05/03
750B
09/30/03
Valhalla Investment Partners, LP /
Northern Trust #0899
DEBIT INTEREST
750B
09/30/03
P&L
750B
10/07/03
750B
10/10/03
750B
10/31/03
Valhalla Investment Partners, LP /
Northern Trust #0899
Valhalla Investment Partners, LP /
Northern Trust #0899
DEBIT INTEREST
750B
10/31/03
P&L
841,348.84
750B
11/06/03
255,000.00
750B
11/28/03
Valhalla Investment Partners, LP /
Northern Trust #0899
DEBIT INTEREST
750B
11/28/03
P&L
750B
12/04/03
750B
12/31/03
Valhalla Investment Partners, LP /
Northern Trust #0899
DEBIT INTEREST
Page 2 of 9
(572.21)
75,000.00
(4,957.46)
(7,926.52)
(2,516.41)
155,000.00
90,000.00
(2,572.26)
1,000,000.00
(10,413.61)
(328,879.50)
1,900,000.00
140,000.00
(14,035.61)
(17,741.99)
87,917.02
200,000.00
(25,084.35)
EXHIBIT 51
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, LP
Spear Leads & Kellogg / Shoreline Trading Group Account No. 750B
For the Period October 2002 through December 2008
(Sorted in Chronological Order)
Institution
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Account Name
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Account Number
(Payee)/Payor
Bank Date
Amount
750B
12/31/03
P&L
308,273.27
750B
01/12/04
270,000.00
750B
01/13/04
750B
02/05/04
750B
03/31/04
Valhalla Investment Partners, LP /
Northern Trust #0899
Valhalla Investment Partners, LP /
Northern Trust #0899
Valhalla Investment Partners, LP /
Northern Trust #0899
DEBIT INTEREST
750B
04/30/04
DEBIT INTEREST
(23,327.73)
750B
05/28/04
DEBIT INTEREST
(28,539.90)
750B
06/09/04
1,245,000.00
750B
06/30/04
Valhalla Investment Partners, LP /
Northern Trust #0899
DEBIT INTEREST
750B
07/08/04
5,175,000.00
750B
07/09/04
750B
07/30/04
Valhalla Investment Partners, LP /
Northern Trust #0899
Valhalla Investment Partners, LP /
Northern Trust #0899
DEBIT INTEREST
750B
08/09/04
365,000.00
750B
08/31/04
Valhalla Investment Partners, LP /
Northern Trust #0899
DEBIT INTEREST
750B
09/07/04
1,000,000.00
750B
09/29/04
750B
09/29/04
Valhalla Investment Partners, LP /
Northern Trust #0899
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
750B
09/30/04
DEBIT INTEREST
(28,175.66)
750B
10/29/04
DEBIT INTEREST
(21,782.43)
750B
11/05/04
750B
11/30/04
Valhalla Investment Partners, LP /
Northern Trust #0899
DEBIT INTEREST
750B
11/30/04
CREDIT INTEREST
20.30
750B
11/30/04
REBATE ON SHORTS
88.55
750B
12/31/04
DEBIT INTEREST
750B
12/31/04
P&L
750B
01/07/05
(1,525,000.00)
750B
01/07/05
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
750B
01/21/05
(550,000.00)
750B
01/21/05
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
Page 3 of 9
141,721.14
525,000.00
(6,350.79)
(28,693.64)
200,000.00
(35,470.93)
(57,403.32)
(500,000.00)
(12.00)
1,125,000.00
(16,889.42)
(33,025.66)
1,896,026.34
(12.00)
(12.00)
EXHIBIT 51
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, LP
Spear Leads & Kellogg / Shoreline Trading Group Account No. 750B
For the Period October 2002 through December 2008
(Sorted in Chronological Order)
Institution
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Account Name
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Account Number
(Payee)/Payor
Bank Date
750B
01/31/05
DEBIT INTEREST
750B
02/07/05
JANUARY
750B
02/28/05
DEBIT INTEREST
750B
03/03/05
FEBRUARY
750B
03/31/05
DEBIT INTEREST
750B
04/07/05
750B
04/08/05
Arthur Nadel DBA Valhalla
Investments / Wachovia #5110
NADEL ARCA ADD REBATE
750B
04/08/05
750B
04/08/05
750B
04/13/05
750B
Amount
(42,686.76)
726.19
(52,336.01)
495.00
(75,641.70)
1,900,000.00
780.84
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
(6,225,000.00)
(600,000.00)
04/13/05
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
750B
04/29/05
DEBIT INTEREST
750B
05/02/05
APRIL 04 ARCA REBATE
750B
05/03/05
750B
05/31/05
Valhalla Investment Partners, LP /
Northern Trust #0899
DEBIT INTEREST
750B
06/06/05
MAY 04 ARCA REBATE
750B
06/30/05
DEBIT INTEREST
750B
07/05/05
JUNE 05 ARCA REBATE
750B
07/11/05
750B
07/11/05
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
750B
07/29/05
DEBIT INTEREST
750B
07/29/05
CREDIT INTEREST
707.74
750B
08/03/05
JULY 05 ARCA REBATE
514.62
750B
08/09/05
750B
08/31/05
Valhalla Investment Partners, LP /
Northern Trust #0899
CREDIT INTEREST
