Securities and Exchange Commission v. Nadel et al
Filing
1192
Declaration of M. Yip by Burton W. Wiand re 1190 MOTION for miscellaneous relief, specifically Motion to Overrule Objections to Claims 403, 404, 405, 406, 407, 408, and 477 Notice of Filing Declaration of Maria Yip (Attachments: # 1 Exhibit M. Yip Declaration, # 2 Exhibit Ex. 1 to M. Yip Declaration, # 3 Exhibit Ex. 2 to M. Yip Declaration, # 4 Exhibit Ex. 3 to M. Yip Declaration, # 5 Exhibit Ex. 4 to M. Yip Declaration, # 6 Exhibit Ex. 5 to M. Yip Declaration, # 7 Exhibit Ex. 6 to M. Yip Declaration, # 8 Exhibit Ex. 7 to M. Yip Declaration, # 9 Exhibit Ex. 8 to M. Yip Declaration, # 10 Exhibit Ex. 9 to M. Yip Declaration, # 11 Exhibit Ex. 10-1 to M. Yip Declaration, # 12 Exhibit Ex. 10-2 to M. Yip Declaration, # 13 Exhibit Ex. 11 to M. Yip Declaration, # 14 Exhibit Ex. 12 to M. Yip Declaration, # 15 Exhibit Ex. 13 to M. Yip Declaration, # 16 Exhibit Ex. 14 to M. Yip Declaration, # 17 Exhibit Ex. 15 to M. Yip Declaration, # 18 Exhibit Ex. 16 to M. Yip Declaration, # 19 Exhibit Ex. 17 to M. Yip Declaration, # 20 Exhibit Ex. 18 to M. Yip Declaration, # 21 Exhibit Ex. 19 to M. Yip Declaration, # 22 Exhibit Ex. 20 to M. Yip Declaration, # 23 Exhibit Ex. 21 to M. Yip Declaration, # 24 Exhibit Ex. 22 to M. Yip Declaration, # 25 Exhibit Ex. 23 to M. Yip Declaration, # 26 Exhibit Ex. 24 to M. Yip Declaration, # 27 Exhibit Ex. 25 to M. Yip Declaration, # 28 Exhibit Ex. 26 to M. Yip Declaration, # 29 Exhibit Ex. 27 to M. Yip Declaration, # 30 Exhibit Ex. 28 to M. Yip Declaration, # 31 Exhibit Ex. 29 to M. Yip Declaration, # 32 Exhibit Ex. 30 to M. Yip Declaration, # 33 Exhibit Ex. 31 to M. Yip Declaration, # 34 Exhibit Ex. 32 to M. Yip Declaration, # 35 Exhibit Ex. 33 to M. Yip Declaration, # 36 Exhibit Ex. 34 to M. Yip Declaration, # 37 Exhibit Ex. 35 to M. Yip Declaration, # 38 Exhibit Ex. 36 to M. Yip Declaration, # 39 Exhibit Ex. 37 to M. Yip Declaration, # 40 Exhibit Ex. 38 to M. Yip Declaration, # 41 Exhibit Ex. 39 to M. Yip Declaration, # 42 Exhibit Ex. 40 to M. Yip Declaration, # 43 Exhibit Ex. 41 to M. Yip Declaration, # 44 Exhibit Ex. 42 to M. Yip Declaration, # 45 Exhibit Ex. 43 to M. Yip Declaration, # 46 Exhibit Ex. 44 to M. Yip Declaration, # 47 Exhibit Ex. 45 to M. Yip Declaration, # 48 Exhibit Ex. 46 to M. Yip Declaration, # 49 Exhibit Ex. 47 to M. Yip Declaration, # 50 Exhibit Ex. 48 to M. Yip Declaration, # 51 Exhibit Ex. 49 to M. Yip Declaration, # 52 Exhibit Ex. 50 to M. Yip Declaration, # 53 Exhibit Ex. 51 to M. Yip Declaration, # 54 Exhibit Ex. 52 to M. Yip Declaration, # 55 Exhibit Ex. 53 to M. Yip Declaration, # 56 Exhibit Ex. 54 to M. Yip Declaration, # 57 Exhibit Ex. 55 to M. Yip Declaration, # 58 Exhibit Ex. 56 to M. Yip Declaration, # 59 Exhibit Ex. 57 to M. Yip Declaration, # 60 Exhibit Ex. 58 to M. Yip Declaration, # 61 Exhibit Ex. 59 to M. Yip Declaration, # 62 Exhibit Ex. 60 to M. Yip Declaration, # 63 Exhibit Ex. 61 to M. Yip Declaration)(Morello, Gianluca) Modified on 8/12/2015 (KMM).
