Securities and Exchange Commission v. Nadel et al

Filing 1192

Declaration of M. Yip by Burton W. Wiand re 1190 MOTION for miscellaneous relief, specifically Motion to Overrule Objections to Claims 403, 404, 405, 406, 407, 408, and 477 Notice of Filing Declaration of Maria Yip (Attachments: # 1 Exhibit M. Yip Declaration, # 2 Exhibit Ex. 1 to M. Yip Declaration, # 3 Exhibit Ex. 2 to M. Yip Declaration, # 4 Exhibit Ex. 3 to M. Yip Declaration, # 5 Exhibit Ex. 4 to M. Yip Declaration, # 6 Exhibit Ex. 5 to M. Yip Declaration, # 7 Exhibit Ex. 6 to M. Yip Declaration, # 8 Exhibit Ex. 7 to M. Yip Declaration, # 9 Exhibit Ex. 8 to M. Yip Declaration, # 10 Exhibit Ex. 9 to M. Yip Declaration, # 11 Exhibit Ex. 10-1 to M. Yip Declaration, # 12 Exhibit Ex. 10-2 to M. Yip Declaration, # 13 Exhibit Ex. 11 to M. Yip Declaration, # 14 Exhibit Ex. 12 to M. Yip Declaration, # 15 Exhibit Ex. 13 to M. Yip Declaration, # 16 Exhibit Ex. 14 to M. Yip Declaration, # 17 Exhibit Ex. 15 to M. Yip Declaration, # 18 Exhibit Ex. 16 to M. Yip Declaration, # 19 Exhibit Ex. 17 to M. Yip Declaration, # 20 Exhibit Ex. 18 to M. Yip Declaration, # 21 Exhibit Ex. 19 to M. Yip Declaration, # 22 Exhibit Ex. 20 to M. Yip Declaration, # 23 Exhibit Ex. 21 to M. Yip Declaration, # 24 Exhibit Ex. 22 to M. Yip Declaration, # 25 Exhibit Ex. 23 to M. Yip Declaration, # 26 Exhibit Ex. 24 to M. Yip Declaration, # 27 Exhibit Ex. 25 to M. Yip Declaration, # 28 Exhibit Ex. 26 to M. Yip Declaration, # 29 Exhibit Ex. 27 to M. Yip Declaration, # 30 Exhibit Ex. 28 to M. Yip Declaration, # 31 Exhibit Ex. 29 to M. Yip Declaration, # 32 Exhibit Ex. 30 to M. Yip Declaration, # 33 Exhibit Ex. 31 to M. Yip Declaration, # 34 Exhibit Ex. 32 to M. Yip Declaration, # 35 Exhibit Ex. 33 to M. Yip Declaration, # 36 Exhibit Ex. 34 to M. Yip Declaration, # 37 Exhibit Ex. 35 to M. Yip Declaration, # 38 Exhibit Ex. 36 to M. Yip Declaration, # 39 Exhibit Ex. 37 to M. Yip Declaration, # 40 Exhibit Ex. 38 to M. Yip Declaration, # 41 Exhibit Ex. 39 to M. Yip Declaration, # 42 Exhibit Ex. 40 to M. Yip Declaration, # 43 Exhibit Ex. 41 to M. Yip Declaration, # 44 Exhibit Ex. 42 to M. Yip Declaration, # 45 Exhibit Ex. 43 to M. Yip Declaration, # 46 Exhibit Ex. 44 to M. Yip Declaration, # 47 Exhibit Ex. 45 to M. Yip Declaration, # 48 Exhibit Ex. 46 to M. Yip Declaration, # 49 Exhibit Ex. 47 to M. Yip Declaration, # 50 Exhibit Ex. 48 to M. Yip Declaration, # 51 Exhibit Ex. 49 to M. Yip Declaration, # 52 Exhibit Ex. 50 to M. Yip Declaration, # 53 Exhibit Ex. 51 to M. Yip Declaration, # 54 Exhibit Ex. 52 to M. Yip Declaration, # 55 Exhibit Ex. 53 to M. Yip Declaration, # 56 Exhibit Ex. 54 to M. Yip Declaration, # 57 Exhibit Ex. 55 to M. Yip Declaration, # 58 Exhibit Ex. 56 to M. Yip Declaration, # 59 Exhibit Ex. 57 to M. Yip Declaration, # 60 Exhibit Ex. 58 to M. Yip Declaration, # 61 Exhibit Ex. 59 to M. Yip Declaration, # 62 Exhibit Ex. 60 to M. Yip Declaration, # 63 Exhibit Ex. 61 to M. Yip Declaration)(Morello, Gianluca) Modified on 8/12/2015 (KMM).

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EXHIBIT 53 Case No.: 8:10-cv-77-T-17MAP et al. Analysis of Deposits and Disbursements Victory Fund, Ltd. Spear Leads & Kellogg / Shoreline Trading Group Account No. 71S1 For the Period February 2003 through February 2004 (Sorted in Chronological Order) Institution Account Name Account Number Bank Date Spear, Leads & Kellogg Victory Fund, Ltd. 71S1 02/04/03 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Victory Fund, Ltd. Victory Fund, Ltd. Victory Fund, Ltd. Victory Fund, Ltd. Victory Fund, Ltd. Victory Fund, Ltd. Victory Fund, Ltd. Victory Fund, Ltd. Victory Fund, Ltd. Victory Fund, Ltd. Victory Fund, Ltd. 71S1 71S1 71S1 71S1 71S1 71S1 71S1 71S1 71S1 71S1 71S1 02/28/03 02/28/03 03/31/03 03/31/03 04/30/03 04/30/03 05/30/03 05/30/03 06/30/03 06/30/03 07/30/03 Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Spear, Leads & Kellogg Victory Fund, Ltd. Victory Fund, Ltd. Victory Fund, Ltd. Victory Fund, Ltd. Victory Fund, Ltd. 71S1 71S1 71S1 71S1 71S1 07/30/03 07/31/03 07/31/03 08/29/03 02/10/04 Source: 1. Brokerage account statements. 2. QuickBooks file. Page 1 of 1 (Payee)/Payor Victory Fund, Ltd. / Spear, Leeds & Kellogg #71S1 DEBIT INTEREST P&L DEBIT INTEREST P&L DEBIT INTEREST P&L DEBIT INTEREST P&L DEBIT INTEREST P&L VICTORY FUND LTD / RYDEX FUNDS #4382 WIRE CHARGE DEBIT INTEREST P&L DEBIT INTEREST Victory Fund / Spear Leeds Kellogg #750A Amount 1,000,000.00 (13.20) (56,336.08) (249.98) (51,966.69) (575.15) 18,688.38 (773.96) 91,926.83 (766.43) (172,529.14) (900,000.00) (12.00) (663.48) 106,502.91 (7.75) (33,224.26)

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