750B
09/02/05
ARCA REBATE
750B
09/27/05
750B
09/27/05
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
750B
09/30/05
CREDIT INTEREST
Page 4 of 9
(12.00)
(12.00)
(63,141.51)
1,125.00
1,500,000.00
(48,264.96)
919.62
(57,940.00)
491.00
(300,000.00)
(12.00)
(26,326.65)
2,550,000.00
5,698.26
567.00
(3,500,000.00)
(12.00)
7,335.22
EXHIBIT 51
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, LP
Spear Leads & Kellogg / Shoreline Trading Group Account No. 750B
For the Period October 2002 through December 2008
(Sorted in Chronological Order)
Institution
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Account Name
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Account Number
(Payee)/Payor
Bank Date
Amount
750B
10/04/05
ARCA REBATE
750B
10/21/05
750B
10/31/05
Valhalla Investment Partners, LP /
Northern Trust #0899
DEBIT INTEREST
750B
10/31/05
CREDIT INTEREST
750B
11/30/05
DEBIT INTEREST
(50,959.22)
750B
12/30/05
DEBIT INTEREST
(71,679.32)
750B
12/30/05
P&L
246,353.75
750B
01/31/06
DEBIT INTEREST
(46,890.24)
750B
01/31/06
CREDIT INTEREST
750B
02/28/06
DEBIT INTEREST
750B
02/28/06
CREDIT INTEREST
750B
03/31/06
DEBIT INTEREST
750B
04/03/06
(800,000.00)
750B
04/03/06
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
750B
04/07/06
(1,600,000.00)
750B
04/07/06
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
750B
04/10/06
(75,000.00)
750B
04/10/06
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
750B
04/28/06
(1,450,000.00)
750B
04/28/06
Valhalla Investment Partners, LP /
Northern Trust #0899
DEBIT INTEREST
750B
04/28/06
WIRE CHARGE
750B
05/19/06
750B
05/19/06
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
750B
05/31/06
DEBIT INTEREST
(84,658.85)
750B
06/30/06
DEBIT INTEREST
(71,955.16)
750B
07/06/06
(1,300,000.00)
750B
07/06/06
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
750B
07/12/06
(1,375,000.00)
750B
07/12/06
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
Page 5 of 9
1,061.82
1,650,000.00
(2,320.18)
4,826.45
435.41
(58,914.07)
1,366.13
(88,471.33)
(12.00)
(12.00)
(12.00)
(74,643.60)
(12.00)
(400,000.00)
(12.00)
(12.00)
(12.00)
EXHIBIT 51
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, LP
Spear Leads & Kellogg / Shoreline Trading Group Account No. 750B
For the Period October 2002 through December 2008
(Sorted in Chronological Order)
Institution
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Account Name
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Account Number
(Payee)/Payor
Bank Date
Amount
750B
07/31/06
DEBIT INTEREST
(63,729.02)
750B
08/31/06
DEBIT INTEREST
(53,740.85)
750B
09/29/06
DEBIT INTEREST
(45,367.75)
750B
10/02/06
(2,500,000.00)
750B
10/02/06
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
750B
10/10/06
(825,000.00)
750B
10/10/06
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
750B
10/31/06
DEBIT INTEREST
750B
10/31/06
CREDIT INTEREST
750B
11/30/06
750B
11/30/06
Valhalla Investment Partners, LP /
Northern Trust #0899
CREDIT INTEREST
750B
12/29/06
CREDIT INTEREST
750B
12/29/06
P&L
750B
01/08/07
(1,150,000.00)
750B
01/08/07
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
750B
01/09/07
(715,000.00)
750B
01/09/07
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
750B
01/31/07
CREDIT INTEREST
11,206.65
750B
02/28/07
CREDIT INTEREST
8,087.14
750B
03/30/07
CREDIT INTEREST
9,030.91
750B
04/02/07
750B
04/04/07
750B
04/04/07
Arthur Nadel DBA Valhalla
Investments / Wachovia #5110
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
750B
04/10/07
750B
04/10/07
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
750B
04/30/07
CREDIT INTEREST
750B
05/03/07
525,000.00
750B
05/31/07
Valhalla Investment Partners, LP /
Northern Trust #0899
CREDIT INTEREST
750B
06/05/07
Valhalla Investment Partners, LP /
Northern Trust #0899
450,000.00
Page 6 of 9
(12.00)
(12.00)
(2,623.74)
8,086.78
3,300,000.00
12,557.15
12,429.36
349,883.90
(12.00)
(12.00)
1,650,000.00
(2,100,000.00)
(12.00)
(1,150,000.00)
(12.00)
6,728.83
6,127.78
EXHIBIT 51
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, LP
Spear Leads & Kellogg / Shoreline Trading Group Account No. 750B
For the Period October 2002 through December 2008
(Sorted in Chronological Order)