<![CDATA[
EXHIBIT 55
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Victory IRA Fund, Ltd.
Spear Leads & Kellogg / Shoreline Trading Group Account No. 78A1
For the Period March 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Date
(Payee)/Payor
Victory IRA Fund, Ltd. / Northern
Trust #1090
P&L
P&L
Victory IRA Fund, Ltd. / Northern
Trust #1090
Victory IRA Fund, Ltd. / Northern
Trust #1090
Victory IRA Fund, Ltd. / Northern
Trust #1090
P&L
Victory IRA Fund, Ltd. / Northern
Trust #1090
DEBIT INTEREST
P&L
Victory IRA Fund, Ltd. / Northern
Trust #1090
DEBIT INTEREST
P&L
DEBIT INTEREST
P&L
Victory IRA Fund, Ltd. / Northern
Trust #1090
DEBIT INTEREST
P&L
Victory IRA Fund, Ltd. / Northern
Trust #1090
VICTORY IRA FUND, LTD / RYDEX
FUNDS #3162
WIRE CHARGE
DEBIT INTEREST
P&L
Victory IRA Fund, Ltd. / Northern
Trust #1090
Victory IRA Fund, Ltd. / Northern
Trust #1090
Victory IRA Fund, Ltd. / Northern
Trust #1090
DEBIT INTEREST
Victory IRA Fund, Ltd. / Northern
Trust #1090
DEBIT INTEREST
Victory IRA Fund, Ltd. / Northern
Trust #1090
DEBIT INTEREST
DEBIT INTEREST
Victory IRA Fund, Ltd. / Northern
Trust #1090
DEBIT INTEREST
Victory IRA Fund, Ltd. / Northern
Trust #1090
DEBIT INTEREST
DEBIT INTEREST
DEBIT INTEREST
Victory IRA Fund, Ltd. / Northern
Trust #1090
DEBIT INTEREST
CREDIT INTEREST
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
78A1
05/12/03
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
78A1
05/30/03
06/30/03
07/01/03
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
78A1
07/07/03
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
78A1
07/08/03
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
07/31/03
08/01/03
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
78A1
08/29/03
08/29/03
09/08/03
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
78A1
78A1
78A1
09/30/03
09/30/03
10/31/03
10/31/03
11/06/03
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
78A1
11/28/03
11/28/03
12/04/03
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
78A1
12/12/03
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
78A1
78A1
12/12/03
12/31/03
12/31/03
01/13/04
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
78A1
02/05/04
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
78A1
03/01/04
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
03/31/04
04/21/04
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
04/30/04
05/10/04
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
78A1
05/28/04
06/30/04
07/08/04
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
07/30/04
08/09/04
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
78A1
78A1
08/31/04
09/30/04
10/29/04
11/05/04
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
11/30/04
11/30/04
Page 1 of 4
Amount
675,000.00
30,671.50
25,343.53
1,950,000.00
1,129,931.18
399,470.00
122,687.71
350,000.00
(268.35)
498,786.04
100,000.00
(2,596.02)
(231,325.89)
(11,401.82)
719,424.05
393,786.39
(7,282.00)
171,749.98
480,000.00
(1,000,000.00)
(12.00)
(16,723.48)
120,884.46
1,285,000.00
190,000.00
340,000.00
(2,177.24)
875,000.00
(8,674.07)
1,170,000.00
(22,740.71)
(27,166.66)
650,000.00
(27,631.90)
320,000.00
(35,772.64)
(27,726.89)
(7,755.04)
850,000.00
(5,251.87)
14.37
EXHIBIT 55
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Victory IRA Fund, Ltd.
Spear Leads & Kellogg / Shoreline Trading Group Account No. 78A1
For the Period March 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Date
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
78A1
78A1
11/30/04
12/31/04
12/31/04
01/21/05
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
78A1
78A1
78A1
78A1
78A1
01/31/05
02/07/05
02/28/05
03/03/05
03/31/05
04/08/05
04/25/05
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
78A1
04/29/05
05/02/05
05/03/05
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
78A1
78A1
78A1
78A1
78A1
05/31/05
06/06/05
06/30/05
07/05/05
07/05/05
07/05/05
07/14/05
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
78A1
07/15/08
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
78A1
07/18/05
08/03/05
08/09/05
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
78A1
08/31/05
09/02/05
09/27/05
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
78A1
78A1
09/27/05
09/30/05
10/04/05
10/25/05
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
78A1
78A1
78A1
78A1
10/31/05
10/31/05
11/30/05
12/30/05
12/30/05
01/13/06
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
78A1
78A1
78A1
01/31/06
01/31/06
02/28/06
03/31/06
04/03/06
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
04/03/06
04/07/06
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
78A1
04/07/06
04/28/06
05/31/06
Page 2 of 4
(Payee)/Payor
REBATE ON SHORTS
DEBIT INTEREST
P&L
Victory IRA Fund, Ltd. / Northern
Trust #1090
DEBIT INTEREST
JANUARY
DEBIT INTEREST
FEBRUARY
DEBIT INTEREST
ARCA REBATE
Victory IRA Fund, Ltd. / Northern
Trust #1090
DEBIT INTEREST
ARCA REBATE
Victory IRA Fund, Ltd. / Northern
Trust #1090
DEBIT INTEREST
ARCA REBATE
DEBIT INTEREST
ARCA REBATE
DEBIT INTEREST
CREDIT INTEREST
Victory IRA Fund, Ltd. / Northern
Trust #1090
Victory IRA Fund, Ltd. / Northern
Trust #1090
WIRE CHARGE
ARCA REBATE
Victory IRA Fund, Ltd. / Northern
Trust #1090
CREDIT INTEREST
ARCA REBATE
Victory IRA Fund, Ltd. / Northern
Trust #1090
WIRE CHARGE
CREDIT INTEREST
ARCA REBATE
Victory IRA Fund, Ltd. / Northern
Trust #1090
DEBIT INTEREST
CREDIT INTEREST
DEBIT INTEREST
DEBIT INTEREST
P&L
Victory IRA Fund, Ltd. / Northern
Trust #1090
DEBIT INTEREST
CREDIT INTEREST
DEBIT INTEREST
DEBIT INTEREST
Victory IRA Fund, Ltd. / Northern
Trust #1090
WIRE CHARGE
Victory IRA Fund, Ltd. / Northern
Trust #1090
WIRE CHARGE
DEBIT INTEREST
DEBIT INTEREST
Amount
62.93
(21,941.44)
1,764,727.13
1,400,000.00
(26,841.34)
484.13
(43,667.60)
330.00
(62,122.43)
520.56
400,000.00
(59,981.93)
750.00
400,000.00
(69,641.10)
613.08
(66,646.62)
327.00
(34,930.90)
915.60
500,000.00
(50,000.00)
(12.00)
343.08
600,000.00
6,427.30
378.00
(300,000.00)
(12.00)
8,101.47
707.88
550,000.00
(2,643.91)
6,943.12
(68,315.24)
(93,311.92)
1,541,623.64
1,600,000.00
(59,536.81)
627.81
(97,597.09)
(124,370.38)
(250,000.00)
(12.00)
(1,050,000.00)
(12.00)
(102,587.39)
(140,614.80)
EXHIBIT 55
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Victory IRA Fund, Ltd.
Spear Leads & Kellogg / Shoreline Trading Group Account No. 78A1
For the Period March 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Date
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
06/30/06
07/05/06
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
07/05/06
07/12/06
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
78A1
78A1
78A1
07/12/06
07/31/06
08/31/06
09/29/06
10/02/06
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
10/02/06
10/10/06
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
78A1
78A1
78A1
78A1
78A1
10/10/06
10/31/06
10/31/06
11/30/06
12/29/06
12/29/06
01/08/07
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
01/08/07
01/09/07
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
01/09/07
01/12/07
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
01/31/07
02/28/07
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
78A1
02/28/07
03/30/07
04/10/07
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
78A1
04/27/07
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
78A1
78A1
04/30/07
05/31/07
06/29/07
07/09/07
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
78A1
07/09/07
07/31/07
08/03/07
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
78A1
08/09/07