Institution
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Account Name
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Account Number
(Payee)/Payor
Bank Date
750B
06/15/07
750B
06/15/07
750B
06/29/07
750B
06/29/07
750B
07/09/07
750B
07/09/07
750B
07/12/07
750B
07/18/07
750B
07/31/07
Arthur Nadel DBA Valhalla
Investments / Wachovia #5110
Arthur Nadel DBA Valhalla
Investments / Wachovia #5110
CREDIT INTEREST
750B
08/31/07
CREDIT INTEREST
6,108.96
750B
09/28/07
CREDIT INTEREST
4,199.40
750B
10/05/07
750B
10/09/07
750B
10/09/07
Arthur Nadel DBA Valhalla
Investments / Wachovia #5110
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
750B
10/11/07
750B
10/11/07
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
750B
10/31/07
CREDIT INTEREST
750B
11/13/07
750B
11/30/07
Valhalla Investment Partners, LP /
Northern Trust #0899
CREDIT INTEREST
750B
12/31/07
CREDIT INTEREST
750B
12/31/07
P&L
750B
01/08/08
750B
01/09/08
750B
01/09/08
Arthur Nadel DBA Valhalla
Investments / Wachovia #5110
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
750B
01/11/08
750B
01/11/08
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
750B
01/31/08
DEBIT INTEREST
750B
01/31/08
CREDIT INTEREST
750B
02/05/08
Valhalla Investment Partners, LP /
Northern Trust #0899
Page 7 of 9
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
Amount
Arthur Nadel DBA Valhalla
Investments / Wachovia #5110
CREDIT INTEREST
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
(250,000.00)
(12.00)
700,000.00
5,897.87
(1,900,000.00)
(12.00)
950,000.00
400,000.00
6,012.21
750,000.00
(900,000.00)
(12.00)
(600,000.00)
(12.00)
2,980.80
75,000.00
2,003.86
3,223.56
(394,698.21)
2,400,000.00
(5,100,000.00)
(12.00)
(975,000.00)
(12.00)
(537.39)
1,573.90
1,600,000.00
EXHIBIT 51
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, LP
Spear Leads & Kellogg / Shoreline Trading Group Account No. 750B
For the Period October 2002 through December 2008
(Sorted in Chronological Order)
Institution
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Account Name
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Valhalla Investment
Partners, L.P.
Account Number
(Payee)/Payor
Bank Date
Amount
750B
02/29/08
DEBIT INTEREST
750B
02/29/08
CREDIT INTEREST
100.54
750B
03/31/08
CREDIT INTEREST
88.91
750B
04/14/08
750B
04/14/08
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
750B
06/30/08
DEBIT INTEREST
750B
07/15/08
(225,000.00)
750B
07/15/08
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
750B
07/25/08
200,000.00
750B
07/28/08
750B
07/28/08
Arthur Nadel DBA Valhalla
Investments / Wachovia #5110
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
750B
07/31/08
DEBIT INTEREST
750B
08/07/08
750B
08/22/08
750B
08/22/08
Valhalla Investment Partners, LP /
Northern Trust #0899
Arthur Nadel DBA Valhalla
Investments / Wachovia #5110
WIRE CHARGE
750B
08/29/08
DEBIT INTEREST
(72.50)
750B
09/30/08
DEBIT INTEREST
(1,265.20)
750B
09/30/08
CREDIT INTEREST
750B
09/30/08
750B
10/16/08
750B
10/17/08
750B
10/17/08
Arthur Nadel DBA Valhalla
Investments / Wachovia #5110
Scoop Capital LLC / Wachovia
#2157
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
750B
10/31/08
DEBIT INTEREST
750B
12/04/08
750B
12/04/08
750B
12/08/08
750B
12/08/08
Scoop Capital LLC / Wachovia
#2157
Arthur Nadel DBA Valhalla
Investments / Wachovia #5110
Valhalla Investment Partners, LP /
Northern Trust #0899
WIRE CHARGE
750B
12/31/08
P&L
Source:
Page 8 of 9
(273.25)
(450,000.00)
(12.00)
(537.79)
(12.00)
(450,000.00)
(12.00)
(294.69)
1,000,000.00
(900,000.00)
(12.00)
10.23
100,000.00
470,000.00
(820,000.00)
(12.00)
(661.53)
45,000.00
300,000.00
(350,000.00)
(12.00)
(268,427.40)
EXHIBIT 51
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Valhalla Investment Partners, LP
Spear Leads & Kellogg / Shoreline Trading Group Account No. 750B
For the Period October 2002 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Date
(Payee)/Payor
1. Brokerage account statements.
2. Bank of America, Northern Trust and Wachovia bank account statements including deposit slips, cancelled checks and wire detail.
3. QuickBooks file.
Page 9 of 9
Amount
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