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
78A1
08/31/07
09/28/07
10/05/07
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
10/31/07
11/13/07
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
11/30/07
11/30/07
Page 3 of 4
(Payee)/Payor
DEBIT INTEREST
Victory IRA Fund, Ltd. / Northern
Trust #1090
WIRE CHARGE
Victory IRA Fund, Ltd. / Northern
Trust #1090
WIRE CHARGE
DEBIT INTEREST
DEBIT INTEREST
DEBIT INTEREST
Victory IRA Fund, Ltd. / Northern
Trust #1090
WIRE CHARGE
Victory IRA Fund, Ltd. / Northern
Trust #1090
WIRE CHARGE
DEBIT INTEREST
CREDIT INTEREST
CREDIT INTEREST
CREDIT INTEREST
P&L
Victory IRA Fund, Ltd. / Northern
Trust #1090
WIRE CHARGE
Victory IRA Fund, Ltd. / Northern
Trust #1090
WIRE CHARGE
Victory IRA Fund, Ltd. / Northern
Trust #1090
CREDIT INTEREST
Victory IRA Fund, Ltd. / Northern
Trust #1090
CREDIT INTEREST
CREDIT INTEREST
Victory IRA Fund, Ltd. / Northern
Trust #1090
Victory IRA Fund, Ltd. / Northern
Trust #1090
CREDIT INTEREST
CREDIT INTEREST
CREDIT INTEREST
Victory IRA Fund, Ltd. / Northern
Trust #1090
WIRE CHARGE
CREDIT INTEREST
Victory IRA Fund, Ltd. / Northern
Trust #1090
Victory IRA Fund, Ltd. / Northern
Trust #1090
CREDIT INTEREST
CREDIT INTEREST
Victory IRA Fund, Ltd. / Northern
Trust #1090
CREDIT INTEREST
Victory IRA Fund, Ltd. / Northern
Trust #1090
DEBIT INTEREST
CREDIT INTEREST
Amount
(126,525.85)
(1,600,000.00)
(12.00)
(600,000.00)
(12.00)
(121,867.26)
(116,571.36)
(90,442.73)
(2,000,000.00)
(12.00)
(275,000.00)
(12.00)
(804.77)
20,162.82
18,858.19
17,694.12
(2,664,074.48)
(1,250,000.00)
(12.00)
(475,000.00)
(12.00)
200,000.00
17,369.20
350,000.00
13,286.61
15,391.59
370,000.00
650,000.00
14,673.13
14,474.97
12,737.26
(1,100,000.00)
(12.00)
10,903.80
70,000.00
450,000.00
10,821.07
7,615.19
300,000.00
6,721.64
50,000.00
(1,104.93)
4,999.22
EXHIBIT 55
Case No.: 8:10-cv-77-T-17MAP et al.
Analysis of Deposits and Disbursements
Victory IRA Fund, Ltd.
Spear Leads & Kellogg / Shoreline Trading Group Account No. 78A1
For the Period March 2003 through December 2008
(Sorted in Chronological Order)
Institution
Account Name
Account Number
Bank Date
(Payee)/Payor
Arthur Nadel DBA Valhalla
Investments / Wachovia #5110
DEBIT INTEREST
CREDIT INTEREST
P&L
WIRE CHARGE
Victory IRA Fund, Ltd. / Northern
Trust #1090
WIRE CHARGE
Victory IRA Fund, Ltd. / Northern
Trust #1090
WIRE CHARGE
DEBIT INTEREST
CREDIT INTEREST
CREDIT INTEREST
CREDIT INTEREST
CREDIT INTEREST
Victory IRA Fund, Ltd. / Northern
Trust #1090
WIRE CHARGE
Victory Fund, Ltd. / Wachovia #4790
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
78A1
12/31/07
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
78A1
78A1
78A1
12/31/07
12/31/07
12/31/07
12/31/07
01/11/08
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
01/11/08
01/14/08
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
78A1
78A1
78A1
78A1
78A1
01/14/08
01/31/08
01/31/08
02/29/08
02/29/08
03/31/08
04/09/08
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
04/09/08
04/11/08
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
78A1
04/14/08
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
78A1
78A1
78A1
78A1
78A1
04/14/08
06/30/08
07/31/08
08/29/08
09/30/08
09/30/08
10/16/08
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
78A1
10/17/08
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Spear, Leads & Kellogg
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
Victory IRA Fund, Ltd.
78A1
78A1
78A1
10/17/08
10/31/08
12/31/08
Victory IRA Fund, Ltd. / Northern
Trust #1090
WIRE CHARGE
DEBIT INTEREST
DEBIT INTEREST
DEBIT INTEREST
DEBIT INTEREST
CREDIT INTEREST
Scoop Capital LLC / Wachovia
#2157
Victory IRA Fund, Ltd. / Northern
Trust #1090
WIRE CHARGE
DEBIT INTEREST
P&L
Source:
1. Brokerage account statements.
2. Northern Trust and Wachovia bank account statements including deposit slips, cancelled checks and wire detail.
3. QuickBooks file.
Page 4 of 4
Amount
(1,800,000.00)
(796.99)
4,160.95
(6,833,733.63)
(12.00)
(75,000.00)
(12.00)
(200,000.00)
(12.00)
(928.13)
819.15
(482.81)
44.67
39.26
(480,000.00)
(12.00)
300,000.00
(550,000.00)
(12.00)
(456.99)
(182.06)
(101.99)
(1,244.36)
10.40
40,000.00
(390,000.00)
(12.00)
(809.48)
315,112.98
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